0001718745-18-000109.txt : 20180418 0001718745-18-000109.hdr.sgml : 20180418 20180418171004 ACCESSION NUMBER: 0001718745-18-000109 CONFORMED SUBMISSION TYPE: N-MFP2/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180330 FILED AS OF DATE: 20180418 DATE AS OF CHANGE: 20180418 FILER: COMPANY DATA: COMPANY CONFORMED NAME: JPMorgan Trust I CENTRAL INDEX KEY: 0001217286 IRS NUMBER: 331043149 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-MFP2/A SEC ACT: 1940 Act SEC FILE NUMBER: 811-21295 FILM NUMBER: 18761798 BUSINESS ADDRESS: STREET 1: C/O JPMORGAN DISTRIBUTION SERVICES, INC. STREET 2: 270 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 800-480-4111 MAIL ADDRESS: STREET 1: C/O JPMORGAN DISTRIBUTION SERVICES, INC. STREET 2: 270 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: JP MORGAN MUTUAL FUND SERIES DATE OF NAME CHANGE: 20030204 0001217286 S000002968 JPMorgan New York Municipal Money Market Fund C000008128 Morgan VNYXX C000008129 Reserve JNYXX C000073383 Service JNVXX C000165406 Premier JNPXX C000171130 Eagle Class JNQXX N-MFP2/A 1 primary_doc.xml N-MFP2/A 0001217286 XXXXXXXX 2018-03-30 0001217286 S000002968 5 N N 333-103022 J.P. Morgan Investment Management Inc. 801-21011 PricewaterhouseCoopers, LLP New York NY J.P. Morgan Investment Management Inc. DST Asset Manager Solutions, Inc. 0000275143 084-00896 N N N Single State Y 7 7 106520000.00 106138401.85 97158480.72 93710000.00 111935000.00 667595000.00 667713401.85 672883480.72 669215000.00 677810000.00 0.1589 0.1583 0.1437 0.1393 0.1643 0.9959 0.9957 0.9955 0.9981 0.9946 0.00 677810000.00 677810000.00 3656294.88 749155.23 680717139.65 680686008.45 1.0000 0.0145 1.0000 1.0000 1.0000 1.0000 1.0000 C000008128 1000.00 136085577.20 136068986.76 1.0001 1.0001 1.0001 1.0001 1.0001 111701.85 129798.20 124222.62 71733.94 624336.22 113812.21 888244.56 307598.69 3114023.19 2510763.39 4764453.67 3073674.57 0.0086 Y JPM Inv Mgmt, Inv Adv Contract, 2942.35; JPM Inv Mgmt, Admin Contract, 1958.12; JPM Dist Svcs, Shareholder Servicing Contract, 3691.71; C000008129 10000000.00 1922060.40 1921904.62 1.0001 1.0001 1.0001 1.0001 1.0001 3821.81 18275.31 0.00 200023.88 30493.28 101389.68 12548.31 75104.06 7893.39 40365.00 54121.98 416882.93 0.0075 Y JPM Inv Mgmt, Inv Adv Contract, 45.31; JPM Inv Mgmt, Admin Contract, 30.16; JPM Dist Svcs, Shareholder Servicing Contract, 29.47; C000165406 1000000.00 489608002.66 489595224.30 1.0000 1.0000 1.0000 1.0000 1.0000 79654723.98 92294328.14 68015194.08 66056090.68 76064158.45 74369647.49 74985877.88 76581914.37 141697141.97 132153077.84 387409913.64 383167419.76 0.0100 Y JPM Inv Mgmt, Inv Adv Contract, 10599.25; JPM Inv Mgmt, Admin Contract, 7053.99; C000171130 1000.00 5524592.88 5524362.06 1.0000 1.0000 1.0000 1.0000 1.0000 3867769.92 1746893.79 335331.09 753015.75 1385122.10 446023.03 133336.84 1068350.19 0.00 837608.12 1905238.41 4531478.56 0.0075 Y JPM Inv Mgmt, Inv Adv Contract, 140.66; JPM Inv Mgmt, Admin Contract, 93.64; JPM Dist Svcs, Shareholder Servicing Contract, 23.53; C000073383 10000000.00 47576906.51 47575530.71 1.0000 1.0000 1.0000 1.0000 1.0000 184397.40 1183352.14 0.00 996435.87 513913.08 603757.69 1263264.65 464924.79 18824.15 686982.76 1910427.45 3360218.30 0.0040 Y JPM Inv Mgmt, Inv Adv Contract, 1047.81; JPM Inv Mgmt, Admin Contract, 697.34; JPM Dist Svcs, Shareholder Servicing Contract, 57.15; Albany Industrial Development Agency Albany Industrial Development Agency 1.620 012440KR3 US012440KR34 Variable Rate Demand Note Y Fitch Long Rating NR Fitch Short Rating NR Moody's Long Rating NR Moody's Short Rating NR Standard & Poor's Long Rating AA- Standard & Poor's Short Rating A-1+ 2018-04-06 2018-04-06 2038-06-01 Y TD BANK NA 1.0000 8 N Fitch Long Rating AA Fitch Short Rating F1+ Moody's Long Rating Aa2 Moody's Short Rating P-1 Standard & Poor's Long Rating AA- Standard & Poor's Short Rating A-1+ Y TD BANK NA 1.0000 Fitch Long Rating AA Fitch Short Rating F1+ Moody's Long Rating Aa2 Moody's Short Rating P-1 Standard & Poor's Long Rating AA- Standard & Poor's Short Rating A-1+ N 0.0162 1265000.00 1265000.00 0.0019 N N Y N Albany Industrial Development Agency Albany Industrial Development Agency 1.620 012440HG1 US012440HG16 Variable Rate Demand Note Y Fitch Long Rating NR Fitch Short Rating NR Moody's Long Rating A1 Moody's Short Rating VMIG1 Standard & Poor's Long Rating NR Standard & Poor's Short Rating NR 2018-04-06 2018-04-06 2037-02-01 Y HSBC BANK USA 1.0000 8 N Fitch Long Rating AA- Fitch Short Rating F1+ Moody's Long Rating Aa2 Moody's Short Rating P-1 Standard & Poor's Long Rating AA- Standard & Poor's Short Rating A-1+ Y HSBC BANK USA 1.0000 Fitch Long Rating AA- Fitch Short Rating F1+ Moody's Long Rating Aa2 Moody's Short Rating P-1 Standard & Poor's Long Rating AA- Standard & Poor's Short Rating A-1+ N 0.0162 2595000.00 2595000.00 0.0038 N N Y N City of New York NY City of New York NY 1.740 64966MFW4 549300ABYZD2SFD5JB29 US64966MFW47 Variable Rate Demand Note Y Fitch Long Rating AAA Fitch Short Rating F1 Moody's Long Rating Aa1 Moody's Short Rating VMIG1 Standard & Poor's Long Rating AA Standard & Poor's Short Rating A-2 2018-04-02 2018-04-02 2044-08-01 Y BANK OF THE WEST 1.0000 4 N Fitch Long Rating A+ Fitch Short Rating F1 Moody's Long Rating Aa3 Moody's Short Rating P-1 Standard & Poor's Long Rating A- Standard & Poor's Short Rating A-2 Y BANK OF THE WEST 1.0000 Fitch Long Rating A+ Fitch Short Rating F1 Moody's Long Rating Aa3 Moody's Short Rating P-1 Standard & Poor's Long Rating A- Standard & Poor's Short Rating A-2 N 0.0174 10395000.00 10395000.00 0.0153 N Y Y N City of New York NY City of New York NY 1.620 64966LCN9 549300ABYZD2SFD5JB29 US64966LCN91 Variable Rate Demand Note Y Fitch Long Rating AAA Fitch Short Rating F1 Moody's Long Rating Aa1 Moody's Short Rating VMIG1 Standard & Poor's Long Rating AA+ Standard & Poor's Short Rating A-1 2018-04-06 2018-04-06 2041-08-01 Y PNC BANK NA (PITTSBURGH) 1.0000 8 N Fitch Long Rating A+ Fitch Short Rating F1 Moody's Long Rating Aa2 Moody's Short Rating P-1 Standard & Poor's Long Rating A Standard & Poor's Short Rating A-1 Y PNC BANK NA (PITTSBURGH) 1.0000 Fitch Long Rating A+ Fitch Short Rating F1 Moody's Long Rating Aa2 Moody's Short Rating P-1 Standard & Poor's Long Rating A Standard & Poor's Short Rating A-1 N 0.0162 2200000.00 2200000.00 0.0032 N N Y N City of New York NY City of New York NY 1.700 64966FA87 549300ABYZD2SFD5JB29 US64966FA871 Variable Rate Demand Note Y Fitch Long Rating AAA Fitch Short Rating F1+ Moody's Long Rating Aa1 Moody's Short Rating VMIG1 Standard & Poor's Long Rating AAA Standard & Poor's Short Rating A-1+ 2018-04-02 2018-04-02 2036-04-01 Y TD BANK NA 1.0000 4 N Fitch Long Rating AA Fitch Short Rating F1+ Moody's Long Rating Aa2 Moody's Short Rating P-1 Standard & Poor's Long Rating AA- Standard & Poor's Short Rating A-1+ Y TD BANK NA 1.0000 Fitch Long Rating AA Fitch Short Rating F1+ Moody's Long Rating Aa2 Moody's Short Rating P-1 Standard & Poor's Long Rating AA- Standard & Poor's Short Rating A-1+ N 0.0170 950000.00 950000.00 0.0014 N Y Y N City of New York NY City of New York NY 1.530 64966LT84 549300ABYZD2SFD5JB29 US64966LT846 Variable Rate Demand Note Y Fitch Long Rating AAA Fitch Short Rating F1 Moody's Long Rating Aa1 Moody's Short Rating VMIG1 Standard & Poor's Long Rating AA+ Standard & Poor's Short Rating A-1 2018-04-06 2018-04-06 2044-06-01 Y THE BANK OF TOKYO-MITSUBISHI UFJ LTD. 1.0000 8 N Fitch Long Rating A Fitch Short Rating F1 Moody's Long Rating A1 Moody's Short Rating P-1 Standard & Poor's Long Rating A Standard & Poor's Short Rating A-1 Y THE BANK OF TOKYO-MITSUBISHI UFJ LTD. 1.0000 Fitch Long Rating A Fitch Short Rating F1 Moody's Long Rating A1 Moody's Short Rating P-1 Standard & Poor's Long Rating A Standard & Poor's Short Rating A-1 N 0.0153 250000.00 250000.00 0.0004 N N Y N City of New York NY City of New York NY 1.710 64966JB62 549300ABYZD2SFD5JB29 US64966JB624 Variable Rate Demand Note Y Fitch Long Rating AAA Fitch Short Rating F1 Moody's Long Rating Aa1 Moody's Short Rating VMIG1 Standard & Poor's Long Rating AA+ Standard & Poor's Short Rating A-1 2018-04-02 2018-04-02 2042-04-01 Y THE BANK OF TOKYO-MITSUBISHI UFJ LTD. 1.0000 4 N Fitch Long Rating A Fitch Short Rating F1 Moody's Long Rating A1 Moody's Short Rating P-1 Standard & Poor's Long Rating A Standard & Poor's Short Rating A-1 Y THE BANK OF TOKYO-MITSUBISHI UFJ LTD. 1.0000 Fitch Long Rating A Fitch Short Rating F1 Moody's Long Rating A1 Moody's Short Rating P-1 Standard & Poor's Long Rating A Standard & Poor's Short Rating A-1 N 0.0171 7400000.00 7400000.00 0.0109 N Y Y N City of New York NY City of New York NY 1.750 64966J5Y8 549300ABYZD2SFD5JB29 US64966J5Y85 Variable Rate Demand Note Y Fitch Long Rating AA Fitch Short Rating F1 Moody's Long Rating Aa1 Moody's Short Rating VMIG1 Standard & Poor's Long Rating AA+ Standard & Poor's Short Rating A-1 2018-04-02 2018-04-02 2040-10-01 Y MIZUHO BANK LTD. 1.0000 4 N Fitch Long Rating A- Fitch Short Rating F1 Moody's Long Rating A1 Moody's Short Rating P-1 Standard & Poor's Long Rating A Standard & Poor's Short Rating A-1 Y MIZUHO BANK LTD. 1.0000 Fitch Long Rating A- Fitch Short Rating F1 Moody's Long Rating A1 Moody's Short Rating P-1 Standard & Poor's Long Rating A Standard & Poor's Short Rating A-1 N 0.0175 6000000.00 6000000.00 0.0088 N Y Y N County of Onondaga NY County of Onondaga NY 1.580 68276FAL4 US68276FAL40 Variable Rate Demand Note Y Fitch Long Rating NR Fitch Short Rating NR Moody's Long Rating Aa1 Moody's Short Rating VMIG1 Standard & Poor's Long Rating AA+ Standard & Poor's Short Rating A-1 2018-04-06 2018-04-06 2029-12-01 Y WELLS FARGO BANK NATIONAL ASSOCIATION 1.0000 8 N Fitch Long Rating AA Fitch Short Rating F1+ Moody's Long Rating Aa1 Moody's Short Rating P-1 Standard & Poor's Long Rating A+ Standard & Poor's Short Rating A-1 Y WELLS FARGO BANK NATIONAL ASSOCIATION 1.0000 Fitch Long Rating AA Fitch Short Rating F1+ Moody's Long Rating Aa1 Moody's Short Rating P-1 Standard & Poor's Long Rating A+ Standard & Poor's Short Rating A-1 N 0.0158 8220000.00 8220000.00 0.0121 N N Y N Franklin County Civic Development Corp Franklin County Civic Development Corp 1.650 35313PAA0 US35313PAA03 Variable Rate Demand Note Y Fitch Long Rating NR Fitch Short Rating NR Moody's Long Rating A1 Moody's Short Rating VMIG1 Standard & Poor's Long Rating NR Standard & Poor's Short Rating NR 2018-04-06 2018-04-06 2038-10-01 Y HSBC BANK USA 1.0000 8 N Fitch Long Rating AA- Fitch Short Rating F1+ Moody's Long Rating Aa2 Moody's Short Rating P-1 Standard & Poor's Long Rating AA- Standard & Poor's Short Rating A-1+ Y HSBC BANK USA 1.0000 Fitch Long Rating AA- Fitch Short Rating F1+ Moody's Long Rating Aa2 Moody's Short Rating P-1 Standard & Poor's Long Rating AA- Standard & Poor's Short Rating A-1+ N 0.0165 4455000.00 4455000.00 0.0065 N N Y N Franklin County Industrial Development Agency/NY Franklin County Industrial Development Agency/NY 1.750 353140AP1 US353140AP13 Variable Rate Demand Note Y Fitch Long Rating NR Fitch Short Rating NR Moody's Long Rating NR Moody's Short Rating NR Standard & Poor's Long Rating AA- Standard & Poor's Short Rating A-1+ 2018-04-06 2018-04-06 2019-05-01 Y HSBC BANK USA 1.0000 8 N Fitch Long Rating AA- Fitch Short Rating F1+ Moody's Long Rating Aa2 Moody's Short Rating P-1 Standard & Poor's Long Rating AA- Standard & Poor's Short Rating A-1+ Y HSBC BANK USA 1.0000 Fitch Long Rating AA- Fitch Short Rating F1+ Moody's Long Rating Aa2 Moody's Short Rating P-1 Standard & Poor's Long Rating AA- Standard & Poor's Short Rating A-1+ N 0.0175 245000.00 245000.00 0.0004 N N Y N Housing Development Corp/NY Housing Development Corp/NY 1.700 64966TBF0 549300SQWVHKBRF8D702 US64966TBF03 Variable Rate Demand Note Y Fitch Long Rating NR Fitch Short Rating NR Moody's Long Rating NR Moody's Short Rating NR Standard & Poor's Long Rating A+ Standard & Poor's Short Rating A-1 2018-04-06 2018-04-06 2042-09-01 Y CITIBANK NA 1.0000 8 N Fitch Long Rating AA- Fitch Short Rating F1+ Moody's Long Rating A1 Moody's Short Rating P-1 Standard & Poor's Long Rating A+ Standard & Poor's Short Rating A-1 Y CITIBANK NA 1.0000 Fitch Long Rating AA- Fitch Short Rating F1+ Moody's Long Rating A1 Moody's Short Rating P-1 Standard & Poor's Long Rating A+ Standard & Poor's Short Rating A-1 N 0.0170 6665000.00 6665000.00 0.0098 N N Y N Housing Development Corp/NY Housing Development Corp/NY 1.560 64970HBF0 549300SQWVHKBRF8D702 US64970HBF01 Variable Rate Demand Note Y Fitch Long Rating NR Fitch Short Rating NR Moody's Long Rating NR Moody's Short Rating NR Standard & Poor's Long Rating AA+ Standard & Poor's Short Rating A-1+ 2018-04-06 2018-04-06 2035-12-01 Y FEDERAL HOME LOAN MORTGAGE CORP. 1.0000 8 N Fitch Long Rating AAA Fitch Short Rating F1+ Moody's Long Rating Aaa Moody's Short Rating P-1 Standard & Poor's Long Rating AA+ Standard & Poor's Short Rating A-1+ Y FEDERAL HOME LOAN MORTGAGE CORP. 1.0000 Fitch Long Rating AAA Fitch Short Rating F1+ Moody's Long Rating Aaa Moody's Short Rating P-1 Standard & Poor's Long Rating AA+ Standard & Poor's Short Rating A-1+ N 0.0156 1100000.00 1100000.00 0.0016 N N Y N Housing Development Corp/NY Housing Development Corp/NY 1.560 64970HAW4 549300SQWVHKBRF8D702 US64970HAW43 Variable Rate Demand Note Y Fitch Long Rating NR Fitch Short Rating NR Moody's Long Rating NR Moody's Short Rating NR Standard & Poor's Long Rating AA+ Standard & Poor's Short Rating A-1+ 2018-04-06 2018-04-06 2032-08-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION 1.0000 8 N Fitch Long Rating AAA Fitch Short Rating F1+ Moody's Long Rating Aaa Moody's Short Rating P-1 Standard & Poor's Long Rating AA+ Standard & Poor's Short Rating A-1+ Y FEDERAL NATIONAL MORTGAGE ASSOCIATION 1.0000 Fitch Long Rating AAA Fitch Short Rating F1+ Moody's Long Rating Aaa Moody's Short Rating P-1 Standard & Poor's Long Rating AA+ Standard & Poor's Short Rating A-1+ N 0.0156 3700000.00 3700000.00 0.0054 N N Y N Housing Development Corp/NY Housing Development Corp/NY 1.620 64970HBC7 549300SQWVHKBRF8D702 US64970HBC79 Variable Rate Demand Note Y Fitch Long Rating NR Fitch Short Rating NR Moody's Long Rating NR Moody's Short Rating NR Standard & Poor's Long Rating AA+ Standard & Poor's Short Rating A-1+ 2018-04-06 2018-04-06 2035-02-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION 1.0000 8 N Fitch Long Rating AAA Fitch Short Rating F1+ Moody's Long Rating Aaa Moody's Short Rating P-1 Standard & Poor's Long Rating AA+ Standard & Poor's Short Rating A-1+ Y FEDERAL NATIONAL MORTGAGE ASSOCIATION 1.0000 Fitch Long Rating AAA Fitch Short Rating F1+ Moody's Long Rating Aaa Moody's Short Rating P-1 Standard & Poor's Long Rating AA+ Standard & Poor's Short Rating A-1+ N 0.0162 2000000.00 2000000.00 0.0029 N N Y N Housing Development Corp/NY Housing Development Corp/NY 1.670 64970HDV3 549300SQWVHKBRF8D702 US64970HDV33 Variable Rate Demand Note Y Fitch Long Rating NR Fitch Short Rating NR Moody's Long Rating NR Moody's Short Rating NR Standard & Poor's Long Rating AA+ Standard & Poor's Short Rating A-1+ 2018-04-06 2018-04-06 2039-12-01 Y FEDERAL HOME LOAN MORTGAGE CORP. 1.0000 8 N Fitch Long Rating AAA Fitch Short Rating F1+ Moody's Long Rating Aaa Moody's Short Rating P-1 Standard & Poor's Long Rating AA+ Standard & Poor's Short Rating A-1+ Y FEDERAL HOME LOAN MORTGAGE CORP. 1.0000 Fitch Long Rating AAA Fitch Short Rating F1+ Moody's Long Rating Aaa Moody's Short Rating P-1 Standard & Poor's Long Rating AA+ Standard & Poor's Short Rating A-1+ N 0.0167 7320000.00 7320000.00 0.0108 N N Y N Housing Development Corp/NY Housing Development Corp/NY 1.620 64966TBM5 549300SQWVHKBRF8D702 US64966TBM53 Variable Rate Demand Note Y Fitch Long Rating NR Fitch Short Rating NR Moody's Long Rating NR Moody's Short Rating NR Standard & Poor's Long Rating AA+ Standard & Poor's Short Rating A-1+ 2018-04-06 2018-04-06 2046-11-01 Y FEDERAL HOME LOAN MORTGAGE CORP. 1.0000 8 N Fitch Long Rating AAA Fitch Short Rating F1+ Moody's Long Rating Aaa Moody's Short Rating P-1 Standard & Poor's Long Rating AA+ Standard & Poor's Short Rating A-1+ Y FEDERAL HOME LOAN MORTGAGE CORP. 1.0000 Fitch Long Rating AAA Fitch Short Rating F1+ Moody's Long Rating Aaa Moody's Short Rating P-1 Standard & Poor's Long Rating AA+ Standard & Poor's Short Rating A-1+ N 0.0162 3300000.00 3300000.00 0.0048 N N Y N Housing Development Corp/NY Housing Development Corp/NY 1.700 64970HAP9 549300SQWVHKBRF8D702 US64970HAP91 Variable Rate Demand Note Y Fitch Long Rating NR Fitch Short Rating NR Moody's Long Rating NR Moody's Short Rating NR Standard & Poor's Long Rating AA+ Standard & Poor's Short Rating A-1+ 2018-04-06 2018-04-06 2029-11-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION 1.0000 8 N Fitch Long Rating AAA Fitch Short Rating F1+ Moody's Long Rating Aaa Moody's Short Rating P-1 Standard & Poor's Long Rating AA+ Standard & Poor's Short Rating A-1+ Y FEDERAL NATIONAL MORTGAGE ASSOCIATION 1.0000 Fitch Long Rating AAA Fitch Short Rating F1+ Moody's Long Rating Aaa Moody's Short Rating P-1 Standard & Poor's Long Rating AA+ Standard & Poor's Short Rating A-1+ N 0.0170 2300000.00 2300000.00 0.0034 N N Y N Metropolitan Transportation Authority Metropolitan Transportation Authority 1.610 59259YUB3 5493000TKYODLXADQD60 US59259YUB37 Variable Rate Demand Note Y Fitch Long Rating AA+ Fitch Short Rating F1+ Moody's Long Rating Aa1 Moody's Short Rating VMIG1 Standard & Poor's Long Rating AA+ Standard & Poor's Short Rating A-1 2018-04-06 2018-04-06 2035-11-01 Y BANK OF MONTREAL 1.0000 8 N Fitch Long Rating AA- Fitch Short Rating F1+ Moody's Long Rating A1 Moody's Short Rating P-1 Standard & Poor's Long Rating A+ Standard & Poor's Short Rating A-1 Y BANK OF MONTREAL 1.0000 Fitch Long Rating AA- Fitch Short Rating F1+ Moody's Long Rating A1 Moody's Short Rating P-1 Standard & Poor's Long Rating A+ Standard & Poor's Short Rating A-1 N 0.0161 7550000.00 7550000.00 0.0111 N N Y N Metropolitan Transportation Authority Metropolitan Transportation Authority 1.590 59259N2Z5 5493000TKYODLXADQD60 US59259N2Z52 Variable Rate Demand Note Y Fitch Long Rating AAA Fitch Short Rating F1 Moody's Long Rating NR Moody's Short Rating NR Standard & Poor's Long Rating AA+ Standard & Poor's Short Rating A-1 2018-04-06 2018-04-06 2022-11-01 Y THE BANK OF TOKYO-MITSUBISHI UFJ LTD. 1.0000 8 N Fitch Long Rating A Fitch Short Rating F1 Moody's Long Rating A1 Moody's Short Rating P-1 Standard & Poor's Long Rating A Standard & Poor's Short Rating A-1 Y THE BANK OF TOKYO-MITSUBISHI UFJ LTD. 1.0000 Fitch Long Rating A Fitch Short Rating F1 Moody's Long Rating A1 Moody's Short Rating P-1 Standard & Poor's Long Rating A Standard & Poor's Short Rating A-1 N 0.0159 5000000.00 5000000.00 0.0073 N N Y N Metropolitan Transportation Authority Metropolitan Transportation Authority 1.590 59259Y7B9 5493000TKYODLXADQD60 US59259Y7B94 Variable Rate Demand Note Y Fitch Long Rating AA+ Fitch Short Rating F1 Moody's Long Rating Aa2 Moody's Short Rating VMIG1 Standard & Poor's Long Rating AA+ Standard & Poor's Short Rating A-1 2018-04-06 2018-04-06 2050-11-15 Y THE BANK OF TOKYO-MITSUBISHI UFJ LTD. 1.0000 8 N Fitch Long Rating A Fitch Short Rating F1 Moody's Long Rating A1 Moody's Short Rating P-1 Standard & Poor's Long Rating A Standard & Poor's Short Rating A-1 Y THE BANK OF TOKYO-MITSUBISHI UFJ LTD. 1.0000 Fitch Long Rating A Fitch Short Rating F1 Moody's Long Rating A1 Moody's Short Rating P-1 Standard & Poor's Long Rating A Standard & Poor's Short Rating A-1 N 0.0159 4995000.00 4995000.00 0.0073 N N Y N Metropolitan Transportation Authority Metropolitan Transportation Authority 1.720 59259YAE9 5493000TKYODLXADQD60 US59259YAE95 Variable Rate Demand Note Y Fitch Long Rating AA+ Fitch Short Rating F1+ Moody's Long Rating Aa1 Moody's Short Rating VMIG1 Standard & Poor's Long Rating AA+ Standard & Poor's Short Rating A-1 2018-04-02 2018-04-02 2035-11-01 Y LANDESBANK HESSEN-THUERINGEN GIROZENTRALE 1.0000 4 N Fitch Long Rating A+ Fitch Short Rating F1+ Moody's Long Rating Aa3 Moody's Short Rating P-1 Standard & Poor's Long Rating A Standard & Poor's Short Rating A-1 Y LANDESBANK HESSEN-THUERINGEN GIROZENTRALE 1.0000 Fitch Long Rating A+ Fitch Short Rating F1+ Moody's Long Rating Aa3 Moody's Short Rating P-1 Standard & Poor's Long Rating A Standard & Poor's Short Rating A-1 N 0.0172 3000000.00 3000000.00 0.0044 N Y Y N Nassau County Interim Finance Authority Nassau County Interim Finance Authority 1.510 631663KF7 549300DP7LB76W78BR41 US631663KF76 Variable Rate Demand Note Y Fitch Long Rating AAA Fitch Short Rating F1+ Moody's Long Rating Aa1 Moody's Short Rating VMIG1 Standard & Poor's Long Rating AAA Standard & Poor's Short Rating A-1+ 2018-04-06 2018-04-06 2025-11-15 Y TD BANK NA 1.0000 8 Y Fitch Long Rating AA Fitch Short Rating F1+ Moody's Long Rating Aa2 Moody's Short Rating P-1 Standard & Poor's Long Rating AA- Standard & Poor's Short Rating A-1+ N N 0.0151 1100000.00 1100000.00 0.0016 N N Y N Nassau County Interim Finance Authority Nassau County Interim Finance Authority 1.550 631663ML2 549300DP7LB76W78BR41 US631663ML27 Variable Rate Demand Note Y Fitch Long Rating AAA Fitch Short Rating F1+ Moody's Long Rating Aa1 Moody's Short Rating VMIG1 Standard & Poor's Long Rating AAA Standard & Poor's Short Rating A-1 2018-04-06 2018-04-06 2019-11-15 Y BMO HARRIS BANK NATIONAL ASSOCIATION 1.0000 8 Y Fitch Long Rating AA- Fitch Short Rating F1+ Moody's Long Rating A1 Moody's Short Rating P-1 Standard & Poor's Long Rating A+ Standard & Poor's Short Rating A-1 N N 0.0155 5935000.00 5935000.00 0.0087 N N Y N Nassau County Interim Finance Authority Nassau County Interim Finance Authority 1.570 631663KG5 549300DP7LB76W78BR41 US631663KG59 Variable Rate Demand Note Y Fitch Long Rating AAA Fitch Short Rating F1 Moody's Long Rating Aa1 Moody's Short Rating WR Standard & Poor's Long Rating AAA Standard & Poor's Short Rating A-1 2018-04-06 2018-04-06 2021-11-15 Y SUMITOMO MITSUI BANKING CORPORATION 1.0000 8 Y Fitch Long Rating A Fitch Short Rating F1 Moody's Long Rating A1 Moody's Short Rating P-1 Standard & Poor's Long Rating A Standard & Poor's Short Rating A-1 N N 0.0157 1185000.00 1185000.00 0.0017 N N Y N Nassau Health Care Corp Nassau Health Care Corp 1.650 63167NAZ9 549300L7UKCJQEMTLX26 US63167NAZ96 Variable Rate Demand Note Y Fitch Long Rating AA+ Fitch Short Rating F1+ Moody's Long Rating Aa1 Moody's Short Rating VMIG1 Standard & Poor's Long Rating AA+ Standard & Poor's Short Rating A-1 2018-04-06 2018-04-06 2029-08-01 Y WELLS FARGO BANK NATIONAL ASSOCIATION 1.0000 8 N Fitch Long Rating AA Fitch Short Rating F1+ Moody's Long Rating Aa1 Moody's Short Rating P-1 Standard & Poor's Long Rating A+ Standard & Poor's Short Rating A-1 Y WELLS FARGO BANK NATIONAL ASSOCIATION 1.0000 Fitch Long Rating AA Fitch Short Rating F1+ Moody's Long Rating Aa1 Moody's Short Rating P-1 Standard & Poor's Long Rating A+ Standard & Poor's Short Rating A-1 N 0.0165 17075000.00 17075000.00 0.0251 N N Y N Nassau Health Care Corp Nassau Health Care Corp 1.610 63167NBA3 549300L7UKCJQEMTLX26 US63167NBA37 Variable Rate Demand Note Y Fitch Long Rating AA+ Fitch Short Rating F1+ Moody's Long Rating Aa3 Moody's Short Rating VMIG1 Standard & Poor's Long Rating AA+ Standard & Poor's Short Rating A-1+ 2018-04-06 2018-04-06 2029-08-01 Y TD BANK NA 1.0000 8 N Fitch Long Rating AA Fitch Short Rating F1+ Moody's Long Rating Aa2 Moody's Short Rating P-1 Standard & Poor's Long Rating AA- Standard & Poor's Short Rating A-1+ Y TD BANK NA 1.0000 Fitch Long Rating AA Fitch Short Rating F1+ Moody's Long Rating Aa2 Moody's Short Rating P-1 Standard & Poor's Long Rating AA- Standard & Poor's Short Rating A-1+ N 0.0161 6200000.00 6200000.00 0.0091 N N Y N New York City Industrial Development Agency New York City Industrial Development Agency 1.650 649438BE7 549300XR20ZR5DHL9534 US649438BE74 Variable Rate Demand Note Y Fitch Long Rating NR Fitch Short Rating NR Moody's Long Rating A1 Moody's Short Rating VMIG1 Standard & Poor's Long Rating NR Standard & Poor's Short Rating NR 2018-04-06 2018-04-06 2025-02-01 Y HSBC BANK USA 1.0000 8 N Fitch Long Rating AA- Fitch Short Rating F1+ Moody's Long Rating Aa2 Moody's Short Rating P-1 Standard & Poor's Long Rating AA- Standard & Poor's Short Rating A-1+ Y HSBC BANK USA 1.0000 Fitch Long Rating AA- Fitch Short Rating F1+ Moody's Long Rating Aa2 Moody's Short Rating P-1 Standard & Poor's Long Rating AA- Standard & Poor's Short Rating A-1+ N 0.0165 800000.00 800000.00 0.0012 N N Y N New York City Industrial Development Agency New York City Industrial Development Agency 1.630 64971CX33 549300XR20ZR5DHL9534 US64971CX334 Variable Rate Demand Note Y Fitch Long Rating NR Fitch Short Rating NR Moody's Long Rating NR Moody's Short Rating NR Standard & Poor's Long Rating AA- Standard & Poor's Short Rating A-1+ 2018-04-06 2018-04-06 2034-03-01 Y TD BANK NA 1.0000 8 N Fitch Long Rating AA Fitch Short Rating F1+ Moody's Long Rating Aa2 Moody's Short Rating P-1 Standard & Poor's Long Rating AA- Standard & Poor's Short Rating A-1+ Y TD BANK NA 1.0000 Fitch Long Rating AA Fitch Short Rating F1+ Moody's Long Rating Aa2 Moody's Short Rating P-1 Standard & Poor's Long Rating AA- Standard & Poor's Short Rating A-1+ N 0.0163 2225000.00 2225000.00 0.0033 N N Y N New 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F1+ Moody's Long Rating Aa1 Moody's Short Rating VMIG1 Standard & Poor's Long Rating AA+ Standard & Poor's Short Rating A-1+ 2018-04-02 2018-04-02 2049-06-15 Y TD BANK NA 1.0000 4 Y Fitch Long Rating AA Fitch Short Rating F1+ Moody's Long Rating Aa2 Moody's Short Rating P-1 Standard & Poor's Long Rating AA- Standard & Poor's Short Rating A-1+ N N 0.0170 2475000.00 2475000.00 0.0036 N Y Y N New York City Municipal Water Finance Authority New York City Municipal Water Finance Authority 1.690 64972F4W3 549300Q2EHQ6RJPQKP05 US64972F4W35 Variable Rate Demand Note Y Fitch Long Rating AA+ Fitch Short Rating F1 Moody's Long Rating Aa1 Moody's Short Rating VMIG1 Standard & Poor's Long Rating AAA Standard & Poor's Short Rating A-1 2018-04-02 2018-04-02 2044-06-15 Y MIZUHO BANK LTD. 1.0000 4 Y Fitch Long Rating A- Fitch Short Rating F1 Moody's Long Rating A1 Moody's Short Rating P-1 Standard & Poor's Long Rating A Standard & Poor's Short Rating A-1 N N 0.0169 5405000.00 5405000.00 0.0079 N Y Y N 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1.620 64986ML94 5493000LS7KCDB02O506 US64986ML948 Variable Rate Demand Note Y Fitch Long Rating NR Fitch Short Rating NR Moody's Long Rating Aaa Moody's Short Rating VMIG1 Standard & Poor's Long Rating NR Standard & Poor's Short Rating NR 2018-04-06 2018-04-06 2037-05-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION 1.0000 8 N Fitch Long Rating AAA Fitch Short Rating F1+ Moody's Long Rating Aaa Moody's Short Rating P-1 Standard & Poor's Long Rating AA+ Standard & Poor's Short Rating A-1+ Y FEDERAL NATIONAL MORTGAGE ASSOCIATION 1.0000 Fitch Long Rating AAA Fitch Short Rating F1+ Moody's Long Rating Aaa Moody's Short Rating P-1 Standard & Poor's Long Rating AA+ Standard & Poor's Short Rating A-1+ N 0.0162 6700000.00 6700000.00 0.0098 N N Y N New York State Housing Finance Agency New York State Housing Finance Agency 1.520 64986UKU0 5493000LS7KCDB02O506 US64986UKU06 Variable Rate Demand Note Y Fitch Long Rating NR Fitch Short Rating NR Moody's Long Rating Aa1 Moody's Short Rating VMIG1 Standard 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Fitch Long Rating NR Fitch Short Rating NR Moody's Long Rating Aa3 Moody's Short Rating VMIG1 Standard & Poor's Long Rating NR Standard & Poor's Short Rating NR 2018-04-06 2018-04-06 2036-11-01 Y LANDESBANK HESSEN-THUERINGEN GIROZENTRALE 1.0000 8 N Fitch Long Rating A+ Fitch Short Rating F1+ Moody's Long Rating Aa3 Moody's Short Rating P-1 Standard & Poor's Long Rating A Standard & Poor's Short Rating A-1 Y LANDESBANK HESSEN-THUERINGEN GIROZENTRALE 1.0000 Fitch Long Rating A+ Fitch Short Rating F1+ Moody's Long Rating Aa3 Moody's Short Rating P-1 Standard & Poor's Long Rating A Standard & Poor's Short Rating A-1 N 0.0158 5250000.00 5250000.00 0.0077 N N Y N New York State Housing Finance Agency New York State Housing Finance Agency 1.700 64986MSE6 5493000LS7KCDB02O506 US64986MSE65 Variable Rate Demand Note Y Fitch Long Rating NR Fitch Short Rating NR Moody's Long Rating Aaa Moody's Short Rating VMIG1 Standard & Poor's Long Rating NR Standard & Poor's Short Rating NR 2018-04-06 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10000000.00 0.0147 N N Y N TENDER OPT BD TR RCPTS / CTFS VAR STS FOR PRIOR TENDER OPT BD TR RCPTS / CTFS VAR STS FOR PRIOR 1.600 88033U6W4 US88033U6W43 Tender Option Bond Y Fitch Long Rating AA Fitch Short Rating F1 Moody's Long Rating NR Moody's Short Rating NR Standard & Poor's Long Rating NR Standard & Poor's Short Rating NR 2018-04-06 2018-04-06 2042-11-15 Y BARCLAYS BANK PLC 1.0000 8 Y Fitch Long Rating A Fitch Short Rating F1 Moody's Long Rating A1 Moody's Short Rating P-1 Standard & Poor's Long Rating A Standard & Poor's Short Rating A-1 N N 0.0160 3750000.00 3750000.00 0.0055 N N Y N TENDER OPT BD TR RCPTS / CTFS VAR STS FOR PRIOR TENDER OPT BD TR RCPTS / CTFS VAR STS FOR PRIOR 1.610 88033YL58 US88033YL581 Tender Option Bond Y Fitch Long Rating NR Fitch Short Rating NR Moody's Long Rating NR Moody's Short Rating NR Standard & Poor's Long Rating AA- Standard & Poor's Short Rating A-1+ 2018-04-06 2018-04-06 2047-07-01 Y TD BANK NA 1.0000 8 Y Fitch Long Rating AA Fitch Short Rating F1+ Moody's Long Rating Aa2 Moody's Short Rating P-1 Standard & Poor's Long Rating AA- Standard & Poor's Short Rating A-1+ N N 0.0161 3000000.00 3000000.00 0.0044 N N Y N Tender Option Bond Trust Receipts/Certificates Tender Option Bond Trust Receipts/Certificates 1.600 88033MME4 US88033MME48 Tender Option Bond Y Fitch Long Rating NR Fitch Short Rating NR Moody's Long Rating NR Moody's Short Rating NR Standard & Poor's Long Rating AA+ Standard & Poor's Short Rating A-1+ 2018-04-06 2018-04-06 2032-06-15 Y TORONTO DOMINION BANK-NEW YORK 1.0000 8 Y Fitch Long Rating AA- Fitch Short Rating F1+ Moody's Long Rating Aa2 Moody's Short Rating P-1 Standard & Poor's Long Rating AA- Standard & Poor's Short Rating A-1+ N N 0.0160 6265000.00 6265000.00 0.0092 N N Y N Tender Option Bond Trust Receipts/Certificates Tender Option Bond Trust Receipts/Certificates 1.600 88033MDC8 US88033MDC82 Tender Option Bond Y Fitch Long Rating NR Fitch Short Rating NR Moody's Long Rating NR Moody's Short Rating NR Standard & Poor's Long Rating AA Standard & Poor's Short Rating A-1 2018-04-06 2018-04-06 2028-04-01 Y BANK OF AMERICA NATIONAL ASSOCIATION 1.0000 8 Y Fitch Long Rating A+ Fitch Short Rating F1 Moody's Long Rating Aa3 Moody's Short Rating P-1 Standard & Poor's Long Rating A+ Standard & Poor's Short Rating A-1 N Y GOVERNMENT SECURITIES FOR PRE-REFUNDED ESCROWED TO MATURITY OR REPO COLLATERAL Credit Enhancement 1.0000 Fitch Long Rating NR Fitch Short Rating NR Moody's Long Rating NR Moody's Short Rating NR Standard & Poor's Long Rating NR Standard & Poor's Short Rating NR 0.0160 11625000.00 11625000.00 0.0171 N N Y N Tender Option Bond Trust Receipts/Certificates Tender Option Bond Trust Receipts/Certificates 1.630 88033MNC7 US88033MNC72 Tender Option Bond Y Fitch Long Rating AA Fitch Short Rating F1+ Moody's Long Rating NR Moody's Short Rating NR Standard & Poor's Long Rating NR Standard & Poor's Short Rating NR 2018-04-06 2018-04-06 2039-01-15 Y TORONTO DOMINION BANK-NEW YORK 1.0000 8 Y Fitch Long Rating AA- Fitch Short Rating F1+ Moody's Long Rating Aa2 Moody's Short Rating P-1 Standard & Poor's Long Rating AA- Standard & Poor's Short Rating A-1+ N N 0.0163 2385000.00 2385000.00 0.0035 N N Y N Tender Option Bond Trust Receipts/Certificates Tender Option Bond Trust Receipts/Certificates 1.590 88033Y5Y3 US88033Y5Y36 Tender Option Bond Y Fitch Long Rating NR Fitch Short Rating NR Moody's Long Rating NR Moody's Short Rating NR Standard & Poor's Long Rating AAA Standard & Poor's Short Rating A-1 2018-04-06 2018-04-06 2041-08-01 Y CITIBANK NA 1.0000 8 Y Fitch Long Rating AA- Fitch Short Rating F1+ Moody's Long Rating A1 Moody's Short Rating P-1 Standard & Poor's Long Rating A+ Standard & Poor's Short Rating A-1 N N 0.0159 2625000.00 2625000.00 0.0039 N N Y N Tender Option Bond Trust Receipts/Certificates Tender Option Bond Trust Receipts/Certificates 1.610 88033LH44 US88033LH446 Tender Option Bond Y Fitch Long Rating NR Fitch Short Rating NR Moody's Long Rating NR Moody's Short Rating NR Standard & Poor's Long Rating AA+ Standard & Poor's Short Rating A-1 2018-04-06 2018-04-06 2046-01-15 Y MORGAN STANLEY BANK 1.0000 8 Y Fitch Long Rating AA- Fitch Short Rating F1+ Moody's Long Rating A1 Moody's Short Rating P-1 Standard & Poor's Long Rating A+ Standard & Poor's Short Rating A-1 N N 0.0161 6000000.00 6000000.00 0.0088 N N Y N Tender Option Bond Trust Receipts/Certificates Tender Option Bond Trust Receipts/Certificates 1.600 88033MS57 US88033MS573 Tender Option Bond Y Fitch Long Rating NR Fitch Short Rating NR Moody's Long Rating NR Moody's Short Rating NR Standard & Poor's Long Rating AAA Standard & Poor's Short Rating A-1+ 2018-04-06 2018-04-06 2037-03-15 Y TORONTO DOMINION BANK-NEW YORK 1.0000 8 Y Fitch Long Rating AA- Fitch Short Rating F1+ Moody's Long Rating Aa2 Moody's Short Rating P-1 Standard & Poor's Long Rating AA- Standard & Poor's Short Rating A-1+ N N 0.0160 4015000.00 4015000.00 0.0059 N N Y N Tender Option Bond Trust Receipts/Certificates Tender Option Bond Trust Receipts/Certificates 1.610 88033MSK4 US88033MSK44 Tender Option Bond Y Fitch Long Rating AA- Fitch Short Rating F1+ Moody's Long Rating NR Moody's Short Rating NR Standard & Poor's Long Rating NR Standard & Poor's Short Rating NR 2018-04-06 2018-04-06 2046-11-15 Y ROYAL BANK OF CANADA NY BRANCH 1.0000 8 Y Fitch Long Rating AA Fitch Short Rating F1+ Moody's Long Rating A1 Moody's Short Rating P-1 Standard & Poor's Long Rating AA- Standard & Poor's Short Rating A-1+ N N 0.0161 3500000.00 3500000.00 0.0051 N N Y N Tender Option Bond Trust Receipts/Certificates Tender Option Bond Trust Receipts/Certificates 1.610 88033MSH1 US88033MSH15 Tender Option Bond Y Fitch Long Rating AA- Fitch Short Rating F1+ Moody's Long Rating NR Moody's Short Rating NR Standard & Poor's Long Rating NR Standard & Poor's Short Rating NR 2018-04-06 2018-04-06 2041-11-15 Y ROYAL BANK OF CANADA NY BRANCH 1.0000 8 Y Fitch Long Rating AA Fitch Short Rating F1+ Moody's Long Rating A1 Moody's Short Rating P-1 Standard & Poor's Long Rating AA- Standard & Poor's Short Rating A-1+ N N 0.0161 2500000.00 2500000.00 0.0037 N N Y N Tender Option Bond Trust Receipts/Certificates Tender Option Bond Trust Receipts/Certificates 1.680 88033MMQ7 US88033MMQ77 Tender Option Bond Y Fitch Long Rating AA- Fitch Short Rating F1+ Moody's Long Rating NR Moody's Short Rating NR Standard & Poor's Long Rating NR Standard & Poor's Short Rating NR 2018-04-06 2018-04-06 2025-10-15 Y TORONTO DOMINION BANK-NEW YORK 1.0000 8 Y Fitch Long Rating AA- Fitch Short Rating F1+ Moody's Long Rating Aa2 Moody's Short Rating P-1 Standard & Poor's Long Rating AA- Standard & Poor's Short Rating A-1+ N N 0.0168 2000000.00 2000000.00 0.0029 N N Y N Tender Option Bond Trust Receipts/Certificates Tender Option Bond Trust Receipts/Certificates 1.610 88033MMU8 US88033MMU89 Tender Option Bond Y Fitch Long Rating NR Fitch Short Rating NR Moody's Long Rating NR Moody's Short Rating NR Standard & Poor's Long Rating AA- Standard & Poor's Short Rating A-1+ 2018-04-06 2018-04-06 2039-07-15 Y ROYAL BANK OF CANADA NY BRANCH 1.0000 8 Y Fitch Long Rating AA Fitch Short Rating F1+ Moody's Long Rating A1 Moody's Short Rating P-1 Standard & Poor's Long Rating AA- Standard & Poor's Short Rating A-1+ N N 0.0161 3170000.00 3170000.00 0.0047 N N Y N TNDR OPT-FLTRS-XF2518FRN TNDR OPT-FLTRS-XF2518FRN 1.600 6D3268B Tender Option Bond Y Fitch Long Rating NR Fitch Short Rating NR Moody's Long Rating NR Moody's Short Rating NR Standard & Poor's Long Rating AA- Standard & Poor's Short Rating A-1 2018-04-06 2018-04-06 2025-07-01 Y CITIBANK NA 1.0000 8 Y Fitch Long Rating AA- Fitch Short Rating F1+ Moody's Long Rating A1 Moody's Short Rating P-1 Standard & Poor's Long Rating A+ Standard & Poor's Short Rating A-1 N N 0.0160 5620000.00 5620000.00 0.0083 N N Y N TNDR OPT TNDR OPT 1.640 8D6190B US88034MCZ77 Tender Option Bond Y Fitch Long Rating NR Fitch Short Rating NR Moody's Long Rating NR Moody's Short Rating NR Standard & Poor's Long Rating AA- Standard & Poor's Short Rating A-1 2018-04-06 2018-04-06 2024-10-01 Y CITIBANK NA 1.0000 8 Y Fitch Long Rating AA- Fitch Short Rating F1+ Moody's Long Rating A1 Moody's Short Rating P-1 Standard & Poor's Long Rating A+ Standard & Poor's Short Rating A-1 N N 0.0164 4500000.00 4500000.00 0.0066 N N Y N TNDR OPT-FLTRS-XF0536 TNDR OPT-FLTRS-XF0536 1.610 9C1542B US88033UYJ23 Tender Option Bond Y Fitch Long Rating NR Fitch Short Rating NR Moody's Long Rating NR Moody's Short Rating NR Standard & Poor's Long Rating AA- Standard & Poor's Short Rating A-1+ 2018-04-06 2018-04-06 2024-11-15 Y ROYAL BANK OF CANADA NY BRANCH 1.0000 8 Y Fitch Long Rating AA Fitch Short Rating F1+ Moody's Long Rating A1 Moody's Short Rating P-1 Standard & Poor's Long Rating AA- Standard & Poor's Short Rating A-1+ N N 0.0161 1500000.00 1500000.00 0.0022 N N Y N TNDR OPT-FLTRS-XF0536 TNDR OPT-FLTRS-XF0536 1.610 AAG9934V4 US88033UEH86 Tender Option Bond Y Fitch Long Rating NR Fitch Short Rating NR Moody's Long Rating NR Moody's Short Rating NR Standard & Poor's Long Rating AAA Standard & Poor's Short Rating A-1+ 2018-04-06 2018-04-06 2024-06-15 Y ROYAL BANK OF CANADA NY BRANCH 1.0000 8 Y Fitch Long Rating AA Fitch Short Rating F1+ Moody's Long Rating A1 Moody's Short Rating P-1 Standard & Poor's Long Rating AA- Standard & Poor's Short Rating A-1+ N N 0.0161 1930000.00 1930000.00 0.0028 N N Y N Town of Niagara NY Town of Niagara NY 1.610 653541AU6 US653541AU63 Variable Rate Demand Note Y Fitch Long Rating NR Fitch Short Rating NR Moody's Long Rating NR Moody's Short Rating NR Standard & Poor's Long Rating AA- Standard & Poor's Short Rating A-1+ 2018-04-06 2018-04-06 2031-11-01 Y HSBC BANK USA 1.0000 8 N Fitch Long Rating AA- Fitch Short Rating F1+ Moody's Long Rating Aa2 Moody's Short Rating P-1 Standard & Poor's Long Rating AA- Standard & Poor's Short Rating A-1+ Y HSBC BANK USA 1.0000 Fitch Long Rating AA- Fitch Short Rating F1+ Moody's Long Rating Aa2 Moody's Short Rating P-1 Standard & Poor's Long Rating AA- Standard & Poor's Short Rating A-1+ N 0.0161 4405000.00 4405000.00 0.0065 N N Y N Triborough Bridge & Tunnel Authority Triborough Bridge & Tunnel Authority 1.520 89602NSQ8 54930020ZN4LQF7K3456 US89602NSQ87 Variable Rate Demand Note Y Fitch Long Rating AA+ Fitch Short Rating F1 Moody's Long Rating Aa1 Moody's Short Rating VMIG1 Standard & Poor's Long Rating AA+ Standard & Poor's Short Rating A-1 2018-04-06 2018-04-06 2032-01-01 Y THE BANK OF TOKYO-MITSUBISHI UFJ LTD. 1.0000 8 N Fitch Long Rating A Fitch Short Rating F1 Moody's Long Rating A1 Moody's Short Rating P-1 Standard & Poor's Long Rating A Standard & Poor's Short Rating A-1 Y THE BANK OF TOKYO-MITSUBISHI UFJ LTD. 1.0000 Fitch Long Rating A Fitch Short Rating F1 Moody's Long Rating A1 Moody's Short Rating P-1 Standard & Poor's Long Rating A Standard & Poor's Short Rating A-1 N 0.0152 5800000.00 5800000.00 0.0085 N N Y N Triborough Bridge & Tunnel Authority Triborough Bridge & Tunnel Authority 1.770 89602NCG7 54930020ZN4LQF7K3456 US89602NCG79 Variable Rate Demand Note Y Fitch Long Rating AA+ Fitch Short Rating F1+ Moody's Long Rating Aa1 Moody's Short Rating VMIG1 Standard & Poor's Long Rating AA+ Standard & Poor's Short Rating A-1 2018-04-02 2018-04-02 2032-11-01 Y LANDESBANK HESSEN-THUERINGEN GIROZENTRALE 1.0000 4 N Fitch Long Rating A+ Fitch Short Rating F1+ Moody's Long Rating Aa3 Moody's Short Rating P-1 Standard & Poor's Long Rating A Standard & Poor's Short Rating A-1 Y LANDESBANK HESSEN-THUERINGEN GIROZENTRALE 1.0000 Fitch Long Rating A+ Fitch Short Rating F1+ Moody's Long Rating Aa3 Moody's Short Rating P-1 Standard & Poor's Long Rating A Standard & Poor's Short Rating A-1 N 0.0177 6805000.00 6805000.00 0.0100 N Y Y N JPMorgan New York Municipal Money Market Fund 2018-04-06 Matthew Plastina Matthew Plastina Assistant Treasurer