0001171520-16-001076.txt : 20161028 0001171520-16-001076.hdr.sgml : 20161028 20161028171203 ACCESSION NUMBER: 0001171520-16-001076 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 7 CONFORMED PERIOD OF REPORT: 20160831 FILED AS OF DATE: 20161028 DATE AS OF CHANGE: 20161028 EFFECTIVENESS DATE: 20161028 FILER: COMPANY DATA: COMPANY CONFORMED NAME: JPMorgan Trust I CENTRAL INDEX KEY: 0001217286 IRS NUMBER: 331043149 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: 1940 Act SEC FILE NUMBER: 811-21295 FILM NUMBER: 161959429 BUSINESS ADDRESS: STREET 1: C/O JPMORGAN DISTRIBUTION SERVICES, INC. STREET 2: 270 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 800-480-4111 MAIL ADDRESS: STREET 1: C/O JPMORGAN DISTRIBUTION SERVICES, INC. STREET 2: 270 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: JP MORGAN MUTUAL FUND SERIES DATE OF NAME CHANGE: 20030204 0001217286 S000031180 JPMorgan Diversified Real Return Fund C000096760 Class A JRNAX C000096761 Class C JRNCX C000096762 Select Class JRNSX C000096763 Class R2 JRFRX C000096764 Class R5 JRLRX 0001217286 S000032548 JPMorgan Floating Rate Income Fund C000100362 Class A JPHAX C000100363 Class C JPHCX C000100364 Select Class JPHSX C000132280 Class R6 JPHRX 0001217286 S000037860 JPMorgan Global Bond Opportunities Fund C000116841 Class A GBOAX C000116842 Class C GBOCX C000116843 Select Class GBOSX C000116844 Class R6 GBONX NSAR-B 1 answer.fil 000 B000000 08/31/2016 000 C000000 0001217286 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 B 001 A000000 JPMORGAN TRUST I 001 B000000 811-21295 001 C000000 8004804111 002 A000000 270 Park Avenue 002 B000000 NEW YORK 002 C000000 NY 002 D010000 10017 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 97 007 C010100 1 007 C010200 2 007 C010300 3 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 007 C011100 11 007 C011200 12 007 C011300 13 007 C011400 14 007 C011500 15 007 C011600 16 007 C011700 17 007 C011800 18 007 C011900 19 007 C012000 20 007 C012100 21 007 C012200 22 007 C012300 23 007 C012400 24 007 C012500 25 007 C012600 26 007 C012700 27 007 C012800 28 007 C012900 29 007 C013000 30 007 C013100 31 007 C013200 32 007 C013300 33 007 C013400 34 007 C013500 35 007 C013600 36 007 C013700 37 007 C013800 38 007 C013900 39 007 C014000 40 007 C014100 41 007 C014200 42 007 C014300 43 007 C014400 44 007 C014500 45 007 C014600 46 007 C014700 47 007 C014800 48 007 C014900 49 007 C015000 50 007 C015100 51 007 C015200 52 007 C015300 53 007 C015400 54 007 C015500 55 007 C015600 56 007 C015700 57 007 C015800 58 007 C015900 59 007 C016000 60 007 C016100 61 007 C016200 62 007 C016300 63 007 C016400 64 007 C016500 65 007 C016600 66 007 C016700 67 007 C016800 68 007 C016900 69 007 C017000 70 007 C017100 71 007 C017200 72 007 C017300 73 007 C017400 74 007 C017500 75 007 C017600 76 007 C017700 77 007 C017800 78 007 C017900 79 007 C018000 80 007 C018100 81 007 C018200 82 007 C018300 83 007 C018400 84 007 C018500 85 007 C018600 86 007 C018700 87 007 C018800 88 007 C018900 89 007 C019000 90 007 C019100 91 007 C019200 92 007 C019300 93 007 C019400 94 007 C019500 95 007 C019600 96 007 C019700 97 007 C019800 98 007 C019900 99 007 C039900 N 008 A00AA01 J.P. MORGAN INVESTMENT MANAGEMENT INC. 008 B00AA01 A 008 C00AA01 801-21011 008 D01AA01 NEW YORK 008 D02AA01 NY 008 D03AA01 10017 010 A00AA01 J.P. MORGAN INVESTMENT MANAGEMENT, INC. 010 B00AA01 801-00000 010 C01AA01 COLUMBUS 010 C02AA01 OH 010 C03AA01 43240 011 A00AA01 JPMORGAN DISTRIBUTION SERVICES, INC. 011 B00AA01 8-000001 011 C01AA01 COLUMBUS 011 C02AA01 OH 011 C03AA01 43240 012 A00AA01 BOSTON FINANCIAL DATA SERVICES, INC. 012 B00AA01 84-00896 012 C01AA01 QUINCY 012 C02AA01 MA 012 C03AA01 02169 013 A00AA01 PRICEWATERHOUSECOOPERS LLP 013 B01AA01 NEW YORK 013 B02AA01 NY 013 B03AA01 10017 014 A00AA01 BANC ONE SECURITIES GROUP 014 B00AA01 8-00000 014 A00AA02 CHASE INVESTMENT SERVICES CORP. 014 B00AA02 8-00000 014 A00AA03 INVESTORS BROKERAGE SERVICES, INC. 014 B00AA03 8-00000 014 A00AA04 J.P. MORGAN INSTITUTIONAL INVESTMENTS, INC. 014 B00AA04 8-00000 014 A00AA05 J.P. MORGAN INVEST LLC 014 B00AA05 8-00000 014 A00AA06 J.P. MORGAN SECURITIES INC. 014 B00AA06 8-36950 014 A00AA07 JPMORGAN CHASE BANK 014 B00AA07 8-00000 014 A00AA08 JPMORGAN DISTRIBUTION SERVICES, INC. 014 B00AA08 8-00000 014 A00AA09 NEOVEST TRADING, INC. 014 B00AA09 8-00000 014 A00AA10 PMG SECURITIES CORP. 014 B00AA10 8-00000 015 A00AA01 JPMORGAN CHASE BANK, N.A. 015 B00AA01 C 015 C01AA01 BROOKLYN 015 C02AA01 NY 015 C03AA01 11245 015 E03AA01 X 018 00AA00 Y 019 A00AA00 Y 019 B00AA00 165 019 C00AA00 JPMORGAN F 020 A000001 GOLDMAN SACHS & CO. 020 B000001 13-5108880 020 C000001 36 020 A000002 CITIGROUP GLOBAL MARKETS, INC. 020 B000002 11-2418067 020 C000002 34 020 A000003 MORGAN STANLEY & CO., INC. 020 B000003 13-2655998 020 C000003 19 020 A000004 DEUTSCHE BANK AG 020 B000004 13-2730828 020 C000004 12 020 A000005 HSBC HOLDINGS PLC 020 B000005 13-2650272 020 C000005 8 020 A000006 UBS AG 020 B000006 13-3873456 020 C000006 5 020 A000007 BANC OF AMERICA SECURITIES LLC 020 B000007 56-2058405 020 C000007 3 020 A000008 BARCLAYS BANK PLC 020 B000008 13-4942190 020 C000008 2 020 A000009 RBC CAPITAL MARKETS 020 B000009 13-5357855 020 C000009 1 020 A000010 JANE STREET CAPITAL, LLC 020 B000010 13-4092687 020 C000010 1 021 00AA00 126 022 A00AA01 DST SYSTEMS INC 022 B00AA01 43-1581814 022 C00AA01 539701 022 D00AA01 583609 022 A00AA02 DIRECT ACCESS PARTNERS LLC 022 B00AA02 82-0543776 022 C00AA02 381597 022 D00AA02 259956 022 A00AA03 BANC OF AMERICA SECURITIES LLC 022 B00AA03 56-2058405 022 C00AA03 214883 022 D00AA03 193108 022 A00AA04 DEUTSCHE BANK AG 022 B00AA04 13-2730828 022 C00AA04 185329 022 D00AA04 146083 022 A00AA05 MORGAN STANLEY & CO., INC. 022 B00AA05 13-2655998 022 C00AA05 192714 022 D00AA05 123951 022 A00AA06 GOLDMAN SACHS & CO. 022 B00AA06 13-5108880 022 C00AA06 193341 022 D00AA06 122075 022 A00AA07 HSBC HOLDINGS PLC 022 B00AA07 13-2650272 022 C00AA07 143871 022 D00AA07 134382 022 A00AA08 CREDIT SUISSE FIRST BOSTON LLC 022 B00AA08 13-2853402 022 C00AA08 161898 022 D00AA08 108783 022 A00AA09 WELLS FARGO BANK & CO 022 B00AA09 95-1418530 022 C00AA09 75357 022 D00AA09 83505 022 A00AA10 BARCLAYS BANK PLC 022 B00AA10 13-4942190 022 C00AA10 84300 022 D00AA10 67574 023 C00AA00 3846481 023 D00AA00 3560156 026 A000000 N 026 B000000 N 026 C000000 N 026 D000000 Y 026 E000000 N 026 F000000 N 026 G010000 N 026 G020000 N 026 H000000 N 027 00AA00 Y 054 A00AA00 Y 054 B00AA00 Y 054 C00AA00 N 054 D00AA00 N 054 E00AA00 N 054 F00AA00 N 054 G00AA00 Y 054 H00AA00 N 054 I00AA00 N 054 J00AA00 Y 054 K00AA00 N 054 L00AA00 N 054 M00AA00 Y 054 N00AA00 N 054 O00AA00 N 077 A00AA00 Y 077 B00AA00 Y 077 C00AA00 Y 077 D00AA00 Y 077 E00AA00 N 077 F00AA00 N 077 G00AA00 N 077 H00AA00 N 077 I00AA00 N 077 J00AA00 N 077 K00AA00 N 077 L00AA00 N 077 M00AA00 N 077 N00AA00 N 077 O00AA00 Y 077 P00AA00 N 077 Q01AA00 Y 077 Q02AA00 N 077 Q03AA00 N 078 00AA00 N 080 A00AA00 St. Paul Fire and Marine insurance Company 080 C00AA00 20475 081 A00AA00 Y 081 B00AA00 165 082 A00AA00 N 082 B00AA00 0 083 A00AA00 N 083 B00AA00 0 084 A00AA00 N 084 B00AA00 0 085 A00AA00 Y 085 B00AA00 N SIGNATURE Laura M. Del Prato TITLE Treasurer and Principal Financial Officer EX-99.77B ACCT LTTR 2 ex99-77b.htm

Exhibit 77(b)

 

Report of Independent Registered Public Accounting Firm

 

To the Board of Trustees and Shareholders of JPMorgan Trust I

 

In planning and performing our audit of the financial statements of the funds listed in Appendix I of JPMorgan Trust I (hereafter referred to as the “Trust”) as of and for the period ended August 31, 2016, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we considered the Trust’s internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, but not for the purpose of expressing an opinion on the effectiveness of the Trust’s internal control over financial reporting. Accordingly, we do not express an opinion on the effectiveness of the Trust’s internal control over financial reporting.

 

The management of the Trust is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A fund’s internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. A fund’s internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the fund; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the fund are being made only in accordance with authorizations of management and trustees of the fund; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of a fund’s assets that could have a material effect on the financial statements.

 

Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate.

 

A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the Trust’s annual or interim financial statements will not be prevented or detected on a timely basis.

 

Our consideration of the Trust’s internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control over financial reporting that might be material weaknesses under standards established by the Public Company Accounting Oversight Board (United States). However, we noted no deficiencies in the Trust’s internal control over financial reporting and its operation, including controls over safeguarding securities, that we consider to be material weaknesses as defined above as of August 31, 2016.

 

This report is intended solely for the information and use of management and the Board of Trustees of JPMorgan Trust I and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties.

 

/s/PricewaterhouseCoopers LLP

New York, New York

October 26, 2016

 

Appendix I

JPMorgan Diversified Real Return Fund

JPMorgan Global Bond Opportunities Fund

JPMorgan Floating Rate Income Fund

 EX-99.77C VOTES 3 ex99-77c.htm

Exhibit 77(c)

 

The JPMorgan Diversified Real Return Fund held a special meeting of shareholders on June 21, 2016, for the purpose of considering and voting upon the approval of a new investment advisory agreement for the Fund. The special meeting was adjourned because the proposal did not receive enough

shareholder votes to pass.

 

The results of the voting were as follows:

Votes Received

For

 

16,479,234

 

Against

 

183,525

 

Abstain

 

73,376

 

The new investment advisory agreement was approved by shareholders of the Fund when the special meeting reconvened on July 28,

2016.

 

The results of the voting were as follows:

Votes Received

For

 

26,053,149

Against 190,143

 

Abstain

 

156,925

 

 EX-99.77C VOTES 4 ex99-77c7c.htm

Exhibit 77(c)

 

 

Exhibit 7C

Addendum to Question 7.c on Form N-SAR

 

List the name of each series and give a consecutive number to each series in excess of the 99 consecutive series permitted by the Form.

 

Please refer to the most recent shareholders report for additional information concerning the funds

 

 

     
    Is this the
Series last
filing for
this
series?
Series Number Series Name (Y/N)
107 JPMORGAN FLOATING RATE INCOME FUND N
108 JPMORGAN DIVERSIFIED REAL RETURN FUND N
134 JPMORGAN GLOBAL BOND OPPORTUNITIES FUND N

 

 EX-99.77D POLICIES 5 ex99-77d.htm

Exhibit 77(d)

 

 

Effective July 29, 2016, the JPMorgan Diversifed Real Return Fund investment strategy changed. Previously the Fund employed a “fund-of-funds” strategy and sought to meet its objectives by investing in other J.P. Morgan Funds and to a lesser extent, exchange-traded funds (“ETFs”). Under the Fund’s new investment strategy, the Fund has greater flexibility to invest in a broader array of investment options and invests directly in securities and other instruments by allocating to “sleeves” managed by various portfolio management teams within J.P. Morgan Investment Management Inc.

 

The Fund still has the flexibility to invest in other JPMorgan Funds and ETFs. The Fund’s investment objective did not change.

 

 

 EX-99.77O RULE 10F-3 6 ex99-77o.htm

Exhibit 77(o)

 

JPMorgan Funds - JPMorgan Trust I

Rule 10f-3 Transactions

For the period from March 1, 2016 to August 31, 2016

 

The following securities were purchased pursuant to Rule 10f-3 and all requirements of the Rule 10f-3 Procedures of the Funds:

 

Fund JPMorgan Diversified Real Return Fund
Trade Date 8/10/2016
Issuer CyrusOne Inc. (CONE) Secondary
CUSIP/ Sedol 23283R10
Shares 100
Offering Price $50.50
Spread $2.02
Cost $5,050
Dealer Executing  Trade Goldman Sachs and Company New York
% of Offering* 1.30%
Syndicate Goldman, Sachs & Co./Morgan Sanley/Barclays/Deutsche Bank Securities/J.P. Morgan/TD Securities/BofA Merrill Lynch/Citigroup/Jefferies/KeyBanc Capial Markets/RBC Capital Markets/Stifel/SunTrust Robinson Humphrey/Cowen and Company/Synovus Securities, Inc.
   
Fund JPMorgan Diversified Real Return Fund
Trade Date 8/11/2016
Issuer Brixor Property Group Inc. (BRX) Secondary
CUSIP/ Sedol 11120U10
Shares 430
Offering Price $27.55 s
Spread $0.25
Cost $11,847
Dealer Executing Trade Deutsche Bank Securities
% of Offering* 0.50%
Syndicate J.P. Morgan/Deutsche Bank Securities
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 3/1/2016
Issuer HCA Inc. (HCA 5.25% June 15, 2026)
CUSIP/ Sedol 404119BT5
Bonds 4,945,000
Offering Price $100.00
Spread 1.00%
Cost $4,945,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering* 3.18%
Syndicate BAML,BARCS,CITI,CS,DB,GS,JPM,MS,RBCCM,SUN,UBS,WFC
   
Fund JPMorgan Inflation Managed Bond Fund
Trade Date 3/1/2016
Issuer Manulife Financial Corp (MFCCN 4.15% March 4, 2026)
CUSIP/ Sedol 56501RAC0
Bonds 1,000,000
Offering Price $99.76
Spread 0.45%
Cost $997,570
Dealer Executing Trade Morgan Stanley and Company LLC
% of Offering* 0.39%
Syndicate CITI, MS, ANZ, BARC, BNP, GS, HSBC, JPM, BAML, MITSUBISHI UFJ, SMBC, STANDARD CHARTED, WFC
   
Fund JPMorgan Corporate Bond Fund
Trade Date 3/2/2016
Issuer Dominion Resources, Inc. (D  April 1, 2021)
CUSIP/ Sedol 25746UBT5
Bonds 2,880,000
Offering Price $100.07
Spread 0.60%
Cost $2,882,016
Dealer Executing Trade Wells Fargo Securities
% of Offering* 2.87%
Syndicate BAML, JPM. WFC
   
Fund JPMorgan Corporate Bond Fund
Trade Date 3/2/2016
Issuer Georgia Power Company (SO 3.25% April 1, 2026)
CUSIP/ Sedol 373334KE0
Bonds 1,600,000
Offering Price $99.62
Spread 0.65%
Cost $1,593,984
Dealer Executing Trade BofA Merrill Lynch
% of Offering* 1.58%
Syndicate BAML,JPM,SCOTIA,SUN,USB
   
Fund JPMorgan Intermediate Tax Free Bond Fund
Trade Date 3/2/2016
Issuer LA Unified Sch Dist, Gen Ob Bonds, Elec of 2008, Series A (2016) (5%, July 1, 2028)
CUSIP/ Sedol 5446463P5   
Bonds 2,100,000
Offering Price $116.80
Spread 0.08%
Cost $2,452,800
Dealer Executing Trade Citigroup
% of Offering* 0.32%
Syndicate Citigroup / Wells Fargo Securities / J.P. Morgan / Alamo Capital / Fidelity Capital Markets / Hutchinson, Shockey, Erley & Co. / Loop Capital Markets
   
Fund JPMorgan Intermediate Tax Free Bond Fund
Trade Date 3/2/2016
Issuer LA Unified Sch Dist, Gen Ob Bonds, Elec of 2008, Series A (2016) (5%, July 1, 2029)
CUSIP/ Sedol 5446463Q3   
Bonds 1,545,000
Offering Price $116.42
Spread 0.08%
Cost $1,798,689
Dealer Executing Trade Citigroup
% of Offering* 0.24%
Syndicate Citigroup / Wells Fargo Securities / J.P. Morgan / Alamo Capital / Fidelity Capital Markets / Hutchinson, Shockey, Erley & Co. / Loop Capital Markets
   
Fund JPMorgan Intermediate Tax Free Bond Fund
Trade Date 3/2/2016
Issuer LA Unified Sch Dist, Gen Ob Bonds, Elec of 2008, Series A (2016) (5%, July 1, 2031)
CUSIP/ Sedol 5446463S9   
Bonds 1,365,000
Offering Price $115.60
Spread 0.08%
Cost $1,577,940
Dealer Executing Trade Citigroup
% of Offering* 0.21%
Syndicate Citigroup / Wells Fargo Securities / J.P. Morgan / Alamo Capital / Fidelity Capital Markets / Hutchinson, Shockey, Erley & Co. / Loop Capital Markets
   
Fund JPMorgan New York Tax Free Bond Fund
Trade Date 3/2/2016
Issuer Utility Debt Sec Auth, Restructuring Bonds, Series 2016A (5%, December 15, 2033)
CUSIP/ Sedol 91802RCF4
Bonds 3,000,000
Offering Price $121.56
Spread 0.50%
Cost $3,646,800
Dealer Executing Trade Barclays   
% of Offering* 0.47%
Syndicate Barclays / RBC Capital Markets / BofA Merrill Lynch / Citigroup / Academy Securities, Inc. / Drexel Hamilton LLC / FTN Financial Capital Markets / Goldman, Sachs & Co. / J.P. Morgan / Jefferies / KeyBanc Capital Markets Inc. / Loop Capital Markets / Morgan Stanley / Ramirez & Co., Inc. / Raymond James / Siebert Brandford Shank & Co., L.L.C. / TD Securities / U.S. Bancorp Investment, Inc. / Wells Fargo Securities
   
Fund JPMorgan Corporate Bond Fund
Trade Date 3/3/2016
Issuer Stryker Corporation (SYK 4.625% March 15, 2046)
CUSIP/ Sedol 863667AJ0
Bonds 2,125,000
Offering Price $98.89
Spread 0.88%
Cost $2,101,498
Dealer Executing Trade BofA Merrill Lynch
% of Offering* 0.83%
Syndicate BAML,BNPPAR,CITI,GS,JPM,MIZUHO,WFC
   
Fund JPMorgan Corporate Bond Fund
Trade Date 3/3/2016
Issuer Stryker Corporation (SYK 3.50% March 15, 2026)
CUSIP/ Sedol 863667AN1
Bonds 800,000
Offering Price $99.35
Spread 0.65%
Cost $794,784
Dealer Executing Trade Goldman Sachs and Company
% of Offering* 0.72%
Syndicate BAML,BNPPAR,CITI,GS,JPM,MIZUHO,WFC
   
Fund JPMorgan Intermediate Tax Free Bond Fund
Trade Date 3/4/2016
Issuer The Commonwealth of Mass, Gen Ob Bonds, Con Loan of 2016, Series A (5%, March 1, 2031)
CUSIP/ Sedol 57582RGL4   
Bonds 2,250,000
Offering Price $118.73
Spread 0.30%
Cost $2,671,425
Dealer Executing Trade BofA Merrill Lynch
% of Offering* 0.38%
Syndicate BofA Merrill Lynch / Wells Fargo Securities / Citigroup / J.P. Morgan / Morgan Stanley / Barclays / Fidelity Capital Markets / Loop Capital Markets / Ramirez & Co., Inc. / Raymond James / RBC Capital Markets / Rice Financial Products Company
   
Fund JPMorgan Intermediate Tax Free Bond Fund
Trade Date 3/4/2016
Issuer The Commonwealth of Mass, Gen Ob Bonds, Con Loan of 2016, Series A (5%, March 1, 2032)
CUSIP/ Sedol 57582RGM2   
Bonds 1,000,000
Offering Price $118.01
Spread 0.30%
Cost $1,180,100
Dealer Executing Trade BofA Merrill Lynch
% of Offering* 0.50%
Syndicate BofA Merrill Lynch / Wells Fargo Securities / Citigroup / J.P. Morgan / Morgan Stanley / Barclays / Fidelity Capital Markets / Loop Capital Markets / Ramirez & Co., Inc. / Raymond James / RBC Capital Markets / Rice Financial Products Company
   
Fund JPMorgan Intermediate Tax Free Bond Fund
Trade Date 3/4/2016
Issuer The Commonwealth of Mass, Gen Ob Bonds, Con Loan of 2016, Series A (5%, March 1, 2034)
CUSIP/ Sedol 57582RGP5   
Bonds 6,750,000
Offering Price $117.23
Spread 0.30%
Cost $7,913,025
Dealer Executing Trade BofA Merrill Lynch
% of Offering* 1.13%
Syndicate BofA Merrill Lynch / Wells Fargo Securities / Citigroup / J.P. Morgan / Morgan Stanley / Barclays / Fidelity Capital Markets / Loop Capital Markets / Ramirez & Co., Inc. / Raymond James / RBC Capital Markets / Rice Financial Products Company
   
Fund JPMorgan Corporate Bond Fund
Trade Date 3/7/2016
Issuer Danske Bank (DANBNK 2.8% March 10, 2021 144A)
CUSIP/ Sedol 23636AAE1
Bonds 7,585,000
Offering Price $99.98
Spread 0.35%
Cost $7,583,255
Dealer Executing Trade BofA Merrill Lynch
% of Offering* 1.29%
Syndicate JPM, BAML
   
Fund JPMorgan Managed Income Fund
Trade Date 3/8/2016
Issuer Berkshire Hathaway Inc. (BRK FRN March 7, 2018)
CUSIP/ Sedol 084664CF6
Bonds 17,776,000
Offering Price $100.00
Spread 0.20%
Cost $17,776,000
Dealer Executing Trade Wells Fargo Advisors
% of Offering* 7.02%
Syndicate BAML,GS,JPM,WFC
   
Fund JPMorgan Managed Income Fund
Trade Date 3/8/2016
Issuer Berkshire Hathaway Inc. (BRK FRN March 15, 2019)
CUSIP/ Sedol 084664CH2
Bonds 14,796,000
Offering Price $100.00
Spread 0.20%
Cost $14,796,000
Dealer Executing Trade Goldman Sachs and Company
% of Offering* 7.55%
Syndicate BAML,GS,JPM,WFC
   
Fund JPMorgan Corporate Bond Fund
Trade Date 3/8/2016
Issuer Berkshire Hathaway Inc. (BRK 2.20% March 15, 2021)
CUSIP/ Sedol 084670BQ0
Bonds 2,040,000
Offering Price $99.79
Spread 0.33%
Cost $2,035,675
Dealer Executing Trade Goldman Sachs and Company
% of Offering* 2.07%
Syndicate BAML,GS,JPM,WFC
   
Fund JPMorgan Corporate Bond Fund
Trade Date 3/8/2016
Issuer Berkshire Hathaway Inc. (BRK 2.75% March 15, 2023)
CUSIP/ Sedol 084670BR8
Bonds 3,720,000
Offering Price $99.73
Spread 0.38%
Cost $3,709,882
Dealer Executing Trade BofA Merrill Lynch
% of Offering* 0.73%
Syndicate BAML,GS,JPM,WFC
   
Fund JPMorgan Corporate Bond Fund
Trade Date 3/8/2016
Issuer Berkshire Hathaway Inc. (BRK 3.125% March 15, 2026)
CUSIP/ Sedol 084670BS6
Bonds 3,910,000
Offering Price $99.91
Spread 0.43%
Cost $3,906,325
Dealer Executing Trade Wells Fargo Advisors LLC
% of Offering* 1.10%
Syndicate BAML,GS,JPM,WFC
   
Fund JPMorgan Global Bond Opportunities Fund
Trade Date 3/8/2016
Issuer Berkshire Hathaway Inc. (BRK 3.125% March 15, 2026)
CUSIP/ Sedol 084670BS6
Bonds 2,905,000
Offering Price $99.91
Spread 0.43%
Cost $2,902,269
Dealer Executing Trade Wells Fargo Advisors LLC
% of Offering* 1.10%
Syndicate BAML,GS,JPM,WFC
   
Fund JPMorgan Global Bond Opportunities Fund
Trade Date 3/8/2016
Issuer Level 3 Financing Inc. (LVLT 5.25% March 15, 2026 144A)
CUSIP/ Sedol 527298BL6
Bonds 153,000
Offering Price $100.00
Spread 1.25%
Cost $153,000
Dealer Executing Trade Citigroup Global Markets Inc.
% of Offering* 2.92%
Syndicate BAML,BARCS,CITI,CS,GS,JPM,MS
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 3/8/2016
Issuer Level 3 Financing Inc. (LVLT 5.25% March 15, 2026 144A)
CUSIP/ Sedol 527298BL6
Bonds 3,135,000
Offering Price $100.00
Spread 1.25%
Cost $3,135,000
Dealer Executing Trade Citigroup Global Markets Inc.
% of Offering* 2.92%
Syndicate BAML,BARCS,CITI,CS,GS,JPM,MS
   
Fund JPMorgan Total Return Fund
Trade Date 3/8/2016
Issuer Level 3 Financing Inc. (LVLT 5.25% March 15, 2026 144A)
CUSIP/ Sedol 527298BL6
Bonds 105,000
Offering Price $100.00
Spread 1.25%
Cost $105,000
Dealer Executing Trade Citigroup Global Markets Inc.
% of Offering* 2.92%
Syndicate BAML,BARCS,CITI,CS,GS,JPM,MS
   
Fund JPMorgan Global Bond Opportunities Fund
Trade Date 3/8/2016
Issuer SPGB (2.9% October 31, 2046 144A)
CUSIP/ Sedol ES00000128C6
Bonds 2,752,000
Offering Price $98.93
Spread 0.18%
Cost $2,722,581
Dealer Executing Trade Barclays
% of Offering* 0.50%
Syndicate SANTANDER, BARCS, GS, HSBC, JPM, SOC GEN
   
Fund JPMorgan Emerging Markets Corporate Debt Fund
Trade Date 3/9/2016
Issuer Koc Holdings AS (KCHOL 5.25% March 15, 2023 144A)
CUSIP/ Sedol 49989AAB5
Bonds 680,000
Offering Price $99.14
Spread 0.20%
Cost $674,118
Dealer Executing Trade Citigroup Global Markets Inc.
% of Offering* 0.43%
Syndicate BNPPAR,CITI,HSBCL,JPM
   
Fund JPMorgan Intermediate Tax Free Bond Fund
Trade Date 3/9/2016
Issuer NY St Urban Dev Corp, St Prsnl Inc Tax Rev Bonds, (Gen Purp), Series 2016A (5%, March 15, 2026)
CUSIP/ Sedol 650035W95   
Bonds 8,000,000
Offering Price $124.49
Spread 0.50%
Cost $9,959,200
Dealer Executing Trade BofA Merrill Lynch
% of Offering* 0.60%
Syndicate BofA Merrill Lynch /  Citigroup / Ramirez & Co., Inc. / Barclays / Goldman, Sachs & Co. / Jefferies / J.P. Morgan / Loop Capital Markets LLC / Morgan Stanley / RBC Capital Markets / Rice Financial Products Company / Siebert Brandford Shank & Co., L.L.C. / Wells Fargo Securities / Blaylock Beal Van, LLC / BNY Mellon Capital Markets / Fidelity Capital Markets / HilltopSecurities / Janney Montgomery Scott LLC / KeyBanc Capital Markets Inc. / Lebenthal & Co., LLC / M&T Securities, Inc. / Mesirow Financial, Inc. / Oppenheimer & Co. / Piper Jaffray & Co. / Prager & Co., LLC / Raymond James / Roosevelt & Cross, Incorporated / Stifel / TD Securities / The Williams Capital Group, L.P. / US Bancorp Investments, Inc.
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 3/9/2016
Issuer Sinclair Television Group, Inc. (SBGI 5.875% March 15, 2026 144A)
CUSIP/ Sedol 829259AU4
Bonds 707,000
Offering Price $100.00
Spread 1,38%
Cost $707,000
Dealer Executing Trade Deutsche Bank Securities
% of Offering* 0.29%
Syndicate DB,JPM,RBCCM,SUN,WFC
   
Fund JPMorgan Total Return Fund
Trade Date 3/9/2016
Issuer Sinclair Television Group, Inc. (SBGI 5.875% March 15, 2026 144A)
CUSIP/ Sedol 829259AU4
Bonds 12,000
Offering Price $100.00
Spread 1.38%
Cost $12,000
Dealer Executing Trade Deutsche Bank Securities
% of Offering* 0.29%
Syndicate DB,JPM,RBCCM,SUN,WFC
   
Fund JPMorgan Emerging Markets Debt Fund
Trade Date 3/9/2016
Issuer Provincia De Buenos Aires (BUENOS 9.125% March 16, 2024 144A)
CUSIP/ Sedol XS1380327368
Bonds 5,666,000
Offering Price $98.74
Spread 0.10%
Cost $5,594,665
Dealer Executing Trade Citigroup Global Markets Inc.
% of Offering* 0.77%
Syndicate CITI, HSBC, JPM
   
Fund JPMorgan Global Bond Opportunities Fund
Trade Date 3/9/2016
Issuer Provincia De Buenos Aires (BUENOS 9.125% March 16, 2024 144A)
CUSIP/ Sedol XS1380327368
Bonds 1,828,000
Offering Price $98.74
Spread 0.10%
Cost $1,804,985
Dealer Executing Trade Citigroup Global Markets Inc.
% of Offering* 0.77%
Syndicate CITI, HSBC, JPM
   
Fund JPMorgan Income Fund
Trade Date 3/9/2016
Issuer Provincia De Buenos Aires (BUENOS 9.125% March 16, 2024 144A)
CUSIP/ Sedol XS1380327368
Bonds 167,000
Offering Price $98.74
Spread 0.10%
Cost $164,897
Dealer Executing Trade Citigroup Global Markets Inc.
% of Offering* 0.77%
Syndicate CITI, HSBC, JPM
   
Fund JPMorgan Intermediate Tax Free Bond Fund
Trade Date 3/10/2016
Issuer State of Cal, Gen Ob Bonds, Var Purpose Gen Ob Ref Bonds (5%, September 1, 2027)
CUSIP/ Sedol 13063CB74   
Bonds 2,000,000
Offering Price $117.18
Spread 0.28%
Cost $2,343,600
Dealer Executing Trade Citigroup
% of Offering* 0.22%
Syndicate Citigroup / Goldman Sachs & Co. / Siebert Brandford Shank & Co., L.L.C. / U.S. Bancorp Investments, Inc. / Academy Securities, Inc. / Alamo Capital / BofA Merrill Lynch / Blaylock Beal Van, LLC / BOSC, Inc. / Drexel Hamilton, LLC / Fidelity Capital Markets / FTN Financial Capital Markets / HilltopSecurities / Hutchinson, Shockey, Erley & Co. / J.P. Morgan / Jefferies / KeyBanc Capital Markets / Loop Capital Markets / Mesirow Financial, Inc. / Morgan Stanley / Ramirez & Co., Inc. / Raymond James / RBC Capital Markets / RH Investment Corporation / Rice Financial Products / Stern Brothers & Co / Stifel / Wells Fargo Securities / William Blair
   
Fund JPMorgan California Tax Free Bond Fund
Trade Date 3/10/2016
Issuer State of Cal, Gen Ob Bonds, Var Purpose Gen Ob Ref Bonds (5%, September 1, 2030)
CUSIP/ Sedol 13063CB90   
Bonds 1,000,000
Offering Price $116.27
Spread 0.28%
Cost $1,162,700
Dealer Executing Trade Citigroup
% of Offering* 0.28%
Syndicate Citigroup / Goldman Sachs & Co. / Siebert Brandford Shank & Co., L.L.C. / U.S. Bancorp Investments, Inc. / Academy Securities, Inc. / Alamo Capital / BofA Merrill Lynch / Blaylock Beal Van, LLC / BOSC, Inc. / Drexel Hamilton, LLC / Fidelity Capital Markets / FTN Financial Capital Markets / HilltopSecurities / Hutchinson, Shockey, Erley & Co. / J.P. Morgan / Jefferies / KeyBanc Capital Markets / Loop Capital Markets / Mesirow Financial, Inc. / Morgan Stanley / Ramirez & Co., Inc. / Raymond James / RBC Capital Markets / RH Investment Corporation / Rice Financial Products / Stern Brothers & Co / Stifel / Wells Fargo Securities / William Blair
   
Fund JPMorgan Intermediate Tax Free Bond Fund
Trade Date 3/10/2016
Issuer State of Cal, Gen Ob Bonds, Var Purpose Gen Ob Ref Bonds (5%, September 1, 2030)
CUSIP/ Sedol 13063CB90   
Bonds 4,000,000
Offering Price $116.27
Spread 0.28%
Cost $4,650,800
Dealer Executing Trade Citigroup
% of Offering* 0.28%
Syndicate Citigroup / Goldman Sachs & Co. / Siebert Brandford Shank & Co., L.L.C. / U.S. Bancorp Investments, Inc. / Academy Securities, Inc. / Alamo Capital / BofA Merrill Lynch / Blaylock Beal Van, LLC / BOSC, Inc. / Drexel Hamilton, LLC / Fidelity Capital Markets / FTN Financial Capital Markets / HilltopSecurities / Hutchinson, Shockey, Erley & Co. / J.P. Morgan / Jefferies / KeyBanc Capital Markets / Loop Capital Markets / Mesirow Financial, Inc. / Morgan Stanley / Ramirez & Co., Inc. / Raymond James / RBC Capital Markets / RH Investment Corporation / Rice Financial Products / Stern Brothers & Co / Stifel / Wells Fargo Securities / William Blair
   
Fund JPMorgan Intermediate Tax Free Bond Fund
Trade Date 3/10/2016
Issuer State of Cal, Gen Ob Bonds, Var Purpose Gen Ob Ref Bonds (5%, September 1, 2031)
CUSIP/ Sedol 13063CC24   
Bonds 3,500,000
Offering Price $115.82
Spread 0.28%
Cost $4,053,700
Dealer Executing Trade Citigroup
% of Offering* 0.19%
Syndicate Citigroup / Goldman Sachs & Co. / Siebert Brandford Shank & Co., L.L.C. / U.S. Bancorp Investments, Inc. / Academy Securities, Inc. / Alamo Capital / BofA Merrill Lynch / Blaylock Beal Van, LLC / BOSC, Inc. / Drexel Hamilton, LLC / Fidelity Capital Markets / FTN Financial Capital Markets / HilltopSecurities / Hutchinson, Shockey, Erley & Co. / J.P. Morgan / Jefferies / KeyBanc Capital Markets / Loop Capital Markets / Mesirow Financial, Inc. / Morgan Stanley / Ramirez & Co., Inc. / Raymond James / RBC Capital Markets / RH Investment Corporation / Rice Financial Products / Stern Brothers & Co / Stifel / Wells Fargo Securities / William Blair
   
Fund JPMorgan Tax Aware Income Opportunities Fund
Trade Date 3/10/2016
Issuer State of Cal, Gen Ob Bonds, Var Purpose Gen Ob Ref Bonds (4%, September 1, 2033)
CUSIP/ Sedol 13063CD80   
Bonds 6,000,000
Offering Price $107.80
Spread 0.28%
Cost $6,468,000
Dealer Executing Trade Citigroup
% of Offering* 0.33%
Syndicate Citigroup / Goldman Sachs & Co. / Siebert Brandford Shank & Co., L.L.C. / U.S. Bancorp Investments, Inc. / Academy Securities, Inc. / Alamo Capital / BofA Merrill Lynch / Blaylock Beal Van, LLC / BOSC, Inc. / Drexel Hamilton, LLC / Fidelity Capital Markets / FTN Financial Capital Markets / HilltopSecurities / Hutchinson, Shockey, Erley & Co. / J.P. Morgan / Jefferies / KeyBanc Capital Markets / Loop Capital Markets / Mesirow Financial, Inc. / Morgan Stanley / Ramirez & Co., Inc. / Raymond James / RBC Capital Markets / RH Investment Corporation / Rice Financial Products / Stern Brothers & Co / Stifel / Wells Fargo Securities / William Blair
   
Fund JPMorgan Intermediate Tax Free Bond Fund
Trade Date 3/10/2016
Issuer State of Cal, Gen Ob Bonds, Var Purpose Gen Ob Ref Bonds (3%, September 1, 2032)
CUSIP/ Sedol 13063CE97   
Bonds 10,000,000
Offering Price $97.46
Spread 0.28%
Cost $9,745,500
Dealer Executing Trade Citigroup
% of Offering* 0.55%
Syndicate Citigroup / Goldman Sachs & Co. / Siebert Brandford Shank & Co., L.L.C. / U.S. Bancorp Investments, Inc. / Academy Securities, Inc. / Alamo Capital / BofA Merrill Lynch / Blaylock Beal Van, LLC / BOSC, Inc. / Drexel Hamilton, LLC / Fidelity Capital Markets / FTN Financial Capital Markets / HilltopSecurities / Hutchinson, Shockey, Erley & Co. / J.P. Morgan / Jefferies / KeyBanc Capital Markets / Loop Capital Markets / Mesirow Financial, Inc. / Morgan Stanley / Ramirez & Co., Inc. / Raymond James / RBC Capital Markets / RH Investment Corporation / Rice Financial Products / Stern Brothers & Co / Stifel / Wells Fargo Securities / William Blair
   
Fund JPMorgan Corporate Bond Fund
Trade Date 3/10/2016
Issuer Masco Corporation (MAS 3.5% April 1, 2021)
CUSIP/ Sedol 574599BK1
Bonds 1,530,000
Offering Price $99.66
Spread 0.60%
Cost $1,524,737
Dealer Executing Trade RBC Capital Markets
% of Offering* 0.85%
Syndicate CITI,DB,JPM,RBCCM,SUN
   
Fund JPMorgan Corporate Bond Fund
Trade Date 3/10/2016
Issuer Masco Corporation (MAS 4.375% April 1, 2026)
CUSIP/ Sedol 574599BL9
Bonds 1,860,000
Offering Price $99.52
Spread 0.65%
Cost $1,851,146
Dealer Executing Trade RBC Capital Markets
% of Offering* 1.08%
Syndicate CITI,DB,JPM,RBCCM,SUN
   
Fund JPMorgan Global Bond Opportunities Fund
Trade Date 3/10/2016
Issuer Masco Corporation (MAS 4.375% April 1, 2026)
CUSIP/ Sedol 574599BL9
Bonds 1,280,000
Offering Price $99.52
Spread 0.65%
Cost $1,273,907
Dealer Executing Trade RBC Capital Markets
% of Offering* 1.08%
Syndicate CITI,DB,JPM,RBCCM,SUN
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 3/14/2016
Issuer Avis Budget Car Rental LLC / Avis Budget Finance Inc. (CAR 6.375% April 1, 2024 144A)
CUSIP/ Sedol 053773BB2
Bonds 2,760,000
Offering Price $100.00
Spread 1.38%
Cost $2,760,000
Dealer Executing Trade Citigroup Global Markets Inc.
% of Offering* 6.21%
Syndicate CACIB,CITI,DB,JPM
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 3/14/2016
Issuer CNH Industrial Capital LLC (CNHI 4.875% April 1, 2021)
CUSIP/ Sedol 12592BAF1
Bonds 7,310,000
Offering Price $99.45
Spread 0.70%
Cost $7,269,576
Dealer Executing Trade BofA Merrill Lynch
% of Offering* 6.66%
Syndicate BAML,JPM,SG,WFC
   
Fund JPMorgan Inflation Managed Bond Fund
Trade Date 3/14/2016
Issuer Total System Services, Inc. (TSS 4.8% April 1, 2026)
CUSIP/ Sedol 891906AC3
Bonds 329,000
Offering Price $99.73
Spread 0.65%
Cost $328,112
Dealer Executing Trade BofA Merrill Lynch
% of Offering* 2.80%
Syndicate BAML,JPM,MUFG,USB,WFC
   
Fund JPMorgan Corporate Bond Fund
Trade Date 3/17/2016
Issuer Apple, Inc. (AAPL 4.650%% February 23, 2046)
CUSIP/ Sedol 037833BX7
Bonds 1,035,000
Offering Price $106.85
Spread 0.45%
Cost $1,105,918
Dealer Executing Trade Goldman Sachs and Company
% of Offering* 2.32%
Syndicate BAML,DB,GS,JPM
   
Fund JPMorgan Global Bond Opportunities Fund
Trade Date 3/17/2016
Issuer Apple, Inc. (AAPL 4.650%% February 23, 2046)
CUSIP/ Sedol 037833BX7
Bonds 530,000
Offering Price $106.85
Spread 0.45%
Cost $566,316
Dealer Executing Trade Goldman Sachs and Company
% of Offering* 2.32%
Syndicate BAML,DB,GS,JPM
   
Fund JPMorgan Emerging Markets Corporate Debt Fund
Trade Date 3/17/2016
Issuer Irsa Propiedades Com (IRCPAR 8.75%  March 23, 2023 144A)  
CUSIP/ Sedol 463588AA1
Bonds 580,000
Offering Price $98.72
Spread 0.75%
Cost $572,588
Dealer Executing Trade Citigroup Global Markets Inc.
% of Offering* 0.25%
Syndicate CITI,JPM
   
Fund JPMorgan Inflation Managed Bond Fund
Trade Date 3/17/2016
Issuer Legg Mason, Inc. (LM 4.75% March 15, 2026)
CUSIP/ Sedol 524901AV7
Bonds 334,000
Offering Price $99.95
Spread 0.65%
Cost $333,846
Dealer Executing Trade Citigroup Global Markets Inc.
% of Offering* 2.63%
Syndicate CITI,JPM
   
Fund JPMorgan Corporate Bond Fund
Trade Date 3/17/2016
Issuer Lloyds Banking Group plc (LLOYDS 4.65% March 24, 2026)
CUSIP/ Sedol 53944YAB9
Bonds 4,055,000
Offering Price $99.77
Spread 0.50%
Cost $4,045,674
Dealer Executing Trade BofA Merrill Lynch
% of Offering* 1.44%
Syndicate BAML,GS,JPM,LLOYDS
   
Fund JPMorgan Global Bond Opportunities Fund
Trade Date 3/17/2016
Issuer Lloyds Banking Group plc (LLOYDS 4.65% March 24, 2026)
CUSIP/ Sedol 53944YAB9
Bonds 2,560,000
Offering Price $99.77
Spread 0.50%
Cost $2,554,112
Dealer Executing Trade BofA Merrill Lynch
% of Offering* 1.44%
Syndicate BAML,GS,JPM,LLOYDS
   
Fund JPMorgan Corporate Bond Fund
Trade Date 3/18/2016
Issuer Newell Rubbermaid Inc. (NWL 4.2% April 1, 2026)
CUSIP/ Sedol 651229AW6
Bonds 1,755,000
Offering Price $99.80
Spread 0.65%
Cost $1,751,455
Dealer Executing Trade Goldman Sachs and Company
% of Offering* 0.24%
Syndicate CITI,GS,JPM,RBCCM
   
Fund JPMorgan Corporate Bond Fund
Trade Date 3/18/2016
Issuer Newell Rubbermaid Inc. (NWL 5.5% April 1, 2046)
CUSIP/ Sedol 651229AY2
Bonds 1,280,000
Offering Price $99.64
Spread 0.88%
Cost $1,275,341
Dealer Executing Trade Goldman Sachs and Company
% of Offering* 0.80%
Syndicate CITI,GS,JPM,RBCCM
   
Fund JPMorgan Emerging Markets Corporate Debt Fund
Trade Date 3/18/2016
Issuer YPF Sociedad Anonima (YPFDAR 8.5% March 23, 2021 144A)
CUSIP/ Sedol 984245AM2
Bonds 670,000
Offering Price $100.00
Spread 0.50%
Cost $670,000
Dealer Executing Trade HSBC Bank Plc London
% of Offering* 0.49%
Syndicate CS,HSBCL,JPM
   
Fund JPMorgan Emerging Markets Debt Fund
Trade Date 3/18/2016
Issuer YPF Sociedad Anonima (YPFDAR 8.5% March 23, 2021 144A)
CUSIP/ Sedol 984245AM2
Bonds 3,580,000
Offering Price $100.00
Spread 0.50%
Cost $3,580,000
Dealer Executing Trade HSBC Bank Plc London
% of Offering* 0.49%
Syndicate CS,HSBCL,JPM
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 3/21/2016
Issuer Aircastle Limited (AYR 5.0% April 1, 2023)
CUSIP/ Sedol 00928QAP6
Bonds 2,831,000
Offering Price $100.00
Spread 1.50%
Cost $2,831,000
Dealer Executing Trade Deutsche Bank Securities
% of Offering* 4.25%
Syndicate BNPPAR,CACIB,CITI,DB,GS,JPM,MUFG,RBCCM
   
Fund JPMorgan Total Return Fund
Trade Date 3/21/2016
Issuer Aircastle Limited (AYR 5.0% April 1, 2023)
CUSIP/ Sedol 00928QAP6
Bonds 51,000
Offering Price $100.00
Spread 1.50%
Cost $51,000
Dealer Executing Trade Deutsche Bank Securities
% of Offering* 4.25%
Syndicate BNPPAR,CACIB,CITI,DB,GS,JPM,MUFG,RBCCM
   
Fund JPMorgan Corporate Bond Fund
Trade Date 3/21/2016
Issuer Fedex Corporation (FDX 4.55% April 1, 2046)
CUSIP/ Sedol 31428XBG0
Bonds 720,000
Offering Price $99.56
Spread 0.88%
Cost $716,839
Dealer Executing Trade Goldman Sachs and Company
% of Offering* 0.76%
Syndicate BAML,BNPPAR,CITI,DB,GS,JPM,MIZUHO,SCOTIA,SUN,WFC
   
Fund JPMorgan Global Bond Opportunities Fund
Trade Date 3/21/2016
Issuer Intelsat Jackson Holding (INTEL 8.0% February 15, 2024 144A)
CUSIP/ Sedol 45824TAR6
Bonds 227,000
Offering Price $100.00
Spread 1.25%
Cost $227,000
Dealer Executing Trade Goldman, Sachs & Co.
% of Offering* 4.31%
Syndicate GS, GUGGENHEIM, JPM
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 3/21/2016
Issuer Intelsat Jackson Holding (INTEL 8.0% February 15, 2024 144A)
CUSIP/ Sedol 45824TAR6
Bonds 4,107,000
Offering Price $100.00
Spread 1.25%
Cost $4,107,000
Dealer Executing Trade Goldman, Sachs & Co.
% of Offering* 4.31%
Syndicate GS, GUGGENHEIM, JPM
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 3/21/2016
Issuer Intelsat Jackson Holding (INTEL 8.0% February 15, 2024 144A)
CUSIP/ Sedol 45824TAR6
Bonds 4,954,000
Offering Price $100.00
Spread 1.25%
Cost $4,954,000
Dealer Executing Trade Goldman, Sachs & Co.
% of Offering* 4.31%
Syndicate GS, GUGGENHEIM, JPM
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 3/21/2016
Issuer Intelsat Jackson Holding (INTEL 8.0% February 15, 2024 144A)
CUSIP/ Sedol 45824TAR6
Bonds 3,760,000
Offering Price $100.00
Spread 1.25%
Cost $3,760,000
Dealer Executing Trade Goldman, Sachs and Company
% of Offering* 4.31%
Syndicate GS, GUGGENHEIM, JPM
   
Fund JPMorgan Total Return Fund
Trade Date 3/21/2016
Issuer Intelsat Jackson Holding (INTEL 8.0% February 15, 2024 144A)
CUSIP/ Sedol 45824TAR6
Bonds 89,000
Offering Price $100.00
Spread 1.25%
Cost $89,000
Dealer Executing Trade Goldman, Sachs & Co.
% of Offering* 4.31%
Syndicate GS, GUGGENHEIM, JPM
   
Fund JPMorgan Unconstrained Debt Fund
Trade Date 3/21/2016
Issuer Intelsat Jackson Holding (INTEL 8.0% February 15, 2024 144A)
CUSIP/ Sedol 45824TAR6
Bonds 266,000
Offering Price $100.00
Spread 1.25%
Cost $266,000
Dealer Executing Trade Goldman, Sachs & Co.
% of Offering* 4.31%
Syndicate GS, GUGGENHEIM, JPM
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 3/22/2016
Issuer Aleris International, Inc. (ARS 9.5% April 1, 2021 144A)
CUSIP/ Sedol 014477AR4
Bonds 708,000
Offering Price $100.00
Spread 1.75%
Cost $708,000
Dealer Executing Trade Credit Suisse Securities LLC
% of Offering* 1.46%
Syndicate BAML,BARCS,CITI,CS,DB,GS,JPM
   
Fund JPMorgan Total Return Fund
Trade Date 3/22/2016
Issuer Aleris International, Inc. (ARS 9.5% April 1, 2021 144A)
CUSIP/ Sedol 014477AR4
Bonds 13,000
Offering Price $100.00
Spread 1.75%
Cost $13,000
Dealer Executing Trade Credit Suisse Securities LLC
% of Offering* 1.46%
Syndicate BAML,BARCS,CITI,CS,DB,GS,JPM
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 3/22/2016
Issuer Boyd Gaming Corporation (BYD 6.375% April 1, 2026 144A)
CUSIP/ Sedol 103304BL4
Bonds 4,953,000
Offering Price $100.00
Spread 1.53%
Cost $4,953,000
Dealer Executing Trade Deutsche Bank Securities
% of Offering* 4.30%
Syndicate BAML,BNPPAR,CS,DB,JPM,NOMURA,UBS,WFC
   
Fund JPMorgan Total Return Fund
Trade Date 3/22/2016
Issuer Boyd Gaming Corporation (BYD 6.375% April 1, 2026 144A)
CUSIP/ Sedol 103304BL4
Bonds 89,000
Offering Price $100.00
Spread 1.53%
Cost $89,000
Dealer Executing Trade Deutsche Bank Securities
% of Offering* 4.30%
Syndicate BAML,BNPPAR,CS,DB,JPM,NOMURA,UBS,WFC
   
Fund JPMorgan Global Bond Opportunities Fund
Trade Date 3/22/2016
Issuer CenturyLink, Inc. (CTL 7.5% April 1, 2024)
CUSIP/ Sedol 156700BA3
Bonds 110,000
Offering Price $100.00
Spread 1.00%
Cost $110,000
Dealer Executing Trade Barclays Capital Inc.
% of Offering* 1.27%
Syndicate BARCS,JPM,MIZUHO,SUN
   
Fund JPMorgan Income Fund
Trade Date 3/22/2016
Issuer CenturyLink, Inc. (CTL 7.5% April 1, 2024)
CUSIP/ Sedol 156700BA3
Bonds 5,000
Offering Price $100.00
Spread 1.00%
Cost $5,000
Dealer Executing Trade Barclays Capital Inc.
% of Offering* 1.27%
Syndicate BARCS,JPM,MIZUHO,SUN
   
Fund JPMorgan Unconstrained Debt Fund
Trade Date 3/22/2016
Issuer CenturyLink, Inc. (CTL 7.5% April 1, 2024)
CUSIP/ Sedol 156700BA3
Bonds 127,000
Offering Price $100.00
Spread 1.00%
Cost $127,000
Dealer Executing Trade Barclays Capital Inc.
% of Offering* 1.27%
Syndicate BARCS,JPM,MIZUHO,SUN
   
Fund JPMorgan Corporate Bond Fund
Trade Date 3/22/2016
Issuer Comcast Corporation (CMCSA 3.15% March 1, 2026)
CUSIP/ Sedol 20030NBS9
Bonds 2,870,000
Offering Price $102.86
Spread 0.45%
Cost $2,952,111
Dealer Executing Trade Wells Fargo Advisors LLC
% of Offering* 1.01%
Syndicate BAML, BARCS, BNP, RBC, WFC,  JPM
   
Fund JPMorgan Corporate Bond Fund
Trade Date 3/22/2016
Issuer Sysco Corporation (SYY 2.5% July 15, 2021)
CUSIP/ Sedol 871829BA4
Bonds 1,305,000
Offering Price $99.95
Spread 0.35%
Cost $1,304,321
Dealer Executing Trade Deutsche Bank Securities
% of Offering* 1.32%
Syndicate DB,GS,HSBCL,JPM,TDSECS,USB,WFC
   
Fund JPMorgan Corporate Bond Fund
Trade Date 3/22/2016
Issuer Sysco Corporation (SYY 1.9% April 1, 2019)
CUSIP/ Sedol 871829BB2
Bonds 1,535,000
Offering Price $99.95
Spread 0.25%
Cost $1,534,156
Dealer Executing Trade Goldman Sachs and Company
% of Offering* 1.45%
Syndicate DB,GS,HSBCL,JPM,TDSECS,USB,WFC
   
Fund JPMorgan Global Bond Opportunities Fund
Trade Date 3/22/2016
Issuer Sysco Corporation (SYY 3.3% July 15, 2026)
CUSIP/ Sedol 871829BC
Bonds 2,305,000
Offering Price $99.62
Spread 0.45%
Cost $2,296,310
Dealer Executing Trade Goldman Sachs and Company
% of Offering* 0.30%
Syndicate DB,GS,HSBCL,JPM,TDSECS,USB,WFC
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 3/23/2016
Issuer AMC Networks Inc. (AMCX 5.0% April 1, 2024)
CUSIP/ Sedol 00164VAD5
Bonds 5,657,000
Offering Price $100.00
Spread 1.75%
Cost $5,657,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering* 8.79%
Syndicate BAML,BARCS,BNPPAR,CACIB,CITI,FIFTHI,GS,JPM,MS,SCOTIA,SUN,UBS,USB
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 3/23/2016
Issuer AMC Networks Inc. (AMCX 5.0% April 1, 2024)
CUSIP/ Sedol 00164VAD5
Bonds 8,290,000
Offering Price $100.00
Spread 1.75%
Cost $8,290,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering* 8.79%
Syndicate BAML,BARCS,BNPPAR,CACIB,CITI,FIFTHI,GS,JPM,MS,SCOTIA,SUN,UBS,USB
   
Fund JPMorgan Total Return Fund
Trade Date 3/23/2016
Issuer AMC Networks Inc. (AMCX 5.0% April 1, 2024)
CUSIP/ Sedol 00164VAD5
Bonds 102,000
Offering Price $100.00
Spread 1.75%
Cost $102,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering* 8.79%
Syndicate BAML,BARCS,BNPPAR,CACIB,CITI,FIFTHI,GS,JPM,MS,SCOTIA,SUN,UBS,USB
   
Fund JPMorgan Intermediate Tax Free Bond Fund
Trade Date 3/24/2016
Issuer City and Cnty of Denver, CO Ded Tax Rev Ref and Imp Bonds Series 2016A (4%, August 1, 2046)
CUSIP/ Sedol 24917DAU7   
Bonds 1,000,000
Offering Price $104.47
Spread 0.24%
Cost $1,044,700
Dealer Executing Trade Citigroup
% of Offering* 1.24%
Syndicate Citigroup / Stifel / BofA Merrill Lynch / Drexel Hamilton, LLC / J.P. Morgan / Loop Capital Markets
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 3/28/2016
Issuer HD Supply Inc. (HDSUPP 5.75% April 15, 2024 144A)
CUSIP/ Sedol 40415RAR6
Bonds 1,950,000
Offering Price $100.00
Spread 1.25%
Cost $1,950,000
Dealer Executing Trade Barclays Capital Inc.
% of Offering* 4.22%
Syndicate BAML,BARCS,GS,JPM,WFC
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 3/28/2016
Issuer HD Supply Inc. (HDSUPP 5.75% April 15, 2024 144A)
CUSIP/ Sedol 40415RAR6
Bonds 2,126,000
Offering Price $100.00
Spread 1.25%
Cost $2,126,000
Dealer Executing Trade Barclays Capital Inc.
% of Offering* 4.22%
Syndicate BAML,BARCS,GS,JPM,WFC
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 3/28/2016
Issuer HD Supply Inc. (HDSUPP 5.75% April 15, 2024 144A)
CUSIP/ Sedol 40415RAR6
Bonds 5,710,000
Offering Price $100.00
Spread 1.25%
Cost $5,710,000
Dealer Executing Trade Barclays Capital Inc.
% of Offering* 4.22%
Syndicate BAML,BARCS,GS,JPM,WFC
   
Fund JPMorgan Total Return Fund
Trade Date 3/28/2016
Issuer HD Supply Inc. (HDSUPP 5.75% April 15, 2024 144A)
CUSIP/ Sedol 40415RAR6
Bonds 38,000
Offering Price $100.00
Spread 1.25%
Cost $38,000
Dealer Executing Trade Barclays Capital Inc.
% of Offering* 4.22%
Syndicate BAML,BARCS,GS,JPM,WFC
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 3/29/2016
Issuer T-Mobile USA, Inc. (TMUS 6.0% April 15, 2024)
CUSIP/ Sedol 87264AAQ8
Bonds 7,084,000
Offering Price $100.00
Spread 0.13%
Cost $7,084,000
Dealer Executing Trade Deutsche Bank Securities
% of Offering* 1.85%
Syndicate BARCS,CITI,DB,GS,JPM
   
Fund JPMorgan Total Return Fund
Trade Date 3/29/2016
Issuer T-Mobile USA, Inc. (TMUS 6.0% April 15, 2024)
CUSIP/ Sedol 87264AAQ8
Bonds 128,000
Offering Price $100.00
Spread 0.13%
Cost $128,000
Dealer Executing Trade Deutsche Bank Securities
% of Offering* 1.85%
Syndicate BARCS,CITI,DB,GS,JPM
   
Fund JPMorgan Corporate Bond Fund
Trade Date 3/29/2016
Issuer UBS Group Funding (Jersey) Limited (UBS 3.00% April 15, 2021 144A)
CUSIP/ Sedol 90351DAD9
Bonds 2,430,000
Offering Price $99.93
Spread 0.35%
Cost $2,428,178
Dealer Executing Trade UBS Securities LLC
% of Offering* 0.90%
Syndicate UBS, ACADEMY, ANZ, BB&T, BMO, BNY, CAP ONE, CIBC, CITI, DREXEL, FIFTH THIRD, JPM, BAML, MISCHLER, MS, NAB, NBC, RBC, REGIONS, SCOTIA, SUNTRUST, TD, WFC, WESTPAC
   
Fund JPMorgan Corporate Bond Fund
Trade Date 3/29/2016
Issuer UBS Group Funding (Jersey) Limited (UBS 4.125% April 15, 2026 144A)
CUSIP/ Sedol 90351DAF4
Bonds 6,430,000
Offering Price $99.78
Spread 0.45%
Cost $6,415,790
Dealer Executing Trade UBS Securities LLC
% of Offering* 1.77%
Syndicate UBS, ACADEMY, ANZ, BB&T, BMO, BNY, CAP ONE, CIBC, CITI, DREXEL, FIFTH THIRD, JPM, BAML, MISCHLER, MS, NAB, NBC, RBC, REGIONS, SCOTIA, SUNTRUST, TD, WFC, WESTPAC
   
Fund JPMorgan Emerging Markets Debt Fund
Trade Date 3/30/2016
Issuer Republic of Poland (POLAND 3.25% April 6, 2026)
CUSIP/ Sedol 731011AU6
Bonds 5,000,000
Offering Price $99.25
Spread 0.14%
Cost $4,962,450
Dealer Executing Trade Deutsche Bank Securities
% of Offering* 3.60%
Syndicate BARCS, BNP, DB, JPM
   
Fund JPMorgan Inflation Managed Bond Fund
Trade Date 3/30/2016
Issuer Republic of Poland (POLAND 3.25% April 6, 2026)
CUSIP/ Sedol 731011AU6
Bonds 800,000
Offering Price $99.25
Spread 0.14%
Cost $793,992
Dealer Executing Trade Deutsche Bank Securities
% of Offering* 3.60%
Syndicate BARCS, BNP, DB, JPM
   
Fund JPMorgan Tax Aware Income Opportunities Fund
Trade Date 3/30/2016
Issuer City of Tampa, FL, Hlth Sys Rev Bonds, Baycare Hlth Sys Issue, Series 2016A (4%, November 15, 2046)
CUSIP/ Sedol 87515ECA
Bonds 1,250,000
Offering Price $103.36
Spread 0.53%
Cost $1,292,000
Dealer Executing Trade Morgan Stanley
% of Offering* 1.25%
Syndicate Morgan Stanley / J.P. Morgan
   
Fund JPMorgan Tax Aware Income Opportunities Fund
Trade Date 3/30/2016
Issuer City of Tampa, FL, Hlth Sys Rev Bonds, Baycare Hlth Sys Issue, Series 2016A (5%, November 15, 2046)
CUSIP/ Sedol 87515ECB8
Bonds 1,250,000
Offering Price $116.07
Spread 0.53%
Cost $1,450,875
Dealer Executing Trade Morgan Stanley
% of Offering* 1.25%
Syndicate Morgan Stanley / J.P. Morgan
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 3/30/2016
Issuer Western Digital Corporation (WDC 7.375% April 1, 2023 144A)
CUSIP/ Sedol 958102AJ4
Bonds 2,333,000
Offering Price $100.00
Spread 1.50%
Cost $2,333,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering* 3.51%
Syndicate BAML,CS,HSBCL,JPM,MIZUHO,MUFG,RBCCM,SMFGRP
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 3/30/2016
Issuer Western Digital Corporation (WDC 7.375% April 1, 2023 144A)
CUSIP/ Sedol 958102AJ4
Bonds 2,121,000
Offering Price $100.00
Spread 1.50%
Cost $2,121,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering* 3.51%
Syndicate BAML,CS,HSBCL,JPM,MIZUHO,MUFG,RBCCM,SMFGRP
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 3/30/2016
Issuer Western Digital Corporation (WDC 7.375% April 1, 2023 144A)
CUSIP/ Sedol 958102AJ4
Bonds 6,825,000
Offering Price $100.00
Spread 1.50%
Cost $6,825,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering* 3.51%
Syndicate BAML,CS,HSBCL,JPM,MIZUHO,MUFG,RBCCM,SMFGRP
   
Fund JPMorgan Total Return Fund
Trade Date 3/30/2016
Issuer Western Digital Corporation (WDC 7.375% April 1, 2023 144A)
CUSIP/ Sedol 958102AJ4
Bonds 39,000
Offering Price $100.00
Spread 1.50%
Cost $39,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering* 3.51%
Syndicate BAML,CS,HSBCL,JPM,MIZUHO,MUFG,RBCCM,SMFGRP
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 3/30/2016
Issuer Western Digital Corporation (WDC 10.5% April 1, 2024 144A)
CUSIP/ Sedol 958102AK1
Bonds 5,014,000
Offering Price $100.00
Spread 1.75%
Cost $5,014,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering* 4.05%
Syndicate BAML,CS,HSBCL,JPM,MIZUHO,MUFG,RBCCM,SMFGRP
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 3/30/2016
Issuer Western Digital Corporation (WDC 10.5% April 1, 2024 144A)
CUSIP/ Sedol 958102AK1
Bonds 15,700,000
Offering Price $100.00
Spread 1.75%
Cost $15,700,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering* 4.05%
Syndicate BAML,CS,HSBCL,JPM,MIZUHO,MUFG,RBCCM,SMFGRP
   
Fund JPMorgan Intermediate Tax Free Bond Fund
Trade Date 3/31/2016
Issuer Trustees of the Cal St Univ Systemwide Rev Bonds Ser 2016A (5%, November 1, 2029)
CUSIP/ Sedol 13077C3L6   
Bonds 2,625,000
Offering Price $124.16
Spread 0.28%
Cost $3,259,200
Dealer Executing Trade Barclays   
% of Offering* 0.46%
Syndicate Barclays / BofA Merrill Lynch / Raymond James / Hutchinson, Shockey, Erley & Co. / Academy Securities, Inc. / Alamo Capital / Backstrom McCarley Berry & Co., LLC / Blaylock Beal Van, LLC / Citigroup / Fidelity Capital Markets / FTN Financial Capital Markets / Goldman, Sachs & Co. / J.P. Morgan / Loop Capital Markets / Morgan Stanley / Prager & Co., LLC / Ramirez & Co., Inc. / RBC Capital Markets / Siebert Brandford Shank & Co., LLC / The Williams Capital Group, L.P. / US Bancorp / Wells Fargo Securities / William Blair
   
Fund JPMorgan Intermediate Tax Free Bond Fund
Trade Date 3/31/2016
Issuer Trustees of the Cal St Univ Systemwide Rev Bonds Ser 2016A (5%, November 1, 2030)
CUSIP/ Sedol 13077C3M4   
Bonds 5,000,000
Offering Price $123.66
Spread 0.28%
Cost $6,183,000
Dealer Executing Trade Barclays   
% of Offering* 0.88%
Syndicate Barclays / BofA Merrill Lynch / Raymond James / Hutchinson, Shockey, Erley & Co. / Academy Securities, Inc. / Alamo Capital / Backstrom McCarley Berry & Co., LLC / Blaylock Beal Van, LLC / Citigroup / Fidelity Capital Markets / FTN Financial Capital Markets / Goldman, Sachs & Co. / J.P. Morgan / Loop Capital Markets / Morgan Stanley / Prager & Co., LLC / Ramirez & Co., Inc. / RBC Capital Markets / Siebert Brandford Shank & Co., LLC / The Williams Capital Group, L.P. / US Bancorp / Wells Fargo Securities / William Blair
   
Fund JPMorgan Intermediate Tax Free Bond Fund
Trade Date 3/31/2016
Issuer Trustees of the Cal St Univ Systemwide Rev Bonds Ser 2016A (5%, November 1, 2031)
CUSIP/ Sedol 13077C3N2   
Bonds 4,880,000
Offering Price $122.85
Spread 0.28%
Cost $5,995,080
Dealer Executing Trade Barclays   
% of Offering* 0.86%
Syndicate Barclays / BofA Merrill Lynch / Raymond James / Hutchinson, Shockey, Erley & Co. / Academy Securities, Inc. / Alamo Capital / Backstrom McCarley Berry & Co., LLC / Blaylock Beal Van, LLC / Citigroup / Fidelity Capital Markets / FTN Financial Capital Markets / Goldman, Sachs & Co. / J.P. Morgan / Loop Capital Markets / Morgan Stanley / Prager & Co., LLC / Ramirez & Co., Inc. / RBC Capital Markets / Siebert Brandford Shank & Co., LLC / The Williams Capital Group, L.P. / US Bancorp / Wells Fargo Securities / William Blair
   
Fund JPMorgan California Tax Free Bond Fund
Trade Date 3/31/2016
Issuer Trustees of the Cal St Univ Systemwide Rev Bonds Ser 2016A (5%, November 1, 2032)
CUSIP/ Sedol 13077C3P7   
Bonds 2,000,000
Offering Price $122.16
Spread 0.28%
Cost $2,443,200
Dealer Executing Trade Barclays   
% of Offering* 0.88%
Syndicate Barclays / BofA Merrill Lynch / Raymond James / Hutchinson, Shockey, Erley & Co. / Academy Securities, Inc. / Alamo Capital / Backstrom McCarley Berry & Co., LLC / Blaylock Beal Van, LLC / Citigroup / Fidelity Capital Markets / FTN Financial Capital Markets / Goldman, Sachs & Co. / J.P. Morgan / Loop Capital Markets / Morgan Stanley / Prager & Co., LLC / Ramirez & Co., Inc. / RBC Capital Markets / Siebert Brandford Shank & Co., LLC / The Williams Capital Group, L.P. / US Bancorp / Wells Fargo Securities / William Blair
   
Fund JPMorgan Intermediate Tax Free Bond Fund
Trade Date 3/31/2016
Issuer Trustees of the Cal St Univ Systemwide Rev Bonds Ser 2016A (5%, November 1, 2032)
CUSIP/ Sedol 13077C3P7   
Bonds 4,000,000
Offering Price $122.16
Spread 0.28%
Cost $4,886,400
Dealer Executing Trade Barclays   
% of Offering* 0.88%
Syndicate Barclays / BofA Merrill Lynch / Raymond James / Hutchinson, Shockey, Erley & Co. / Academy Securities, Inc. / Alamo Capital / Backstrom McCarley Berry & Co., LLC / Blaylock Beal Van, LLC / Citigroup / Fidelity Capital Markets / FTN Financial Capital Markets / Goldman, Sachs & Co. / J.P. Morgan / Loop Capital Markets / Morgan Stanley / Prager & Co., LLC / Ramirez & Co., Inc. / RBC Capital Markets / Siebert Brandford Shank & Co., LLC / The Williams Capital Group, L.P. / US Bancorp / Wells Fargo Securities / William Blair
   
Fund JPMorgan Intermediate Tax Free Bond Fund
Trade Date 3/31/2016
Issuer Trustees of the Cal St Univ Systemwide Rev Bonds Ser 2016A (4%, November 1, 2034)
CUSIP/ Sedol 13077C3R3   
Bonds 10,000,000
Offering Price $109.06
Spread 0.28%
Cost $10,906,000
Dealer Executing Trade Barclays   
% of Offering* 0.88%
Syndicate Barclays / BofA Merrill Lynch / Raymond James / Hutchinson, Shockey, Erley & Co. / Academy Securities, Inc. / Alamo Capital / Backstrom McCarley Berry & Co., LLC / Blaylock Beal Van, LLC / Citigroup / Fidelity Capital Markets / FTN Financial Capital Markets / Goldman, Sachs & Co. / J.P. Morgan / Loop Capital Markets / Morgan Stanley / Prager & Co., LLC / Ramirez & Co., Inc. / RBC Capital Markets / Siebert Brandford Shank & Co., LLC / The Williams Capital Group, L.P. / US Bancorp / Wells Fargo Securities / William Blair
   
Fund JPMorgan Intermediate Tax Free Bond Fund
Trade Date 3/31/2016
Issuer Trustees of the Cal St Univ Systemwide Rev Bonds Ser 2016A (4%, November 1, 2035)
CUSIP/ Sedol 13077C3S1   
Bonds 2,000,000
Offering Price $108.97
Spread 0.28%
Cost $2,179,400
Dealer Executing Trade Barclays   
% of Offering* 0.62%
Syndicate Barclays / BofA Merrill Lynch / Raymond James / Hutchinson, Shockey, Erley & Co. / Academy Securities, Inc. / Alamo Capital / Backstrom McCarley Berry & Co., LLC / Blaylock Beal Van, LLC / Citigroup / Fidelity Capital Markets / FTN Financial Capital Markets / Goldman, Sachs & Co. / J.P. Morgan / Loop Capital Markets / Morgan Stanley / Prager & Co., LLC / Ramirez & Co., Inc. / RBC Capital Markets / Siebert Brandford Shank & Co., LLC / The Williams Capital Group, L.P. / US Bancorp / Wells Fargo Securities / William Blair
   
Fund JPMorgan Tax Aware Income Opportunities Fund
Trade Date 3/31/2016
Issuer Trustees of the Cal St Univ Systemwide Rev Bonds Ser 2016A (5%, November 1, 2041)
CUSIP/ Sedol 13077C3U6   
Bonds 2,000,000
Offering Price $119.12
Spread 0.28%
Cost $2,382,400
Dealer Executing Trade Barclays   
% of Offering* 0.35%
Syndicate Barclays / BofA Merrill Lynch / Raymond James / Hutchinson, Shockey, Erley & Co. / Academy Securities, Inc. / Alamo Capital / Backstrom McCarley Berry & Co., LLC / Blaylock Beal Van, LLC / Citigroup / Fidelity Capital Markets / FTN Financial Capital Markets / Goldman, Sachs & Co. / J.P. Morgan / Loop Capital Markets / Morgan Stanley / Prager & Co., LLC / Ramirez & Co., Inc. / RBC Capital Markets / Siebert Brandford Shank & Co., LLC / The Williams Capital Group, L.P. / US Bancorp / Wells Fargo Securities / William Blair
   
Fund JPMorgan Intermediate Tax Free Bond Fund
Trade Date 3/31/2016
Issuer Trustees of the Cal St Univ Systemwide Rev Bonds Ser 2016A (5%, November 1, 2028)
CUSIP/ Sedol 13077C4A9   
Bonds 1,500,000
Offering Price $124.98
Spread 0.28%
Cost $1,874,700
Dealer Executing Trade Barclays   
% of Offering* 0.26%
Syndicate Barclays / BofA Merrill Lynch / Raymond James / Hutchinson, Shockey, Erley & Co. / Academy Securities, Inc. / Alamo Capital / Backstrom McCarley Berry & Co., LLC / Blaylock Beal Van, LLC / Citigroup / Fidelity Capital Markets / FTN Financial Capital Markets / Goldman, Sachs & Co. / J.P. Morgan / Loop Capital Markets / Morgan Stanley / Prager & Co., LLC / Ramirez & Co., Inc. / RBC Capital Markets / Siebert Brandford Shank & Co., LLC / The Williams Capital Group, L.P. / US Bancorp / Wells Fargo Securities / William Blair
   
Fund JPMorgan Tax Aware Income Opportunities Fund
Trade Date 3/31/2016
Issuer Trustees of the Cal St Univ Systemwide Rev Bonds Ser 2016A (4%, November 1, 2045)
CUSIP/ Sedol 13077C4B7   
Bonds 500,000
Offering Price $106.99
Spread 0.28%
Cost $534,950
Dealer Executing Trade Barclays   
% of Offering* 0.09%
Syndicate Barclays / BofA Merrill Lynch / Raymond James / Hutchinson, Shockey, Erley & Co. / Academy Securities, Inc. / Alamo Capital / Backstrom McCarley Berry & Co., LLC / Blaylock Beal Van, LLC / Citigroup / Fidelity Capital Markets / FTN Financial Capital Markets / Goldman, Sachs & Co. / J.P. Morgan / Loop Capital Markets / Morgan Stanley / Prager & Co., LLC / Ramirez & Co., Inc. / RBC Capital Markets / Siebert Brandford Shank & Co., LLC / The Williams Capital Group, L.P. / US Bancorp / Wells Fargo Securities / William Blair
   
Fund JPMorgan Tax Aware Income Opportunities Fund
Trade Date 3/31/2016
Issuer Trustees of the Cal St Univ Systemwide Rev Bonds Ser 2016A (4%, November 1, 2038)
CUSIP/ Sedol 13077C4H4   
Bonds 3,050,000
Offering Price $108.16
Spread 0.28%
Cost $3,298,880
Dealer Executing Trade Barclays   
% of Offering* 0.31%
Syndicate Barclays / BofA Merrill Lynch / Raymond James / Hutchinson, Shockey, Erley & Co. / Academy Securities, Inc. / Alamo Capital / Backstrom McCarley Berry & Co., LLC / Blaylock Beal Van, LLC / Citigroup / Fidelity Capital Markets / FTN Financial Capital Markets / Goldman, Sachs & Co. / J.P. Morgan / Loop Capital Markets / Morgan Stanley / Prager & Co., LLC / Ramirez & Co., Inc. / RBC Capital Markets / Siebert Brandford Shank & Co., LLC / The Williams Capital Group, L.P. / US Bancorp / Wells Fargo Securities / William Blair
   
Fund JPMorgan Corporate Bond Fund
Trade Date 4/4/2016
Issuer Air Lease Corporation (AL 3.375% June 1, 2021)
CUSIP/ Sedol 00912XAS3
Bonds 4,460,000
Offering Price $99.06
Spread 0.60%
Cost $4,418,031
Dealer Executing Trade RBC Capital Markets LLC
% of Offering* 2.90%
Syndicate BAML,BMO,BNPPAR,CITI,DB,FIFTHI,JPM,LLOYDS,MIZUHO,MS,MUFG,NATIX,RBCCM,SANT,SUN,WFC
   
Fund JPMorgan Corporate Bond Fund
Trade Date 4/4/2016
Issuer BMW US Capital LLC (BMW 2.00% April 11, 2021 144A)
CUSIP/ Sedol 05565EAF2
Bonds 2,890,000
Offering Price $99.75
Spread 0.35%
Cost $2,882,746
Dealer Executing Trade Credit Suisse Securities(USA) LLC
% of Offering* 2.50%
Syndicate BARCS,CITI,CS,JPM
   
Fund JPMorgan Corporate Bond Fund
Trade Date 4/4/2016
Issuer Enterprise Products Operating LLC (EPD 3.95% February 15, 2027)
CUSIP/ Sedol 29379VBL6
Bonds 1,605,000
Offering Price $99.76
Spread 0.65%
Cost $1,601,148
Dealer Executing Trade Citigroup Global Markets
% of Offering* 1.69%
Syndicate BAML,CITI,DB,DNBK,JPM,SCOTIA
   
Fund JPMorgan Inflation Managed Bond Fund
Trade Date 4/4/2016
Issuer Enterprise Products Operating LLC (EPD 3.95% February 15, 2027)
CUSIP/ Sedol 29379VBL6
Bonds 333,000
Offering Price $99.76
Spread 0.65%
Cost $332,201
Dealer Executing Trade Citigroup Global Markets
% of Offering* 1.69%
Syndicate BAML,CITI,DB,DNBK,JPM,SCOTIA
   
Fund JPMorgan Corporate Bond Fund
Trade Date 4/4/2016
Issuer Exelon Corporation (EXC 2.45% April 15, 2021)
CUSIP/ Sedol 30161NAT8
Bonds 580,000
Offering Price $99.98
Spread 0.60%
Cost $579,861
Dealer Executing Trade Barclays Capital Inc.
% of Offering* 0.54%
Syndicate BARCS,CS,GS,JPM,RBCCM,SCOTIA,TDSECS
   
Fund JPMorgan Corporate Bond Fund
Trade Date 4/4/2016
Issuer Exelon Corporation (EXC 3.40% April 15, 2026)
CUSIP/ Sedol 30161NAU5
Bonds 4,905,000
Offering Price $99.94
Spread 0.65%
Cost $4,902,057
Dealer Executing Trade Barclays Capital Inc.
% of Offering* 2.27%
Syndicate BARCS,CS,GS,JPM,RBCCM,SCOTIA,TDSECS
   
Fund JPMorgan Corporate Bond Fund
Trade Date 4/4/2016
Issuer Exelon Corporation (EXC 4.45% April 15, 2046)
CUSIP/ Sedol 30161NAV3
Bonds 565,000
Offering Price $99.49
Spread 0.88%
Cost $562,119
Dealer Executing Trade Barclays Capital Inc.
% of Offering* 2.27%
Syndicate BARCS,CS,GS,JPM,RBCCM,SCOTIA,TDSECS
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 4/4/2016
Issuer Sunoco LP and Sunoco Finance Corp (SUN 6.25% April 15, 2021 144A)
CUSIP/ Sedol 86765LAD9
Bonds 5,673,000
Offering Price $100.00
Spread 1.00%
Cost $5,673,000
Dealer Executing Trade Credit Suisse Securities(USA) LLC
% of Offering* 4.86%
Syndicate BAML,BBVA,CACIB,CITI,CS,DB,DNBK,GS,JPM,MIZUHO,MS,NATIX,PNCFIN,RBCCM,TDSECS,WFC
   
Fund JPMorgan Total Return Fund
Trade Date 4/4/2016
Issuer Sunoco LP and Sunoco Finance Corp (SUN 6.25% April 15, 2021 144A)
CUSIP/ Sedol 86765LAD9
Bonds 104,000
Offering Price $100.00
Spread 1.00%
Cost $104,000
Dealer Executing Trade Credit Suisse Securities(USA) LLC
% of Offering* 4.86%
Syndicate BAML,BBVA,CACIB,CITI,CS,DB,DNBK,GS,JPM,MIZUHO,MS,NATIX,PNCFIN,RBCCM,TDSECS,WFC
   
Fund JPMorgan Corporate Bond Fund
Trade Date 4/4/2016
Issuer Thermo Fisher Scientific Inc. (TMO 3.00% April 15, 2023)
CUSIP/ Sedol 883556BN1
Bonds 2,205,000
Offering Price $99.51
Spread 0.63%
Cost $2,194,240
Dealer Executing Trade BofA Merrill Lynch
% of Offering* 1.04%
Syndicate GS, BAML, MS, BARCS, BNP, BNY MELLON, CITI, DB, HSBC, ING, JPM, KEY
   
Fund JPMorgan Managed Income Fund
Trade Date 4/5/2016
Issuer AmeriCredit Automobile Receivables Trust 2016-2 A2A (AMCAR 2016-2 A2A 1.42% October 8, 2019)
CUSIP/ Sedol 03066DAB2
Bonds 16,119,000
Offering Price $99.99
Spread 0.25%
Cost $16,118,130
Dealer Executing Trade RBC Capital Markets LLC
% of Offering* 22.43%
Syndicate BARCS, GS, RBC, WFC, JPM
   
Fund JPMorgan Inflation Managed Bond Fund
Trade Date 4/5/2016
Issuer AmeriCredit Automobile Receivables Trust 2016-2 A3 (AMCAR 2016-2 A3 1.60% November 9, 2020)
CUSIP/ Sedol 03066DAD8
Bonds 428,000
Offering Price $100.00
Spread 0.35%
Cost $427,994
Dealer Executing Trade RBC Capital Markets LLC
% of Offering* 5.90%
Syndicate BARCS, GS, RBC, WFC, JPM
   
Fund JPMorgan Intermediate Tax Free Bond Fund
Trade Date 4/5/2016
Issuer Trustees of the Cal St Univ Systemwide Rev Bonds Ser 2016A (3%, November 1, 2033)
CUSIP/ Sedol 13077C3Q5
Bonds 3,000,000
Offering Price $99.73
Spread 0.28%
Cost $2,991,840
Dealer Executing Trade Robert W. Baird
% of Offering* 0.35%
Syndicate Barclays / BofA Merrill Lynch / Raymond James / Hutchinson, Shockey, Erley & Co. / Academy Securities, Inc. / Alamo Capital / Backstrom McCarley Berry & Co., LLC / Blaylock Beal Van, LLC / Citigroup / Fidelity Capital Markets / FTN Financial Capital Markets / Goldman, Sachs & Co. / J.P. Morgan / Loop Capital Markets / Morgan Stanley / Prager & Co., LLC / Ramirez & Co., Inc. / RBC Capital Markets / Siebert Brandford Shank & Co., LLC / The Williams Capital Group, L.P. / US Bancorp / Wells Fargo Securities / William Blair
   
Fund JPMorgan Intermediate Tax Free Bond Fund
Trade Date 4/5/2016
Issuer Trustees of the Cal St Univ Systemwide Rev Bonds Ser 2016A (3%, November 1, 2033)
CUSIP/ Sedol 13077C3Q5
Bonds 500,000
Offering Price $99.73
Spread 0.28%
Cost $498,640
Dealer Executing Trade Robert W. Baird
% of Offering* 0.06%
Syndicate Barclays / BofA Merrill Lynch / Raymond James / Hutchinson, Shockey, Erley & Co. / Academy Securities, Inc. / Alamo Capital / Backstrom McCarley Berry & Co., LLC / Blaylock Beal Van, LLC / Citigroup / Fidelity Capital Markets / FTN Financial Capital Markets / Goldman, Sachs & Co. / J.P. Morgan / Loop Capital Markets / Morgan Stanley / Prager & Co., LLC / Ramirez & Co., Inc. / RBC Capital Markets / Siebert Brandford Shank & Co., LLC / The Williams Capital Group, L.P. / US Bancorp / Wells Fargo Securities / William Blair
   
Fund JPMorgan Corporate Bond Fund
Trade Date 4/5/2016
Issuer Toyota Motor Credit Corporation (TOYOTA 1.90% April 8, 2021)
CUSIP/ Sedol 89236TCZ6
Bonds 7,685,000
Offering Price $99.82
Spread 0.35%
Cost $7,670,783
Dealer Executing Trade Barclays Capital Inc.
% of Offering* 1.94%
Syndicate BAML,BARCS,CITI,JPM
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 4/6/2016
Issuer MGM Escrow Issuer, LLC/MGM Growth Properties Operating Partnership LP (MGMMGP 5.625% May 1, 2024 144A)
CUSIP/ Sedol 55303WAA5
Bonds 1,290,000
Offering Price $100.00
Spread 1.50%
Cost $1,290,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering* 1.34%
Syndicate BAML,BARCS,BNPPAR,CITI,DB,FIFTHI,JPM,MS
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 4/6/2016
Issuer MGM Escrow Issuer, LLC/MGM Growth Properties Operating Partnership LP (MGMMGP 5.625% May 1, 2024 144A)
CUSIP/ Sedol 55303WAA5
Bonds 1,055,000
Offering Price $100.00
Spread 1.50%
Cost $1,055,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering* 1.34%
Syndicate BAML,BARCS,BNPPAR,CITI,DB,FIFTHI,JPM,MS
   
Fund JPMorgan Managed Income Fund
Trade Date 4/6/2016
Issuer New York Life Global Funding (NYLIFE FRN April 6, 2018 144A)
CUSIP/ Sedol 64952WCD
Bonds 7,272,000
Offering Price $100.00
Spread 0.04%
Cost $7,272,000
Dealer Executing Trade Goldman Sachs Company New York
% of Offering* 5.95%
Syndicate BAML,GS,JPM
   
Fund JPMorgan Corporate Bond Fund
Trade Date 4/6/2016
Issuer New York Life Global Funding (NYLIFE 2.00% April 13, 2021 144A)
CUSIP/ Sedol 64952WCE1
Bonds 2,200,000
Offering Price $99.85
Spread 0.25%
Cost $2,196,766
Dealer Executing Trade Goldman Sachs Company New York
% of Offering* 3.22%
Syndicate BAML,GS,JPM
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 4/6/2016
Issuer Numericable-SFR SA (NUMFP 7.375% May 1, 2026 144A)
CUSIP/ Sedol 67054KAA7
Bonds 7,047,000
Offering Price $100.00
Spread 0.75%
Cost $7,047,000
Dealer Executing Trade Deutsche Bank Securities
% of Offering* 1.21%
Syndicate BAML,BARCS,BNPPAR,CACIB,DB,GS,JPM,MS
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 4/6/2016
Issuer Numericable-SFR SA (NUMFP 7.375% May 1, 2026 144A)
CUSIP/ Sedol 67054KAA7
Bonds 5,695,000
Offering Price $100.00
Spread 0.75%
Cost $5,695,000
Dealer Executing Trade Deutsche Bank Securities
% of Offering* 1.21%
Syndicate BAML,BARCS,BNPPAR,CACIB,DB,GS,JPM,MS
   
Fund JPMorgan Total Return Fund
Trade Date 4/6/2016
Issuer Numericable-SFR SA (NUMFP 7.375% May 1, 2026 144A)
CUSIP/ Sedol 67054KAA7
Bonds 200,000
Offering Price $100.00
Spread 0.75%
Cost $200,000
Dealer Executing Trade Deutsche Bank Securities
% of Offering* 1.21%
Syndicate BAML,BARCS,BNPPAR,CACIB,DB,GS,JPM,MS
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 4/7/2016
Issuer CCO Holdings LLC and CCO Holdings Capital Corp. (CHTR 5.50% May 1, 2026 144A)
CUSIP/ Sedol 1248EPBR3
Bonds 4,951,000
Offering Price $100.00
Spread 0.88%
Cost $4,951,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering* 6.19%
Syndicate BAML, CITI, CS,DB,GS,UBS,WFC,JPM,MISCHLER,MIZUHO,MS,RBC
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 4/7/2016
Issuer CCO Holdings LLC and CCO Holdings Capital Corp. (CHTR 5.50% May 1, 2026 144A)
CUSIP/ Sedol 1248EPBR3
Bonds 4,085,000
Offering Price $100.00
Spread 0.88%
Cost $4,085,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering* 6.19%
Syndicate BAML, CITI, CS,DB,GS,UBS,WFC,JPM,MISCHLER,MIZUHO,MS,RBC
   
Fund JPMorgan Total Return Fund
Trade Date 4/7/2016
Issuer CCO Holdings LLC and CCO Holdings Capital Corp. (CHTR 5.50% May 1, 2026 144A)
CUSIP/ Sedol 1248EPBR3
Bonds 91,000
Offering Price $100.00
Spread 0.88%
Cost $91,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering* 6.19%
Syndicate BAML, CITI, CS,DB,GS,UBS,WFC,JPM,MISCHLER,MIZUHO,MS,RBC
   
Fund JPMorgan Tax Aware Income Opportunities Fund
Trade Date 4/7/2016
Issuer Tarrant Co Cultural Ed Fac Fin Corp Hospital Rev Bonds, Series 2016A (4%, November 15, 2042)
CUSIP/ Sedol 87638QPR4
Bonds 1,000,000
Offering Price $105.34
Spread 0.45%
Cost $1,053,400
Dealer Executing Trade Citigroup
% of Offering* 2.60%
Syndicate Citigroup / J.P. Morgan / Estrada Hinojosa & Company, Inc. / Seibert Brandford Shank & Co., L.L.C.
   
Fund JPMorgan Intermediate Tax Free Bond Fund
Trade Date 4/8/2016
Issuer Dorm Auth of the State of NY, Columbia, Rev Bonds, Series 2016B (5%, October 1, 2028)
CUSIP/ Sedol 64990BA37
Bonds 750,000
Offering Price $128.55
Spread 0.20%
Cost $964,125
Dealer Executing Trade Goldman, Sachs & Co.
% of Offering* 0.36%
Syndicate Goldman, Sachs & Co. / Morgan Stanley / Barclays / BofA Merrill Lynch / Drexel Hamilton, LLC / J.P. Morgan /  Ramirez & Co. Inc. / Rice Financial Products Company / Wells Fargo Securities
   
Fund JPMorgan Intermediate Tax Free Bond Fund
Trade Date 4/8/2016
Issuer Dorm Auth of the State of NY, Columbia, Rev Bonds, Series 2016B (5%, October 1, 2029)
CUSIP/ Sedol 64990BA45
Bonds 665,000
Offering Price $127.82
Spread 0.20%
Cost $850,003
Dealer Executing Trade Goldman, Sachs & Co.
% of Offering* 0.32%
Syndicate Goldman, Sachs & Co. / Morgan Stanley / Barclays / BofA Merrill Lynch / Drexel Hamilton, LLC / J.P. Morgan /  Ramirez & Co. Inc. / Rice Financial Products Company / Wells Fargo Securities
   
Fund JPMorgan Intermediate Tax Free Bond Fund
Trade Date 4/8/2016
Issuer Dorm Auth of the State of NY, Columbia, Rev Bonds, Series 2016B (5%, October 1, 2030)
CUSIP/ Sedol 64990BA52
Bonds 1,000,000
Offering Price $127.30
Spread 0.20%
Cost $1,273,000
Dealer Executing Trade Goldman, Sachs & Co.
% of Offering* 0.48%
Syndicate Goldman, Sachs & Co. / Morgan Stanley / Barclays / BofA Merrill Lynch / Drexel Hamilton, LLC / J.P. Morgan /  Ramirez & Co. Inc. / Rice Financial Products Company / Wells Fargo Securities
   
Fund JPMorgan Intermediate Tax Free Bond Fund
Trade Date 4/8/2016
Issuer Dorm Auth of the State of NY, Columbia, Rev Bonds, Series 2016B (5%, October 1, 2031)
CUSIP/ Sedol 64990BA60
Bonds 500,000
Offering Price $126.48
Spread 0.20%
Cost $632,400
Dealer Executing Trade Goldman, Sachs & Co.
% of Offering* 0.24%
Syndicate Goldman, Sachs & Co. / Morgan Stanley / Barclays / BofA Merrill Lynch / Drexel Hamilton, LLC / J.P. Morgan /  Ramirez & Co. Inc. / Rice Financial Products Company / Wells Fargo Securities
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 4/11/2016
Issuer The Geo Group Inc (GEO 6.00% April 15, 2026)
CUSIP/ Sedol 36162JAB2
Bonds 3,405,000
Offering Price $100.00
Spread 1.50%
Cost $3,405,000
Dealer Executing Trade Wells Fargo Advisors LLC
% of Offering* 8.92%
Syndicate BAML,BARCS,BNPPAR,JPM,SUN,WFC
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 4/11/2016
Issuer GLP Capital LP and GLP Financing II, Inc(GLPI 4.375% April 15, 2021)
CUSIP/ Sedol 361841AG4
Bonds 555,000
Offering Price $100.00
Spread 0.94%
Cost $555,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering* 1.05%
Syndicate BAML,BARCS,CACIB,FIFTHI,JPM,NOMURA,OPP,SUN,UBS,WFC
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 4/11/2016
Issuer GLP Capital LP and GLP Financing II, Inc(GLPI 5.375% April 15, 2026)
CUSIP/ Sedol 361841AH2
Bonds 920,000
Offering Price $100.00
Spread 0.94%
Cost $920,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering* 1.17%
Syndicate BAML,BARCS,CACIB,FIFTHI,JPM,NOMURA,OPP,SUN,UBS,WFC
   
Fund JPMorgan Corporate Bond Fund
Trade Date 4/11/2016
Issuer Royal Bank of Canada (RY 1.625% April 15, 2019)
CUSIP/ Sedol 78012KNL7
Bonds 5,715,000
Offering Price $99.95
Spread 0.15%
Cost $5,711,857
Dealer Executing Trade RBC Capital Markets LLC
% of Offering* 6.98%
Syndicate BAML,JPM,RBCCM
   
Fund JPMorgan Corporate Bond Fund
Trade Date 4/11/2016
Issuer Sierra Pacific Power Company (BRKHEC 2.60% May 1, 2026 144A)
CUSIP/ Sedol 826418BK0
Bonds 4,490,000
Offering Price $99.75
Spread 0.65%
Cost $4,478,551
Dealer Executing Trade Wells Fargo Advisors LLC
% of Offering* 1.83%
Syndicate JPM,MIZUHO,USB,WFC
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 4/11/2016
Issuer Virgin Media Secured Finance Plc (VMED 5.50% August 15, 2026 144A)
CUSIP/ Sedol 92769XAM7
Bonds 715,000
Offering Price $100.00
Spread 0.92%
Cost $715,000
Dealer Executing Trade Barclays Capital Inc
% of Offering* 0.33%
Syndicate BAML,BARCS,BNPPAR,CACIB,HSBCL,JPM,MEDBCA
   
Fund JPMorgan Corporate Bond Fund
Trade Date 4/14/2016
Issuer Bank of America Corporation (BAC 3.50% April 19, 2026)
CUSIP/ Sedol 06051GFX2
Bonds 1,960,000
Offering Price $99.83
Spread 0.45%
Cost $1,956,727
Dealer Executing Trade BofA Merrill Lynch
% of Offering* 1.72%
Syndicate BAML,ABN AMRO, ANZ, BBVA, BNYMELLON,CAPITAL ONE, COMMERZ,DANSKE,DB,HUNTINGTON,ING,JPM,LLYODS,MIZUHO, NATIXIS,RBS,SANTANDER, SCOTIA, SMBC, STANDARD CHARTERED, TD, UNICREDIT, DREXEL, RAMIREZ, SIEBERT
   
Fund JPMorgan Global Bond Opportunities Fund
Trade Date 4/14/2016
Issuer Bank of America Corporation (BAC 3.50% April 19, 2026)
CUSIP/ Sedol 06051GFX2
Bonds 1,830,000
Offering Price $99.83
Spread 0.45%
Cost $1,826,944
Dealer Executing Trade BofA Merrill Lynch
% of Offering* 1.72%
Syndicate BAML,ABN AMRO, ANZ, BBVA, BNYMELLON,CAPITAL ONE, COMMERZ,DANSKE,DB,HUNTINGTON,ING,JPM,LLYODS,MIZUHO, NATIXIS,RBS,SANTANDER, SCOTIA, SMBC, STANDARD CHARTERED, TD, UNICREDIT, DREXEL, RAMIREZ, SIEBERT
   
Fund JPMorgan Unconstrained Debt Fund
Trade Date 4/14/2016
Issuer Bank of America Corporation (BAC 3.50% April 19, 2026)
CUSIP/ Sedol 06051GFX2
Bonds 3,190,000
Offering Price $99.83
Spread 0.45%
Cost $3,184,673
Dealer Executing Trade BofA Merrill Lynch
% of Offering* 1.72%
Syndicate BAML,ABN AMRO, ANZ, BBVA, BNYMELLON,CAPITAL ONE, COMMERZ,DANSKE,DB,HUNTINGTON,ING,JPM,LLYODS,MIZUHO, NATIXIS,RBS,SANTANDER, SCOTIA, SMBC, STANDARD CHARTERED, TD, UNICREDIT, DREXEL, RAMIREZ, SIEBERT
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 4/14/2016
Issuer CCO Holdings LLC and CCO Holdings Capital Corp. (CHTR 5.50% May 1, 2026 144A)
CUSIP/ Sedol 1248EPBR3
Bonds 2,225,000
Offering Price $100.38
Spread 0.88%
Cost $2,233,344
Dealer Executing Trade BofA Merrill Lynch
% of Offering* 3.34%
Syndicate BAML, CITI, CS,DB,GS,UBS,WFC,JPM,MISCHLER,MIZUHO,MS,RBC
   
Fund JPMorgan Emerging Markets Corporate Debt Fund
Trade Date 4/14/2016
Issuer Kia Motors Corporation (KIAMTR 2.625% April 21, 2021 144A)
CUSIP/ Sedol 493738AC2
Bonds 350,000
Offering Price $99.66
Spread 0.55%
Cost $348,814
Dealer Executing Trade HSBC Securities (USA) Inc.
% of Offering* 3.15%
Syndicate BAML,CITI,HSBCL,JPM,NOMURA
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 4/14/2016
Issuer Micron Technology Inc (MU 7.50% September 15, 2023 144A)
CUSIP/ Sedol 595112BH5
Bonds 4,030,000
Offering Price $100.00
Spread 0.75%
Cost $4,030,000
Dealer Executing Trade Morgan Stanley and Company LLC
% of Offering* 4.15%
Syndicate CITI,HSBCL,JPM,MS
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 4/14/2016
Issuer Micron Technology Inc (MU 7.50% September 15, 2023 144A)
CUSIP/ Sedol 595112BH5
Bonds 707,000
Offering Price $100.00
Spread 0.75%
Cost $707,000
Dealer Executing Trade Morgan Stanley and Company LLC
% of Offering* 4.15%
Syndicate CITI,HSBCL,JPM,MS
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 4/14/2016
Issuer Micron Technology Inc (MU 7.50% September 15, 2023 144A)
CUSIP/ Sedol 595112BH5
Bonds 3,690,000
Offering Price $100.00
Spread 0.75%
Cost $3,690,000
Dealer Executing Trade Morgan Stanley and Company LLC
% of Offering* 4.15%
Syndicate CITI,HSBCL,JPM,MS
   
Fund JPMorgan Total Return Fund
Trade Date 4/14/2016
Issuer Micron Technology Inc (MU 7.50% September 15, 2023 144A)
CUSIP/ Sedol 595112BH5
Bonds 13,000
Offering Price $100.00
Spread 0.75%
Cost $13,000
Dealer Executing Trade Morgan Stanley and Company LLC
% of Offering* 4.15%
Syndicate CITI,HSBCL,JPM,MS
   
Fund JPMorgan Tax Aware Income Opportunities Fund
Trade Date 4/14/2016
Issuer Orange Co Hlth Fac Auth Hospital Rev Ref Bonds, Series 2016A (5%, October 1, 2036)
CUSIP/ Sedol 68450LEL5
Bonds 2,020,000
Offering Price $118.09
Spread 0.54%
Cost $2,385,418
Dealer Executing Trade Goldman, Sachs & Co.
% of Offering* 2.87%
Syndicate Goldman, Sachs & Co. / Morgan Stanley / SunTrust Robinson Humphrey / J.P. Morgan / BB&T Capital Markets
   
Fund JPMorgan Tax Aware Income Opportunities Fund
Trade Date 4/14/2016
Issuer Orange Co Hlth Fac Auth Hospital Rev Ref Bonds, Series 2016A (3.5%, October 1, 2040)
CUSIP/ Sedol 68450LEM4
Bonds 195,000
Offering Price $97.98
Spread 0.54%
Cost $191,067
Dealer Executing Trade Goldman, Sachs & Co.
% of Offering* 0.28%
Syndicate Goldman, Sachs & Co. / Morgan Stanley / SunTrust Robinson Humphrey / J.P. Morgan / BB&T Capital Markets
   
Fund JPMorgan Tax Aware Income Opportunities Fund
Trade Date 4/14/2016
Issuer Orange Co Hlth Fac Auth Hospital Rev Ref Bonds, Series 2016A (5%, October 1, 2039)
CUSIP/ Sedol 68450LEN2
Bonds 750,000
Offering Price $117.40
Spread 0.54%
Cost $880,500
Dealer Executing Trade Goldman, Sachs & Co.
% of Offering* 4.56%
Syndicate Goldman, Sachs & Co. / Morgan Stanley / SunTrust Robinson Humphrey / J.P. Morgan / BB&T Capital Markets
   
Fund JPMorgan Tax Aware Income Opportunities Fund
Trade Date 4/14/2016
Issuer Orange Co Hlth Fac Auth Hospital Rev Ref Bonds, Series 2016A (5%, October 1, 2037)
CUSIP/ Sedol 68450LEP6
Bonds 1,000,000
Offering Price $117.60
Spread 0.54%
Cost $1,176,000
Dealer Executing Trade Goldman, Sachs & Co.
% of Offering* 1.42%
Syndicate Goldman, Sachs & Co. / Morgan Stanley / SunTrust Robinson Humphrey / J.P. Morgan / BB&T Capital Markets
   
Fund JPMorgan Corporate Bond Fund
Trade Date 4/15/2016
Issuer Oglethorpe Power Corporation (OGLETH 4.25% April 1, 2046)
CUSIP/ Sedol 677050AL0
Bonds 740,000
Offering Price $98.37
Spread 0.88%
Cost $727,938
Dealer Executing Trade Mitsubishi UFJ Securities (USA) Inc
% of Offering* 3.06%
Syndicate MITSUBISHI, MIZUHO, RBC, BAML, JPM, BB&T, FIFTH THIRD, GS, REGIONS, WFC
   
Fund JPMorgan Global Bond Opportunities Fund
Trade Date 4/19/2016
Issuer Altice US Finance I Corporation (ALTFIC 5.50% May 15, 2026 144A)
CUSIP/ Sedol 02155FAC9
Bonds 335,000
Offering Price $100.00
Spread 1.00%
Cost $335,000
Dealer Executing Trade Barclays Capital Inc.
% of Offering* 3.11%
Syndicate BAML,BARCS,BNPPAR,CS,DB,GS,JPM,MS,RBCCM
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 4/19/2016
Issuer Altice US Finance I Corporation (ALTFIC 5.50% May 15, 2026 144A)
CUSIP/ Sedol 02155FAC9
Bonds 5,878,000
Offering Price $100.00
Spread 1.00%
Cost $5,878,000
Dealer Executing Trade Barclays Capital Inc.
% of Offering* 3.11%
Syndicate BAML,BARCS,BNPPAR,CS,DB,GS,JPM,MS,RBCCM
   
Fund JPMorgan Unconstrained Debt Fund
Trade Date 4/19/2016
Issuer Altice US Finance I Corporation (ALTFIC 5.50% May 15, 2026 144A)
CUSIP/ Sedol 02155FAC9
Bonds 402,000
Offering Price $100.00
Spread 1.00%
Cost $402,000
Dealer Executing Trade Barclays Capital Inc.
% of Offering* 3.11%
Syndicate BAML,BARCS,BNPPAR,CS,DB,GS,JPM,MS,RBCCM
   
Fund JPMorgan Emerging Markets Debt Fund
Trade Date 4/19/2016
Issuer Republic of Argentina (ARGENT 6.875% April 22, 2021 144A)
CUSIP/ Sedol 040114GQ7
Bonds 860,000
Offering Price $100.00
Spread 0.18%
Cost $860,000
Dealer Executing Trade Deutsche Bank Securities
% of Offering* 0.65%
Syndicate BBVA, CITI, DB, HSBC, JPM, SANTANDER, UBS
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 4/19/2016
Issuer Republic of Argentina (ARGENT 6.875% April 22, 2021 144A)
CUSIP/ Sedol 040114GQ7
Bonds 1,855,000
Offering Price $100.00
Spread 0.18%
Cost $1,855,000
Dealer Executing Trade Deutsche Bank Securities
% of Offering* 0.65%
Syndicate BBVA, CITI, DB, HSBC, JPM, SANTANDER, UBS
   
Fund JPMorgan Total Return Fund
Trade Date 4/19/2016
Issuer Republic of Argentina (ARGENT 6.875% April 22, 2021 144A)
CUSIP/ Sedol 040114GQ7
Bonds 150,000
Offering Price $100.00
Spread 0.18%
Cost $150,000
Dealer Executing Trade Deutsche Bank Securities
% of Offering* 0.65%
Syndicate BBVA, CITI, DB, HSBC, JPM, SANTANDER, UBS
   
Fund JPMorgan Emerging Markets Debt Fund
Trade Date 4/19/2016
Issuer Republic of Argentina (ARGENT 6.875% April 22, 2021 144A)
CUSIP/ Sedol 040114GR5
Bonds 8,020,000
Offering Price $100.00
Spread 0.18%
Cost $8,020,000
Dealer Executing Trade Deutsche Bank Securities
% of Offering* 0.92%
Syndicate BBVA, CITI, DB, HSBC, JPM, SANTANDER, UBS
   
Fund JPMorgan Global Bond Opportunities Fund
Trade Date 4/19/2016
Issuer Republic of Argentina (ARGENT 6.875% April 22, 2021 144A)
CUSIP/ Sedol 040114GR5
Bonds 2,930,000
Offering Price $100.00
Spread 0.18%
Cost $2,930,000
Dealer Executing Trade Deutsche Bank Securities
% of Offering* 0.92%
Syndicate BBVA, CITI, DB, HSBC, JPM, SANTANDER, UBS
   
Fund JPMorgan Income Fund
Trade Date 4/19/2016
Issuer Republic of Argentina (ARGENT 6.875% April 22, 2021 144A)
CUSIP/ Sedol 040114GR5
Bonds 425,000
Offering Price $100.00
Spread 0.18%
Cost $425,000
Dealer Executing Trade Deutsche Bank Securities
% of Offering* 0.92%
Syndicate BBVA, CITI, DB, HSBC, JPM, SANTANDER, UBS
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 4/19/2016
Issuer Republic of Argentina (ARGENT 6.875% April 22, 2021 144A)
CUSIP/ Sedol 040114GR5
Bonds 1,620,000
Offering Price $100.00
Spread 0.18%
Cost $1,620,000
Dealer Executing Trade Deutsche Bank Securities
% of Offering* 0.92%
Syndicate BBVA, CITI, DB, HSBC, JPM, SANTANDER, UBS
   
Fund JPMorgan Emerging Markets Debt Fund
Trade Date 4/19/2016
Issuer Republic of Argentina (ARGENT 7.50% April 22, 2026 144A)
CUSIP/ Sedol 040114GS3
Bonds 8,010,000
Offering Price $100.00
Spread 0.18%
Cost $8,010,000
Dealer Executing Trade Deutsche Bank Securities
% of Offering* 0.15%
Syndicate BBVA, CITI, DB, HSBC, JPM, SANTANDER, UBS
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 4/19/2016
Issuer Republic of Argentina (ARGENT 7.50% April 22, 2026 144A)
CUSIP/ Sedol 040114GS3
Bonds 1,163,000
Offering Price $100.00
Spread 0.18%
Cost $1,163,000
Dealer Executing Trade Deutsche Bank Securities
% of Offering* 0.15%
Syndicate BBVA, CITI, DB, HSBC, JPM, SANTANDER, UBS
   
Fund JPMorgan Emerging Markets Corporate Debt Fund
Trade Date 4/19/2016
Issuer Republic of Argentina (ARGENT 7.50% April 22, 2026 144A)
CUSIP/ Sedol 040114GT1
Bonds 1,100,000
Offering Price $100.00
Spread 0.18%
Cost $1,100,000
Dealer Executing Trade Deutsche Bank Securities
% of Offering* 1.08%
Syndicate BBVA, CITI, DB, HSBC, JPM, SANTANDER, UBS
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 4/19/2016
Issuer Republic of Argentina (ARGENT 7.50% April 22, 2026 144A)
CUSIP/ Sedol 040114GT1
Bonds 972,000
Offering Price $100.00
Spread 0.18%
Cost $972,000
Dealer Executing Trade Deutsche Bank Securities
% of Offering* 1.08%
Syndicate BBVA, CITI, DB, HSBC, JPM, SANTANDER, UBS
   
Fund JPMorgan Emerging Markets Debt Fund
Trade Date 4/19/2016
Issuer Republic of Argentina (ARGENT 7.625% April 22, 2046 144A)
CUSIP/ Sedol 040114GU
Bonds 11,360,000
Offering Price $95.76
Spread 0.18%
Cost $10,878,109
Dealer Executing Trade Deutsche Bank Securities
% of Offering* 0.41%
Syndicate BBVA, CITI, DB, HSBC, JPM, SANTANDER, UBS
   
Fund JPMorgan Emerging Markets Corporate Debt Fund
Trade Date 4/19/2016
Issuer Republic of Argentina (ARGENT 7.625% April 22, 2046 144A)
CUSIP/ Sedol 040114GV6
Bonds 2,200,000
Offering Price $95.76
Spread 0.18%
Cost $2,106,676
Dealer Executing Trade Deutsche Bank Securities
% of Offering* 1.02%
Syndicate BBVA, CITI, DB, HSBC, JPM, SANTANDER, UBS
   
Fund JPMorgan Emerging Markets Debt Fund
Trade Date 4/19/2016
Issuer Republic of Argentina (ARGENT 7.625% April 22, 2046 144A)
CUSIP/ Sedol 040114GV6
Bonds 300,000
Offering Price $95.76
Spread 0.18%
Cost $287,274
Dealer Executing Trade Deutsche Bank Securities
% of Offering* 1.02%
Syndicate BBVA, CITI, DB, HSBC, JPM, SANTANDER, UBS
   
Fund JPMorgan Global Bond Opportunities Fund
Trade Date 4/19/2016
Issuer Republic of Argentina (ARGENT 7.625% April 22, 2046 144A)
CUSIP/ Sedol 040114GV6
Bonds 2,930,000
Offering Price $95.76
Spread 0.18%
Cost $2,805,709
Dealer Executing Trade Deutsche Bank Securities
% of Offering* 1.02%
Syndicate BBVA, CITI, DB, HSBC, JPM, SANTANDER, UBS
   
Fund JPMorgan Corporate Bond Fund
Trade Date 4/19/2016
Issuer Guardian Life Global Funding (GUARDN 2.00% April 26, 2021 144A)
CUSIP/ Sedol 40139LAA1
Bonds 1,570,000
Offering Price $99.87
Spread 0.30%
Cost $1,567,928
Dealer Executing Trade Deutsche Bank Securities
% of Offering* 3.01%
Syndicate CS, DB, JPM
   
Fund JPMorgan Inflation Managed Bond Fund
Trade Date 4/25/2016
Issuer Flagship Credit Auto Trust 2016-2 A1 (FCAT 2016-2 A1 2.28% May 15, 2020 144A)
CUSIP/ Sedol 33843NAA9
Bonds 856,000
Offering Price $100.00
Spread 0.40%
Cost $855,983
Dealer Executing Trade Wells Fargo Advisors LLC
% of Offering* 11.74%
Syndicate DB, WFC, BARCS, CITI, JPM
   
Fund JPMorgan Emerging Markets Corporate Debt Fund
Trade Date 4/25/2016
Issuer Sinopec Group Overseas Development (2016) Limited (SINOPE 2.75% May 3, 2021 144A)
CUSIP/ Sedol 82939CAB3
Bonds 1,100,000
Offering Price $99.82
Spread 0.15%
Cost $1,097,965
Dealer Executing Trade HSBC Bank Plc London
% of Offering* 0.52%
Syndicate AGRIBK,BAML,BOC,CCB,CITI,CMS,DBS,GS,HSBCL,ICBKC,JPM,MIZUHO,SG,STAN,UBS
   
Fund JPMorgan Corporate Bond Fund
Trade Date 4/26/2016
Issuer Crown Castle International Corp (CCI 3.70% June 15, 2026)
CUSIP/ Sedol 22822VAC9
Bonds 755,000
Offering Price $99.70
Spread 0.65%
Cost $752,697
Dealer Executing Trade Morgan Stanley and Company LLC
% of Offering* 1.70%
Syndicate BAML,BARCS,CACIB,CITI,FIFTHI,JPM,MIZUHO,MS,MUFG,RBCCM,SMFGRP,SUN,TDSECS
   
Fund JPMorgan Global Bond Opportunities Fund
Trade Date 4/26/2016
Issuer Crown Castle International Corp (CCI 3.70% June 15, 2026)
CUSIP/ Sedol 22822VAC9
Bonds 1,070,000
Offering Price $99.70
Spread 0.65%
Cost $1,066,737
Dealer Executing Trade Morgan Stanley and Company LLC
% of Offering* 1.70%
Syndicate BAML,BARCS,CACIB,CITI,FIFTHI,JPM,MIZUHO,MS,MUFG,RBCCM,SMFGRP,SUN,TDSECS
   
Fund JPMorgan Unconstrained Debt Fund
Trade Date 4/26/2016
Issuer Crown Castle International Corp (CCI 3.70% June 15, 2026)
CUSIP/ Sedol 22822VAC9
Bonds 1,840,000
Offering Price $99.70
Spread 0.65%
Cost $1,834,388
Dealer Executing Trade Morgan Stanley and Company LLC
% of Offering* 1.70%
Syndicate BAML,BARCS,CACIB,CITI,FIFTHI,JPM,MIZUHO,MS,MUFG,RBCCM,SMFGRP,SUN,TDSECS
   
Fund JPMorgan Emerging Markets Corporate Debt Fund
Trade Date 4/26/2016
Issuer Gruposura Finance (GRUPOS 5.50% April 29, 2026 144A)
CUSIP/ Sedol 40052XAB6
Bonds 830,000
Offering Price $98.87
Spread 0.45%
Cost $820,588
Dealer Executing Trade BofA Merrill Lynch
% of Offering* 0.63%
Syndicate BAML,JPM
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 4/26/2016
Issuer PQ Corporation (PQCOR 6.75% November 15, 2022 144A)
CUSIP/ Sedol 693522AG9
Bonds 708,000
Offering Price $100.00
Spread 1.00%
Cost $708,000
Dealer Executing Trade Citigroup Global Markets Inc.
% of Offering* 0.16%
Syndicate CITI,CS,DB,GS,JEFLLC,JPM,KEYBCM,MS
   
Fund JPMorgan Total Return Fund
Trade Date 4/26/2016
Issuer PQ Corporation (PQCOR 6.75% November 15, 2022 144A)
CUSIP/ Sedol 693522AG9
Bonds 13,000
Offering Price $100.00
Spread 1.00%
Cost $13,000
Dealer Executing Trade Citigroup Global Markets Inc.
% of Offering* 0.16%
Syndicate CITI,CS,DB,GS,JEFLLC,JPM,KEYBCM,MS
   
Fund JPMorgan Corporate Bond Fund
Trade Date 4/28/2016
Issuer BP Capital Markets p.l.c. (BPLN 3.119% May 4, 2026)
CUSIP/ Sedol 05565QDB1
Bonds 2,035,000
Offering Price $100.00
Spread 0.30%
Cost $2,035,000
Dealer Executing Trade HSBC Securities USA, Inc.
% of Offering* 1.15%
Syndicate CITI,DB,HSBCL,JPM,MIZUHO,MUFG
   
Fund JPMorgan Emerging Markets Debt Fund
Trade Date 4/28/2016
Issuer Republic of Turkey (TURKEY 6.625% February 17, 2045)
CUSIP/ Sedol 900123CG
Bonds 2,014,000
Offering Price $117.78
Spread 0.08%
Cost $2,372,109
Dealer Executing Trade Goldman Sachs and Company New York
% of Offering* 0.93%
Syndicate BNP PAR, GS, JPM
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 4/29/2016
Issuer United Rentals North America Inc (URI 5.875% September 15, 2026)
CUSIP/ Sedol 911365BE3
Bonds 3,835,000
Offering Price $100.00
Spread 1.25%
Cost $3,835,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering* 5.01%
Syndicate BAML,BARCS,CITI,DB,JPM,MS,MUFG,SCOTIA,WFC
   
Fund JPMorgan Inflation Managed Bond Fund
Trade Date 5/2/2016
Issuer AmericanAirlines 2016-2 A (AAL 2016-2 A 3.65% June 15, 2028)
CUSIP/ Sedol 023764AA1
Bonds 126,000
Offering Price $100.00
Spread 1.05%
Cost $126,000
Dealer Executing Trade Deutsche Bank Securities
% of Offering* 4.27%
Syndicate BAML,BARCS,BNPPAR,CACIB,CITI,CS,DB,GS,JPM,MS
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 5/3/2016
Issuer Hanesbrands Inc. (HBI 4.625% May 15, 2024 144A)
CUSIP/ Sedol 410345AJ1
Bonds 3,100,000
Offering Price $100.00
Spread 1.50%
Cost $3,100,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering* 2.50%
Syndicate BAML,BARCS,GS,HSBCL,JPM,SUN
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 5/3/2016
Issuer Hanesbrands Inc. (HBI 4.875% May 15, 2026 144A)
CUSIP/ Sedol 410345AL6
Bonds 3,100,000
Offering Price $100.00
Spread 1.50%
Cost $3,100,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering* 2.50%
Syndicate BAML,BARCS,GS,HSBCL,JPM,SUN
   
Fund JPMorgan Floating Rate Income Fund
Trade Date 5/3/2016
Issuer United States Steel Corporation (X 8.375% July 1, 2021 144A)
CUSIP/ Sedol 912909AK4
Bonds 897,000
Offering Price $100.00
Spread 1.75%
Cost $897,000
Dealer Executing Trade Morgan Stanley and Company LLC
% of Offering* 1.55%
Syndicate BAML,BARCS,JPM,MS,PNCFIN,SCOTIA,WFC
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 5/3/2016
Issuer United States Steel Corporation (X 8.375% July 1, 2021 144A)
CUSIP/ Sedol 912909AK4
Bonds 1,592,000
Offering Price $100.00
Spread 1.75%
Cost $1,592,000
Dealer Executing Trade Morgan Stanley and Company LLC
% of Offering* 1.55%
Syndicate BAML,BARCS,JPM,MS,PNCFIN,SCOTIA,WFC
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 5/3/2016
Issuer United States Steel Corporation (X 8.375% July 1, 2021 144A)
CUSIP/ Sedol 912909AK4
Bonds 1,416,000
Offering Price $100.00
Spread 1.75%
Cost $1,416,000
Dealer Executing Trade Morgan Stanley and Company LLC
% of Offering* 1.55%
Syndicate BAML,BARCS,JPM,MS,PNCFIN,SCOTIA,WFC
   
Fund JPMorgan Total Return Fund
Trade Date 5/3/2016
Issuer United States Steel Corporation (X 8.375% July 1, 2021 144A)
CUSIP/ Sedol 912909AK4
Bonds 26,000
Offering Price $100.00
Spread 1.75%
Cost $26,000
Dealer Executing Trade Morgan Stanley and Company LLC
% of Offering* 1.55%
Syndicate BAML,BARCS,JPM,MS,PNCFIN,SCOTIA,WFC
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 5/4/2016
Issuer Mobile Mini Inc (MINI 5.875% July 1, 2024 144A)
CUSIP/ Sedol 60740FAL9
Bonds 1,409,000
Offering Price $100.00
Spread 1.50%
Cost $1,409,000
Dealer Executing Trade Deutsche Bank Securities
% of Offering* 2.67%
Syndicate BAML,BARCS,BNPPAR,DB,JPM
   
Fund JPMorgan Total Return Fund
Trade Date 5/4/2016
Issuer Mobile Mini Inc (MINI 5.875% July 1, 2024 144A)
CUSIP/ Sedol 60740FAL9
Bonds 26,000
Offering Price $100.00
Spread 1.50%
Cost $26,000
Dealer Executing Trade Deutsche Bank Securities
% of Offering* 2.67%
Syndicate BAML,BARCS,BNPPAR,DB,JPM
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 5/4/2016
Issuer PTC Inc. (PTC 6.00% May 15, 2024)
CUSIP/ Sedol 69370CAA8
Bonds 555,000
Offering Price $100.00
Spread 0.88%
Cost $555,000
Dealer Executing Trade Barclays Capital Inc.
% of Offering* 2.04%
Syndicate JPM, BARCS
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 5/4/2016
Issuer PTC Inc. (PTC 6.00% May 15, 2024)
CUSIP/ Sedol 69370CAA8
Bonds 1,310,000
Offering Price $100.00
Spread 0.88%
Cost $1,310,000
Dealer Executing Trade Barclays Capital Inc.
% of Offering* 2.04%
Syndicate JPM, BARCS
   
Fund JPMorgan Corporate Bond Fund
Trade Date 5/4/2016
Issuer The Travelers Companies, Inc. (TRV 3.75% May 15, 2046)
CUSIP/ Sedol 89417EAL3
Bonds 2,235,000
Offering Price $99.30
Spread 0.88%
Cost $2,219,444
Dealer Executing Trade Citigroup Global Markets Inc.
% of Offering* 2.30%
Syndicate BARCS,CITI,BAML,USBC,BNYM,DB,JPM,MS,WCG
   
Fund JPMorgan Inflation Managed Bond Fund
Trade Date 5/5/2016
Issuer Equifax Inc (EFX 2.30% June 1, 2021)
CUSIP/ Sedol 294429AK1
Bonds 264,000
Offering Price $99.95
Spread 0.60%
Cost $263,873
Dealer Executing Trade BofA Merrill Lynch
% of Offering* 1.84%
Syndicate BAML,JPM,MIZUHO,SUN,WFC
   
Fund JPMorgan Intermediate Tax Free Bond Fund
Trade Date 5/5/2016
Issuer Dept of Wtr and Pwr of the City of LA, Pwr System Rev Bonds 2016 Ser A (5%, July 1, 2028)
CUSIP/ Sedol 544495R48
Bonds 1,500,000
Offering Price $127.03
Spread 0.15%
Cost $1,905,450
Dealer Executing Trade Siebert  Brandford  Shank & Co.  LLC
% of Offering* 0.87%
Syndicate Siebert Brandford Shank & Co., LLC / Citigroup / Goldman, Sachs & Co. / J.P. Morgan / Loop Capital Markets / RBC Capital Markets
   
Fund JPMorgan Intermediate Tax Free Bond Fund
Trade Date 5/5/2016
Issuer Dept of Wtr and Pwr of the City of LA, Pwr System Rev Bonds 2016 Ser A (5%, July 1, 2030)
CUSIP/ Sedol 544495R63
Bonds 1,000,000
Offering Price $125.53
Spread 0.20%
Cost $1,255,300
Dealer Executing Trade Siebert  Brandford  Shank & Co.  LLC
% of Offering* 0.58%
Syndicate Siebert Brandford Shank & Co., LLC / Citigroup / Goldman, Sachs & Co. / J.P. Morgan / Loop Capital Markets / RBC Capital Markets
   
Fund JPMorgan Intermediate Tax Free Bond Fund
Trade Date 5/5/2016
Issuer Dept of Wtr and Pwr of the City of LA, Pwr System Rev Bonds 2016 Ser A (5%, July 1, 2031)
CUSIP/ Sedol 544495R71
Bonds 1,000,000
Offering Price $124.93
Spread 0.20%
Cost $1,249,300
Dealer Executing Trade Siebert  Brandford  Shank & Co.  LLC
% of Offering* 0.58%
Syndicate Siebert Brandford Shank & Co., LLC / Citigroup / Goldman, Sachs & Co. / J.P. Morgan / Loop Capital Markets / RBC Capital Markets
   
Fund JPMorgan Intermediate Tax Free Bond Fund
Trade Date 5/5/2016
Issuer Dept of Wtr and Pwr of the City of LA, Pwr System Rev Bonds 2016 Ser A (5%, July 1, 2035)
CUSIP/ Sedol 544495R97
Bonds 725,000
Offering Price $122.59
Spread 0.23%
Cost $888,778
Dealer Executing Trade Siebert  Brandford  Shank & Co.  LLC
% of Offering* 1.00%
Syndicate Siebert Brandford Shank & Co., LLC / Citigroup / Goldman, Sachs & Co. / J.P. Morgan / Loop Capital Markets / RBC Capital Markets
   
Fund JPMorgan Tax Aware Income Opportunities Fund
Trade Date 5/5/2016
Issuer Dept of Wtr and Pwr of the City of LA, Pwr System Rev Bonds 2016 Ser A (5%, July 1, 2046)
CUSIP/ Sedol 544495S47
Bonds 2,750,000
Offering Price $120.21
Spread 0.23%
Cost $3,305,775
Dealer Executing Trade Siebert  Brandford  Shank & Co.  LLC
% of Offering* 7.39%
Syndicate Siebert Brandford Shank & Co., LLC / Citigroup / Goldman, Sachs & Co. / J.P. Morgan / Loop Capital Markets / RBC Capital Markets
   
Fund JPMorgan Tax Aware Income Opportunities Fund
Trade Date 5/5/2016
Issuer Dept of Wtr and Pwr of the City of LA, Pwr System Rev Bonds 2016 Ser A (5%, July 1, 2040)
CUSIP/ Sedol 544495T46
Bonds 1,000,000
Offering Price $121.06
Spread 0.23%
Cost $1,210,600
Dealer Executing Trade Siebert  Brandford  Shank & Co.  LLC
% of Offering* 7.07%
Syndicate Siebert Brandford Shank & Co., LLC / Citigroup / Goldman, Sachs & Co. / J.P. Morgan / Loop Capital Markets / RBC Capital Markets
   
Fund JPMorgan Tax Aware Income Opportunities Fund
Trade Date 5/5/2016
Issuer North TX Tollway Auth Sys First Tier Rev Ref Bonds, Series 2016A (5%,  January 1, 2025)
CUSIP/ Sedol 66285WSD9
Bonds 2,000,000
Offering Price $122.51
Spread 0.43%
Cost $2,450,200
Dealer Executing Trade Siebert  Brandford  Shank & Co.  LLC
% of Offering* 0.47%
Syndicate J.P. Morgan / Jefferies / Mesirow Financial Inc. / Ramirez & Co., Inc. / RBC Capital Markets / Siebert Brandford Shank & Co., LLC
   
Fund JPMorgan Intermediate Tax Free Bond Fund
Trade Date 5/5/2016
Issuer North TX Tollway Auth Sys First Tier Rev Ref Bonds, Series 2016A (5%,  January 1, 2026)
CUSIP/ Sedol 66285WSE7
Bonds 6,725,000
Offering Price $121.48
Spread 0.43%
Cost $8,169,530
Dealer Executing Trade Siebert  Brandford  Shank & Co.  LLC
% of Offering* 0.79%
Syndicate J.P. Morgan / Jefferies / Mesirow Financial Inc. / Ramirez & Co., Inc. / RBC Capital Markets / Siebert Brandford Shank & Co., LLC
   
Fund JPMorgan Intermediate Tax Free Bond Fund
Trade Date 5/5/2016
Issuer North TX Tollway Auth Sys First Tier Rev Ref Bonds, Series 2016A (5%,  January 1, 2027)
CUSIP/ Sedol 66285WSF4
Bonds 5,000,000
Offering Price $120.62
Spread 0.43%
Cost $6,031,000
Dealer Executing Trade Siebert  Brandford  Shank & Co.  LLC
% of Offering* 0.59%
Syndicate J.P. Morgan / Jefferies / Mesirow Financial Inc. / Ramirez & Co., Inc. / RBC Capital Markets / Siebert Brandford Shank & Co., LLC
   
Fund JPMorgan Intermediate Tax Free Bond Fund
Trade Date 5/5/2016
Issuer North TX Tollway Auth Sys First Tier Rev Ref Bonds, Series 2016A (5%,  January 1, 2028)
CUSIP/ Sedol 66285WSG2
Bonds 7,000,000
Offering Price $123.10
Spread 0.43%
Cost $8,617,000
Dealer Executing Trade Siebert  Brandford  Shank & Co.  LLC
% of Offering* 0.82%
Syndicate J.P. Morgan / Jefferies / Mesirow Financial Inc. / Ramirez & Co., Inc. / RBC Capital Markets / Siebert Brandford Shank & Co., LLC
   
Fund JPMorgan Corporate Bond Fund
Trade Date 5/9/2016
Issuer AbbVie Inc. (ABBV 4.45% May 14, 2046)
CUSIP/ Sedol 00287YAW9
Bonds 2,455,000
Offering Price $99.33
Spread 0.88%
Cost $2,438,502
Dealer Executing Trade BofA Merrill Lynch
% of Offering* 1.33%
Syndicate BAML,BARCS,BNPPAR,DB,HSBCL,JPM,SG
   
Fund JPMorgan Inflation Managed Bond Fund
Trade Date 5/9/2016
Issuer AbbVie Inc. (ABBV 2.85% May 14, 2023)
CUSIP/ Sedol 00287YAX7
Bonds 302,000
Offering Price $99.99
Spread 0.40%
Cost $301,961
Dealer Executing Trade BofA Merrill Lynch
% of Offering* 0.90%
Syndicate BAML,BARCS,BNPPAR,DB,HSBCL,JPM,SG
   
Fund JPMorgan Emerging Markets Corporate Debt Fund
Trade Date 5/9/2016
Issuer Banco De Bogota S.A. (BANBOG 6.25% May 12, 2026 144A)
CUSIP/ Sedol 059514AC3
Bonds 900,000
Offering Price $98.18
Spread 0.24%
Cost $883,647
Dealer Executing Trade HSBC Bank Plc London
% of Offering* 0.18%
Syndicate CS,HSBCL,JPM
   
Fund JPMorgan Corporate Bond Fund
Trade Date 5/9/2016
Issuer Burlington Northern Santa Fe, LLC (BNSF 3.90% August 1, 2046)
CUSIP/ Sedol 12189LAZ4
Bonds 5,585,000
Offering Price $99.20
Spread 0.88%
Cost $5,540,264
Dealer Executing Trade Goldman Sachs and Company New York
% of Offering* 2.15%
Syndicate CITI,GS,JPM
   
Fund JPMorgan Managed Income Fund
Trade Date 5/9/2016
Issuer Chevron Corporation (CVX FRN May 15, 2018)
CUSIP/ Sedol 166764BE9
Bonds 26,800,000
Offering Price $100.00
Spread 0.10%
Cost $26,800,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering* 7.87%
Syndicate BAML,BARCS,BNPPAR,CITI,GS,HSBCL,JPM,MS,SG,SMFGRP,WFC
   
Fund JPMorgan Corporate Bond Fund
Trade Date 5/9/2016
Issuer Chevron Corporation (CVX 2.10% May 16, 2021)
CUSIP/ Sedol 166764BG4
Bonds 8,345,000
Offering Price $100.00
Spread 0.12%
Cost $8,345,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering* 2.11%
Syndicate BAML,BARCS,BNPPAR,CITI,GS,HSBCL,JPM,MS,SG,SMFGRP,WFC
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 5/9/2016
Issuer Tesoro Logistics LP and Tesoro Logistics Finance Corp. (TLLP 6.125% October 15, 2021)
CUSIP/ Sedol 88160QAD5
Bonds 690,000
Offering Price $100.25
Spread 1.25%
Cost $691,725
Dealer Executing Trade Citigroup Global Markets Inc.
% of Offering* 3.40%
Syndicate BAML,BARCS,BBVA,BNPPAR,CITI,CS,DB,GS,JPM,MIZUHO,MUFG,RBCCM,SMFGRP,SUN,TDSECS,UBS,USB,WFC
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 5/9/2016
Issuer Tesoro Logistics LP and Tesoro Logistics Finance Corp. (TLLP 6.375% May 1, 2024)
CUSIP/ Sedol 88160QAM5
Bonds 2,112,000
Offering Price $100.00
Spread 1.25%
Cost $2,112,000
Dealer Executing Trade Citigroup Global Markets Inc.
% of Offering* 7.27%
Syndicate BAML,BARCS,BBVA,BNPPAR,CITI,CS,DB,GS,JPM,MIZUHO,MUFG,RBCCM,SMFGRP,SUN,TDSECS,UBS,USB,WFC
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 5/9/2016
Issuer Tesoro Logistics LP and Tesoro Logistics Finance Corp. (TLLP 6.375% May 1, 2024)
CUSIP/ Sedol 88160QAM5
Bonds 2,405,000
Offering Price $100.00
Spread 1.25%
Cost $2,405,000
Dealer Executing Trade Citigroup Global Markets Inc.
% of Offering* 7.27%
Syndicate BAML,BARCS,BBVA,BNPPAR,CITI,CS,DB,GS,JPM,MIZUHO,MUFG,RBCCM,SMFGRP,SUN,TDSECS,UBS,USB,WFC
   
Fund JPMorgan Total Return Fund
Trade Date 5/9/2016
Issuer Tesoro Logistics LP and Tesoro Logistics Finance Corp. (TLLP 6.375% May 1, 2024)
CUSIP/ Sedol 88160QAM5
Bonds 40,000
Offering Price $100.00
Spread 1.25%
Cost $40,000
Dealer Executing Trade Citigroup Global Markets Inc.
% of Offering* 7.27%
Syndicate BAML,BARCS,BBVA,BNPPAR,CITI,CS,DB,GS,JPM,MIZUHO,MUFG,RBCCM,SMFGRP,SUN,TDSECS,UBS,USB,WFC
   
Fund JPMorgan Corporate Bond Fund
Trade Date 5/10/2016
Issuer American Tower Corporation (AMT 3.375% October 15, 2026)
CUSIP/ Sedol 03027XAK6
Bonds 6,730,000
Offering Price $99.00
Spread 0.65%
Cost $6,662,969
Dealer Executing Trade RBC Capital Markets LLC
% of Offering* 3.80%
Syndicate BARCS,BBVA,MIZHU,RBCCM,TDSECS,BNPPAR,CITI,EAMSECS,GS,JPM,BAML,MS,SANT,SCOTIA
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 5/10/2016
Issuer Goodyear Tire & Rubber Company (GT 5.00% May 31, 2026)
CUSIP/ Sedol 382550BF7
Bonds 3,865,000
Offering Price $100.00
Spread 1.25%
Cost $3,865,000
Dealer Executing Trade Citigroup Global Markets Inc.
% of Offering* 5.50%
Syndicate BAML,BARCS,BNPPAR,CACIB,CITI,DB,GS,HSBCL,JPM,WFC
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 5/10/2016
Issuer Goodyear Tire & Rubber Company (GT 5.00% May 31, 2026)
CUSIP/ Sedol 382550BF7
Bonds 1,406,000
Offering Price $100.00
Spread 1.25%
Cost $1,406,000
Dealer Executing Trade Citigroup Global Markets Inc.
% of Offering* 5.50%
Syndicate BAML,BARCS,BNPPAR,CACIB,CITI,DB,GS,HSBCL,JPM,WFC
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 5/10/2016
Issuer Goodyear Tire & Rubber Company (GT 5.00% May 31, 2026)
CUSIP/ Sedol 382550BF7
Bonds 2,750,000
Offering Price $100.00
Spread 1.25%
Cost $2,750,000
Dealer Executing Trade Citigroup Global Markets Inc.
% of Offering* 5.50%
Syndicate BAML,BARCS,BNPPAR,CACIB,CITI,DB,GS,HSBCL,JPM,WFC
   
Fund JPMorgan Total Return Fund
Trade Date 5/10/2016
Issuer Goodyear Tire & Rubber Company (GT 5.00% May 31, 2026)
CUSIP/ Sedol 382550BF7
Bonds 26,000
Offering Price $100.00
Spread 1.25%
Cost $26,000
Dealer Executing Trade Citigroup Global Markets Inc.
% of Offering* 5.50%
Syndicate BAML,BARCS,BNPPAR,CACIB,CITI,DB,GS,HSBCL,JPM,WFC
   
Fund JPMorgan Corporate Bond Fund
Trade Date 5/10/2016
Issuer Kraft Heinz Foods Company (KHC 4.375% June 1, 2046 144A)
CUSIP/ Sedol 50077LAA4
Bonds 4,805,000
Offering Price $99.68
Spread 0.88%
Cost $4,789,816
Dealer Executing Trade Wells Fargo Advisors LLC
% of Offering* 1.00%
Syndicate BAML,BARCS,CITI,CS,GS,JPM,MS,WFC
   
Fund JPMorgan Global Bond Opportunities Fund
Trade Date 5/10/2016
Issuer Kraft Heinz Foods Company (KHC 4.375% June 1, 2046 144A)
CUSIP/ Sedol 50077LAA4
Bonds 565,000
Offering Price $99.68
Spread 0.88%
Cost $563,215
Dealer Executing Trade Wells Fargo Advisors LLC
% of Offering* 1.00%
Syndicate BAML,BARCS,CITI,CS,GS,JPM,MS,WFC
   
Fund JPMorgan Unconstrained Debt Fund
Trade Date 5/10/2016
Issuer Kraft Heinz Foods Company (KHC 4.375% June 1, 2046 144A)
CUSIP/ Sedol 50077LAA4
Bonds 2,555,000
Offering Price $99.68
Spread 0.88%
Cost $2,546,926
Dealer Executing Trade Wells Fargo Advisors LLC
% of Offering* 1.00%
Syndicate BAML,BARCS,CITI,CS,GS,JPM,MS,WFC
   
Fund JPMorgan Inflation Managed Bond Fund
Trade Date 5/10/2016
Issuer Regions Financial Corporation (RF 3.20% February 8, 2021)
CUSIP/ Sedol 7591EPAK6
Bonds 402,000
Offering Price $101.27
Spread 0.33%
Cost $407,101
Dealer Executing Trade Deutsche Bank Securities
% of Offering* 3.88%
Syndicate BARCS,DB,GS,JPM,REGFIN
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 5/11/2016
Issuer AES Corporation (AES 6.00% May 15, 2026)
CUSIP/ Sedol 00130HBX2
Bonds 2,070,000
Offering Price $100.00
Spread 1.00%
Cost $2,070,000
Dealer Executing Trade Morgan Stanley and Company
% of Offering* 6.00%
Syndicate BAML,BARCS,DB,JPM,MS
   
Fund JPMorgan Corporate Bond Fund
Trade Date 5/11/2016
Issuer Boardwalk Pipelines LP(BWP 5.95% June 1, 2026)
CUSIP/ Sedol 096630AE8
Bonds 1,880,000
Offering Price $98.86
Spread 0.65%
Cost $1,858,568
Dealer Executing Trade Deutsche Bank Securities
% of Offering* 5.91%
Syndicate BARCS,CITI,DB,JPM,MIZUHO,MUFG,RBCCM,WFC
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 5/11/2016
Issuer Boardwalk Pipelines LP(BWP 5.95% June 1, 2026)
CUSIP/ Sedol 096630AE8
Bonds 2,070,000
Offering Price $98.86
Spread 0.65%
Cost $2,046,402
Dealer Executing Trade Deutsche Bank Securities
% of Offering* 5.91%
Syndicate BARCS,CITI,DB,JPM,MIZUHO,MUFG,RBCCM,WFC
   
Fund JPMorgan Corporate Bond Fund
Trade Date 5/11/2016
Issuer Consolidated Edison Inc. (ED 2.00% May 15, 2021)
CUSIP/ Sedol 209115AC8
Bonds 5,015,000
Offering Price $99.94
Spread 0.60%
Cost $5,011,941
Dealer Executing Trade Barclays Capital Inc.
% of Offering* 2.45%
Syndicate BAML,BARCS,CITI,JPM,MIZUHO,WFC
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 5/11/2016
Issuer Penske Automotive Group (PAG 5.50% May 15, 2026)
CUSIP/ Sedol 70959WAG8
Bonds 3,876,000
Offering Price $100.00
Spread 1.13%
Cost $3,876,000
Dealer Executing Trade Deutsche Bank Securities
% of Offering* 6.88%
Syndicate BAML,JPM,RBS,USB,WFC
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 5/11/2016
Issuer Penske Automotive Group (PAG 5.50% May 15, 2026)
CUSIP/ Sedol 70959WAG8
Bonds 3,513,000
Offering Price $100.00
Spread 1.13%
Cost $3,513,000
Dealer Executing Trade Deutsche Bank Securities
% of Offering* 6.88%
Syndicate BAML,JPM,RBS,USB,WFC
   
Fund JPMorgan Total Return Fund
Trade Date 5/11/2016
Issuer Penske Automotive Group (PAG 5.50% May 15, 2026)
CUSIP/ Sedol 70959WAG8
Bonds 66,000
Offering Price $100.00
Spread 1.13%
Cost $66,000
Dealer Executing Trade Deutsche Bank Securities
% of Offering* 6.88%
Syndicate BAML,JPM,RBS,USB,WFC
   
Fund JPMorgan Corporate Bond Fund
Trade Date 5/12/2016
Issuer Australia and New Zealand Banking Group (ANZ 4.40% May 19, 2026 144A)
CUSIP/ Sedol 052528AK2
Bonds 5,445,000
Offering Price $99.95
Spread 0.40%
Cost $5,442,386
Dealer Executing Trade Citigroup Global Markets Inc.
% of Offering* 3.59%
Syndicate ANZ,CITI,HSBCL,JPM
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 5/12/2016
Issuer Cheniere Corpus Christi Holdings, LLC (CHCOCH 7.00% June 30, 2024 144A)
CUSIP/ Sedol 16412XAA3
Bonds 3,502,000
Offering Price $100.00
Spread 0.83%
Cost $3,502,000
Dealer Executing Trade Morgan Stanley and Company LLC
% of Offering* 2.27%
Syndicate BAML,BBVA,BNPPAR,CACIB,CS,GS,HSBCL,ING,JPM,LLOYDS,MIZUHO,MS,MUFG,RBCCM,SCOTIA,SG,SMFGRP,STAN
   
Fund JPMorgan Total Return Fund
Trade Date 5/12/2016
Issuer Cheniere Corpus Christi Holdings, LLC (CHCOCH 7.00% June 30, 2024 144A)
CUSIP/ Sedol 16412XAA3
Bonds 100,000
Offering Price $100.00
Spread 0.83%
Cost $100,000
Dealer Executing Trade Morgan Stanley and Company LLC
% of Offering* 2.27%
Syndicate BAML,BBVA,BNPPAR,CACIB,CS,GS,HSBCL,ING,JPM,LLOYDS,MIZUHO,MS,MUFG,RBCCM,SCOTIA,SG,SMFGRP,STAN
   
Fund JPMorgan Corporate Bond Fund
Trade Date 5/12/2016
Issuer Intel Corporation (INTC 4.10% May 19, 2046)
CUSIP/ Sedol 458140AV2
Bonds 1,740,000
Offering Price $99.44
Spread 0.40%
Cost $1,730,186
Dealer Executing Trade BofA Merrill Lynch
% of Offering* 6.17%
Syndicate BAML,JPM
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 5/12/2016
Issuer LifePoint Health Inc. (LPNT 5.375% May 1, 2024 144A)
CUSIP/ Sedol 53219LAP4
Bonds 702,000
Offering Price $100.00
Spread 1.25%
Cost $702,000
Dealer Executing Trade Goldman Sachs and Company New York
% of Offering* 2.94%
Syndicate BAML,BARCS,CITI,GS,JPM
   
Fund JPMorgan Total Return Fund
Trade Date 5/12/2016
Issuer LifePoint Health Inc. (LPNT 5.375% May 1, 2024 144A)
CUSIP/ Sedol 53219LAP4
Bonds 13,000
Offering Price $100.00
Spread 1.25%
Cost $13,000
Dealer Executing Trade Goldman Sachs and Company New York
% of Offering* 2.94%
Syndicate BAML,BARCS,CITI,GS,JPM
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 5/12/2016
Issuer Performance Food Group I (PFGC 5.50% June 1, 2024 144A)
CUSIP/ Sedol 71376LAB6
Bonds 1,065,000
Offering Price $100.00
Spread 1.50%
Cost $1,065,000
Dealer Executing Trade Credit Suisse Securities (USA) LLC
% of Offering* 2.16%
Syndicate BARCS,BMO,CS,JPM,MS,WFC
   
Fund JPMorgan Corporate Bond Fund
Trade Date 5/13/2016
Issuer AGL Capital Corporation (GAS 3.25% June 15, 2026)
CUSIP/ Sedol 001192AM5
Bonds 2,910,000
Offering Price $99.60
Spread 0.65%
Cost $2,898,302
Dealer Executing Trade Morgan Stanley and Company LLC
% of Offering* 4.50%
Syndicate JPM,MS,USB
   
Fund JPMorgan Corporate Bond Fund
Trade Date 5/16/2016
Issuer CVS Health Corporation (CVS 2.125% June 1, 2021)
CUSIP/ Sedol 126650CT5
Bonds 6,290,000
Offering Price $99.72
Spread 0.60%
Cost $6,272,451
Dealer Executing Trade Barclays Capital Inc.
% of Offering* 3.92%
Syndicate BARCS,BNYM,BAML,MIZUHO,WFC,GUGGSECS,JPM,MUFG,SUNTR,USBC
   
Fund JPMorgan Corporate Bond Fund
Trade Date 5/16/2016
Issuer CVS Health Corporation (CVS 2.875 June 1, 2026)
CUSIP/ Sedol 126650CU2
Bonds 4,355,000
Offering Price $99.14
Spread 0.65%
Cost $4,317,503
Dealer Executing Trade Barclays Capital Inc.
% of Offering* 2.15%
Syndicate BARCS,BNYM,BAML,MIZUHO,WFC,GUGGSECS,JPM,MUFG,SUNTR,USBC
   
Fund JPMorgan Corporate Bond Fund
Trade Date 5/17/2016
Issuer Diamond I Finance Corp and Diamond II Finance Corp (DELL 3.48% June 1, 2019 144A)
CUSIP/ Sedol 25272KAA1
Bonds 8,585,000
Offering Price $99.98
Spread 0.74%
Cost $8,582,854
Dealer Executing Trade Barclays Capital Inc.
% of Offering* 1.25%
Syndicate BAML,BARCS,CITI,CS,DB,GS,JPM,RBCCM
   
Fund JPMorgan Floating Rate Income Fund
Trade Date 5/17/2016
Issuer Diamond I Finance Corp and Diamond II Finance Corp (DELL 3.48% June 1, 2019 144A)
CUSIP/ Sedol 25272KAA1
Bonds 12,655,000
Offering Price $99.98
Spread 0.74%
Cost $12,651,836
Dealer Executing Trade Credit Suisse Securities (USA) LLC
% of Offering* 1.25%
Syndicate BAML,BARCS,CITI,CS,DB,GS,JPM,RBCCM
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 5/17/2016
Issuer Diamond I Finance Corp and Diamond II Finance Corp (DELL 3.48% June 1, 2019 144A)
CUSIP/ Sedol 25272KAA1
Bonds 40,000
Offering Price $99.98
Spread 0.74%
Cost $39,990
Dealer Executing Trade Credit Suisse Securities (USA) LLC
% of Offering* 1.25%
Syndicate BAML,BARCS,CITI,CS,DB,GS,JPM,RBCCM
   
Fund JPMorgan Corporate Bond Fund
Trade Date 5/17/2016
Issuer Diamond I Finance Corp and Diamond II Finance Corp (DELL 4.42% June 15, 2021 144A)
CUSIP/ Sedol 25272KAD5
Bonds 4,660,000
Offering Price $99.97
Spread 0.74%
Cost $4,658,649
Dealer Executing Trade Barclays Capital Inc.
% of Offering* 1.48%
Syndicate BAML,BARCS,CITI,CS,DB,GS,JPM,RBCCM
   
Fund JPMorgan Floating Rate Income Fund
Trade Date 5/17/2016
Issuer Diamond I Finance Corp and Diamond II Finance Corp (DELL 4.42% June 15, 2021 144A)
CUSIP/ Sedol 25272KAD5
Bonds 5,838,000
Offering Price $99.97
Spread 0.74%
Cost $5,836,307
Dealer Executing Trade Credit Suisse Securities (USA) LLC
% of Offering* 1.48%
Syndicate BAML,BARCS,CITI,CS,DB,GS,JPM,RBCCM
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 5/17/2016
Issuer Diamond I Finance Corp and Diamond II Finance Corp (DELL 4.42% June 15, 2021 144A)
CUSIP/ Sedol 25272KAD5
Bonds 2,115,000
Offering Price $99.97
Spread 0.74%
Cost $2,114,387
Dealer Executing Trade Credit Suisse Securities (USA) LLC
% of Offering* 1.48%
Syndicate BAML,BARCS,CITI,CS,DB,GS,JPM,RBCCM
   
Fund JPMorgan Corporate Bond Fund
Trade Date 5/17/2016
Issuer Diamond I Finance Corp and Diamond II Finance Corp (DELL 5.45% June 15, 2023 144A)
CUSIP/ Sedol 25272KAG8
Bonds 2,885,000
Offering Price $99.96
Spread 0.74%
Cost $2,883,759
Dealer Executing Trade Credit Suisse Securities (USA) LLC
% of Offering* 3.38%
Syndicate BAML,BARCS,CITI,CS,DB,GS,JPM,RBCCM
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 5/17/2016
Issuer Diamond I Finance Corp and Diamond II Finance Corp (DELL 5.45% June 15, 2023 144A)
CUSIP/ Sedol 25272KAG8
Bonds 6,118,000
Offering Price $99.96
Spread 0.74%
Cost $6,115,369
Dealer Executing Trade Credit Suisse Securities (USA) LLC
% of Offering* 3.38%
Syndicate BAML,BARCS,CITI,CS,DB,GS,JPM,RBCCM
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 5/17/2016
Issuer Diamond I Finance Corp and Diamond II Finance Corp (DELL 5.45% June 15, 2023 144A)
CUSIP/ Sedol 25272KAG8
Bonds 7,030,000
Offering Price $99.96
Spread 0.74%
Cost $7,026,977
Dealer Executing Trade Credit Suisse Securities (USA) LLC
% of Offering* 3.38%
Syndicate BAML,BARCS,CITI,CS,DB,GS,JPM,RBCCM
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 5/17/2016
Issuer Diamond I Finance Corp and Diamond II Finance Corp (DELL 5.45% June 15, 2023 144A)
CUSIP/ Sedol 25272KAG8
Bonds 5,930,000
Offering Price $99.96
Spread 0.74%
Cost $5,927,450
Dealer Executing Trade Credit Suisse Securities (USA) LLC
% of Offering* 3.38%
Syndicate BAML,BARCS,CITI,CS,DB,GS,JPM,RBCCM
   
Fund JPMorgan Total Return Fund
Trade Date 5/17/2016
Issuer Diamond I Finance Corp and Diamond II Finance Corp (DELL 5.45% June 15, 2023 144A)
CUSIP/ Sedol 25272KAG8
Bonds 130,000
Offering Price $99.96
Spread 0.74%
Cost $129,944
Dealer Executing Trade Credit Suisse Securities (USA) LLC
% of Offering* 3.38%
Syndicate BAML,BARCS,CITI,CS,DB,GS,JPM,RBCCM
   
Fund JPMorgan Corporate Bond Fund
Trade Date 5/17/2016
Issuer Diamond I Finance Corp and Diamond II Finance Corp (DELL6.02% June 15, 2026 144A)
CUSIP/ Sedol 25272KAK9
Bonds 1,670,000
Offering Price $99.95
Spread 0.74%
Cost $1,669,198
Dealer Executing Trade Barclays Capital Inc.
% of Offering* 2.88%
Syndicate BAML,BARCS,CITI,CS,DB,GS,JPM,RBCCM
   
Fund JPMorgan Global Bond Opportunities Fund
Trade Date 5/17/2016
Issuer Diamond I Finance Corp and Diamond II Finance Corp (DELL6.02% June 15, 2026 144A)
CUSIP/ Sedol 25272KAK9
Bonds 3,080,000
Offering Price $99.95
Spread 0.74%
Cost $3,078,522
Dealer Executing Trade Barclays Capital Inc.
% of Offering* 2.88%
Syndicate BAML,BARCS,CITI,CS,DB,GS,JPM,RBCCM
   
Fund JPMorgan Income Fund
Trade Date 5/17/2016
Issuer Diamond I Finance Corp and Diamond II Finance Corp (DELL6.02% June 15, 2026 144A)
CUSIP/ Sedol 25272KAK9
Bonds 115,000
Offering Price $99.95
Spread 0.74%
Cost $114,945
Dealer Executing Trade Barclays Capital Inc.
% of Offering* 2.88%
Syndicate BAML,BARCS,CITI,CS,DB,GS,JPM,RBCCM
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 5/17/2016
Issuer Diamond I Finance Corp and Diamond II Finance Corp (DELL6.02% June 15, 2026 144A)
CUSIP/ Sedol 25272KAK9
Bonds 6,118,000
Offering Price $99.95
Spread 0.74%
Cost $6,115,063
Dealer Executing Trade Credit Suisse Securities (USA) LLC
% of Offering* 2.88%
Syndicate BAML,BARCS,CITI,CS,DB,GS,JPM,RBCCM
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 5/17/2016
Issuer Diamond I Finance Corp and Diamond II Finance Corp (DELL6.02% June 15, 2026 144A)
CUSIP/ Sedol 25272KAK9
Bonds 7,030,000
Offering Price $99.95
Spread 0.74%
Cost $7,026,626
Dealer Executing Trade Credit Suisse Securities (USA) LLC
% of Offering* 2.88%
Syndicate BAML,BARCS,CITI,CS,DB,GS,JPM,RBCCM
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 5/17/2016
Issuer Diamond I Finance Corp and Diamond II Finance Corp (DELL6.02% June 15, 2026 144A)
CUSIP/ Sedol 25272KAK9
Bonds 4,455,000
Offering Price $99.95
Spread 0.74%
Cost $4,452,862
Dealer Executing Trade BofA Merrill Lynch
% of Offering* 2.88%
Syndicate BAML,BARCS,CITI,CS,DB,GS,JPM,RBCCM
   
Fund JPMorgan Total Return Fund
Trade Date 5/17/2016
Issuer Diamond I Finance Corp and Diamond II Finance Corp (DELL6.02% June 15, 2026 144A)
CUSIP/ Sedol 25272KAK9
Bonds 130,000
Offering Price $99.95
Spread 0.74%
Cost $129,938
Dealer Executing Trade Credit Suisse Securities (USA) LLC
% of Offering* 2.88%
Syndicate BAML,BARCS,CITI,CS,DB,GS,JPM,RBCCM
   
Fund JPMorgan Unconstrained Debt Fund
Trade Date 5/17/2016
Issuer Diamond I Finance Corp and Diamond II Finance Corp (DELL6.02% June 15, 2026 144A)
CUSIP/ Sedol 25272KAK9
Bonds 6,580,000
Offering Price $99.95
Spread 0.74%
Cost $6,576,842
Dealer Executing Trade Barclays Capital Inc.
% of Offering* 2.88%
Syndicate BAML,BARCS,CITI,CS,DB,GS,JPM,RBCCM
   
Fund JPMorgan Corporate Bond Fund
Trade Date 5/17/2016
Issuer Diamond I Finance Corp and Diamond II Finance Corp (DELL 8.10% July 15, 2036 144A)
CUSIP/ Sedol 25272KAN3
Bonds 2,095,000
Offering Price $99.93
Spread 0.74%
Cost $2,093,471
Dealer Executing Trade Credit Suisse Securities (USA) LLC
% of Offering* 0.64%
Syndicate BAML,BARCS,CITI,CS,DB,GS,JPM,RBCCM
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 5/17/2016
Issuer Diamond I Finance Corp and Diamond II Finance Corp (DELL 8.10% July 15, 2036 144A)
CUSIP/ Sedol 25272KAN3
Bonds 856,000
Offering Price $99.93
Spread 0.74%
Cost $855,375
Dealer Executing Trade Credit Suisse Securities (USA) LLC
% of Offering* 0.64%
Syndicate BAML,BARCS,CITI,CS,DB,GS,JPM,RBCCM
   
Fund JPMorgan Corporate Bond Fund
Trade Date 5/17/2016
Issuer Diamond I Finance Corp and Diamond II Finance Corp (DELL 8.35% July 15, 2046 144A)
CUSIP/ Sedol 25272KAR4
Bonds 835,000
Offering Price $99.92
Spread 0.74%
Cost $834,332
Dealer Executing Trade Barclays Capital Inc.
% of Offering* 1.80%
Syndicate BAML,BARCS,CITI,CS,DB,GS,JPM,RBCCM
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 5/17/2016
Issuer Diamond I Finance Corp and Diamond II Finance Corp (DELL 8.35% July 15, 2046 144A)
CUSIP/ Sedol 25272KAR4
Bonds 1,223,000
Offering Price $99.92
Spread 0.74%
Cost $1,222,022
Dealer Executing Trade Credit Suisse Securities (USA) LLC
% of Offering* 1.80%
Syndicate BAML,BARCS,CITI,CS,DB,GS,JPM,RBCCM
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 5/17/2016
Issuer Diamond I Finance Corp and Diamond II Finance Corp (DELL 8.35% July 15, 2046 144A)
CUSIP/ Sedol 25272KAR4
Bonds 3,510,000
Offering Price $99.92
Spread 0.74%
Cost $3,507,192
Dealer Executing Trade Credit Suisse Securities (USA) LLC
% of Offering* 1.80%
Syndicate BAML,BARCS,CITI,CS,DB,GS,JPM,RBCCM
   
Fund JPMorgan Total Return Fund
Trade Date 5/17/2016
Issuer Diamond I Finance Corp and Diamond II Finance Corp (DELL 8.35% July 15, 2046 144A)
CUSIP/ Sedol 25272KAR4
Bonds 70,000
Offering Price $99.92
Spread 0.74%
Cost $69,944
Dealer Executing Trade Credit Suisse Securities (USA) LLC
% of Offering* 1.80%
Syndicate BAML,BARCS,CITI,CS,DB,GS,JPM,RBCCM
   
Fund JPMorgan Income Fund
Trade Date 5/17/2016
Issuer GS Mortgage Securities Trust 2016-GS2 D (GSMS 2016-GS2 D 144A)
CUSIP/ Sedol 36252TAA3
Bonds 150,000
Offering Price $68.63
Spread N/A
Cost $102,938
Dealer Executing Trade Goldman Sachs and Company New York
% of Offering* 21.84%
Syndicate GS,ACADEMY,DREXEL,JPM
   
Fund JPMorgan Unconstrained Debt Fund
Trade Date 5/17/2016
Issuer GS Mortgage Securities Trust 2016-GS2 D (GSMS 2016-GS2 D 144A)
CUSIP/ Sedol 36252TAA3
Bonds 8,908,000
Offering Price $68.63
Spread N/A
Cost $6,113,127
Dealer Executing Trade Goldman Sachs and Company New York
% of Offering* 21.84%
Syndicate GS,ACADEMY,DREXEL,JPM
   
Fund JPMorgan Emerging Markets Debt Fund
Trade Date 5/17/2016
Issuer Petrobras Global Finance (PETBRA 8.375% May 23, 2021)
CUSIP/ Sedol 71647NAP4
Bonds 4,870,000
Offering Price $99.00
Spread 0.30%
Cost $4,821,397
Dealer Executing Trade BofA Merrill Lynch International London
% of Offering* 0.59%
Syndicate BAML,BCOBRA,JPM,SANT
   
Fund JPMorgan Emerging Markets Corporate Debt Fund
Trade Date 5/17/2016
Issuer Petrobras Global Finance (PETBRA 8.75% May 23, 2026)
CUSIP/ Sedol 71647NAQ2
Bonds 2,130,000
Offering Price $98.37
Spread 0.30%
Cost $2,095,366
Dealer Executing Trade BofA Merrill Lynch International London
% of Offering* 1.15%
Syndicate BAML,BCOBRA,JPM,SANT
   
Fund JPMorgan Global Bond Opportunities Fund
Trade Date 5/17/2016
Issuer Petrobras Global Finance (PETBRA 8.75% May 23, 2026)
CUSIP/ Sedol 71647NAQ2
Bonds 9,680,000
Offering Price $98.37
Spread 0.30%
Cost $9,522,603
Dealer Executing Trade BofA Merrill Lynch International London
% of Offering* 1.15%
Syndicate BAML,BCOBRA,JPM,SANT
   
Fund JPMorgan Income Fund
Trade Date 5/17/2016
Issuer Petrobras Global Finance (PETBRA 8.75% May 23, 2026)
CUSIP/ Sedol 71647NAQ2
Bonds 210,000
Offering Price $98.37
Spread 0.30%
Cost $206,585
Dealer Executing Trade BofA Merrill Lynch International London
% of Offering* 1.15%
Syndicate BAML,BCOBRA,JPM,SANT
   
Fund JPMorgan Corporate Bond Fund
Trade Date 5/18/2016
Issuer AerCap Ireland Capital Limited and AerCap Global Aviation Trust (AER 3.95% February 1, 2022)
CUSIP/ Sedol 00772BAR2
Bonds 9,235,000
Offering Price $99.81
Spread 0.70%
Cost $9,217,731
Dealer Executing Trade BofA Merrill Lynch
% of Offering* 2.59%
Syndicate BAML,BARCS,BNPPAR,CACIB,CITI,CS,DB,FIFTHI,GS,HSBCL,JPM,MIZUHO,MS,RBCCM,SUN,WFC
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 5/18/2016
Issuer Sirius XM Radio Inc. (SIRI 5.375% July 15, 2026 144A)
CUSIP/ Sedol 82967NAW8
Bonds 4,460,000
Offering Price $100.00
Spread 1.13%
Cost $4,460,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering* 5.36%
Syndicate BAML,BARCS,CITI,DB,GS,JPM,SUN,WFC
   
Fund JPMorgan Floating Rate Income Fund
Trade Date 5/18/2016
Issuer Vereit Operating Partnership, L.P. (VER 4.125% June 1, 2021)
CUSIP/ Sedol 92340LAB5
Bonds 1,255,000
Offering Price $100.00
Spread 1.25%
Cost $1,255,000
Dealer Executing Trade Barclays Capital Inc.
% of Offering* 2.20%
Syndicate BARCS,CAPFIN,CITI,GS,JPM,MS
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 5/18/2016
Issuer Vereit Operating Partnership, L.P. (VER 4.125% June 1, 2021)
CUSIP/ Sedol 92340LAB5
Bonds 885,000
Offering Price $100.00
Spread 1.25%
Cost $885,000
Dealer Executing Trade Barclays Capital Inc.
% of Offering* 2.20%
Syndicate BARCS,CAPFIN,CITI,GS,JPM,MS
   
Fund JPMorgan Corporate Bond Fund
Trade Date 5/19/2016
Issuer Southern Company (SO 4.40% July 1, 2046)
CUSIP/ Sedol 842587CX3
Bonds 1,255,000
Offering Price $99.48
Spread 0.88%
Cost $1,248,499
Dealer Executing Trade Citigroup Global Markets Inc.
% of Offering* 1.10%
Syndicate BAML,BARCS,CITI,JPM,MIZUHO,MS,MUFG,SUN,UBS,WFC
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 5/19/2016
Issuer Tempur Sealy International Inc. (TPX 5.50% June 15, 2026 144A)
CUSIP/ Sedol 88023UAE1
Bonds 2,595,000
Offering Price $100.00
Spread 1.25%
Cost $2,595,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering* 5.63%
Syndicate BAML,FIFTHI,GS,JPM,WFC
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 5/19/2016
Issuer Tempur Sealy International Inc. (TPX 5.50% June 15, 2026 144A)
CUSIP/ Sedol 88023UAE1
Bonds 4,555,000
Offering Price $100.00
Spread 1.25%
Cost $4,555,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering* 5.63%
Syndicate BAML,FIFTHI,GS,JPM,WFC
   
Fund JPMorgan New York Tax Free Bond Fund
Trade Date 5/20/2016
Issuer Metro Trans Auth Dedicated Tax Fund Green Bonds, Series 2016B (5%, November 15, 2034)
CUSIP/ Sedol 59259N3H4
Bonds 5,000,000
Offering Price $124.15
Spread 0.50%
Cost $6,207,500
Dealer Executing Trade Merrill Lynch Pierce Fenner & Smith
% of Offering* 1.60%
Syndicate BofA Merrill Lynch / Drexel Hamilton, LLC / Loop Capital Markets / Morgan Stanley / Siebert Brandford Shank & Co., LLC / Citigroup / Goldman, Sachs & Co. / Jefferies / J.P. Morgan / Ramirez & Co., Inc. / RBC Capital Markets / Wells Fargo Securities / Acadamy Securities Inc. / Barclays / BNY Mellon Capital Markets / Cabrera Capital Markets, LLC / Duncan-Williams, Inc. / Estrada Hinojosa & Company, Inc. / Fidelity Capital Markets / M&T Securities, Inc. / Piper Jaffray & Co. / Rice Financial Products Company / Stifel / Janney Montgomery Scott / Mesirow Financial, Inc. / PNC Capital Markets LLC / Roosevelt & Cross, Incorporated / TD Securities / The Williams Capital Group, L.P. / KeyBanc Capital Markets Inc. / Oppenheimer & Co., Inc. / Raymond James / Stern Brothers & Co. / US Bancorp
   
Fund JPMorgan Corporate Bond Fund
Trade Date 5/21/2016
Issuer State Street Corporation (STT 1.95% May 19, 2021)
CUSIP/ Sedol 857477AV5
Bonds 3,930,000
Offering Price $99.95
Spread 0.35%
Cost $3,927,956
Dealer Executing Trade BofA Merrill Lynch
% of Offering* 4.18%
Syndicate BAML,DB,GS,JPM,MS
   
Fund JPMorgan Global Bond Opportunities Fund
Trade Date 5/23/2016
Issuer US Concrete Inc. (USCR 6.375% June 1, 2024 144A)
CUSIP/ Sedol 90333LAM4
Bonds 143,000
Offering Price $100.00
Spread 1.50%
Cost $143,000
Dealer Executing Trade UBS Securities LLC
% of Offering* 5.12%
Syndicate JPM,UBS
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 5/23/2016
Issuer US Concrete Inc. (USCR 6.375% June 1, 2024 144A)
CUSIP/ Sedol 90333LAM4
Bonds 2,498,000
Offering Price $100.00
Spread 1.50%
Cost $2,498,000
Dealer Executing Trade UBS Securities LLC
% of Offering* 5.12%
Syndicate JPM,UBS
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 5/24/2016
Issuer Dana Financing Luxembourg S.a.r.l. (DAN 6.50% June 1, 2026 144A)
CUSIP/ Sedol 235822AA1
Bonds 3,510,000
Offering Price $100.00
Spread 1.50%
Cost $3,510,000
Dealer Executing Trade Citigroup Global Markets Inc.
% of Offering* 1.33%
Syndicate BAML,BARCS,CITFIN,CITI,GS,JPM,RBCCM,UBS
   
Fund JPMorgan Total Return Fund
Trade Date 5/24/2016
Issuer Dana Financing Luxembourg S.a.r.l. (DAN 6.50% June 1, 2026 144A)
CUSIP/ Sedol 235822AA1
Bonds 67,000
Offering Price $100.00
Spread 1.50%
Cost $67,000
Dealer Executing Trade Citigroup Global Markets Inc.
% of Offering* 1.33%
Syndicate BAML,BARCS,CITFIN,CITI,GS,JPM,RBCCM,UBS
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 5/24/2016
Issuer Iron Mountain Inc. and Iron Mountain US Holdings Inc. (IRM 4.375% June 1, 2021 144A)
CUSIP/ Sedol 46284VAB7
Bonds 3,510,000
Offering Price $100.00
Spread 1.50%
Cost $3,510,000
Dealer Executing Trade Goldman Sachs and Company New York
% of Offering* 1.00%
Syndicate BAML,BARCS,CACIB,CITFIN,GS,HSBCL,JPM,MS,WFC
   
Fund JPMorgan Total Return Fund
Trade Date 5/24/2016
Issuer Iron Mountain Inc. and Iron Mountain US Holdings Inc. (IRM 4.375% June 1, 2021 144A)
CUSIP/ Sedol 46284VAB7
Bonds 67,000
Offering Price $100.00
Spread 1.50%
Cost $67,000
Dealer Executing Trade Goldman Sachs and Company New York
% of Offering* 1.00%
Syndicate BAML,BARCS,CACIB,CITFIN,GS,HSBCL,JPM,MS,WFC
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 5/24/2016
Issuer Iron Mountain Inc. and Iron Mountain US Holdings Inc. (IRM 5.375% June 1, 2026 144A)
CUSIP/ Sedol 46289RAA3
Bonds 3,510,000
Offering Price $100.00
Spread 1.50%
Cost $3,510,000
Dealer Executing Trade Goldman Sachs and Company New York
% of Offering* 2.00%
Syndicate BAML,BARCS,CACIB,CITFIN,GS,HSBCL,JPM,MS,WFC
   
Fund JPMorgan Total Return Fund
Trade Date 5/24/2016
Issuer Iron Mountain Inc. and Iron Mountain US Holdings Inc. (IRM 5.375% June 1, 2026 144A)
CUSIP/ Sedol 46289RAA3
Bonds 67,000
Offering Price $100.00
Spread 1.50%
Cost $67,000
Dealer Executing Trade Goldman Sachs and Company New York
% of Offering* 2.00%
Syndicate BAML,BARCS,CACIB,CITFIN,GS,HSBCL,JPM,MS,WFC
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 5/24/2016
Issuer Match Group Inc. (6.375% June 1, 2024 144A)
CUSIP/ Sedol 57665RAD8
Bonds 703,000
Offering Price $100.00
Spread 1.13%
Cost $703,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering* 2.55%
Syndicate BAML,BARCS,BMO,BNPPAR,DB,GS,JPM
   
Fund JPMorgan Total Return Fund
Trade Date 5/24/2016
Issuer Match Group Inc. (6.375% June 1, 2024 144A)
CUSIP/ Sedol 57665RAD8
Bonds 13,000
Offering Price $100.00
Spread 1.13%
Cost $13,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering* 2.55%
Syndicate BAML,BARCS,BMO,BNPPAR,DB,GS,JPM
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 5/25/2016
Issuer HERC Spinoff Escrow LLC (HERCLC 7.50% June 1, 2022 144A)
CUSIP/ Sedol 42704KAA4
Bonds 4,930,000
Offering Price $100.00
Spread 1.40%
Cost $4,930,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering* 4.82%
Syndicate BAML,BARCS,BMO,BNPPAR,CACIB,CITI,GS,JPM,RBCCM
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 5/25/2016
Issuer HERC Spinoff Escrow LLC (HERCLC 7.75% June 1, 2024 144A)
CUSIP/ Sedol 42704KAB2
Bonds 5,640,000
Offering Price $100.00
Spread 1.40%
Cost $5,640,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering* 5.37%
Syndicate BAML,BARCS,BMO,BNPPAR,CACIB,CITI,GS,JPM,RBCCM
   
Fund JPMorgan Tax Aware High Income Fund
Trade Date 5/26/2016
Issuer Mass Ed Fin Auth, Ed Loan Rev Bonds, Issue J, Series 2016 (5%, July 1, 2023)
CUSIP/ Sedol 57563RNK1
Bonds 300,000
Offering Price $115.07
Spread 0.50%
Cost $345,210
Dealer Executing Trade RBC Capital Markets LLC
% of Offering* 0.09%
Syndicate RBC Capital Markets / J.P. Morgan / BofA Merrill Lynch
   
Fund JPMorgan Global Bond Opportunities Fund
Trade Date 5/26/2016
Issuer Teck Resources Limited (TCKBCN 8.00% June 1, 2021 144A)
CUSIP/ Sedol 878742BA2
Bonds 30,000
Offering Price $100.00
Spread 1.50%
Cost $30,000
Dealer Executing Trade BofA Merill Lynch
% of Offering* 0.86%
Syndicate BAML,BARCS,BMO,CIBC,CITI,DB,GS,JPM,MS,RBCCM,SCOTIA,TDSECS
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 5/26/2016
Issuer Teck Resources Limited (TCKBCN 8.00% June 1, 2021 144A)
CUSIP/ Sedol 878742BA2
Bonds 575,000
Offering Price $100.00
Spread 1.50%
Cost $575,000
Dealer Executing Trade BofA Merill Lynch
% of Offering* 0.86%
Syndicate BAML,BARCS,BMO,CIBC,CITI,DB,GS,JPM,MS,RBCCM,SCOTIA,TDSECS
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 5/26/2016
Issuer Teck Resources Limited (TCKBCN 8.00% June 1, 2021 144A)
CUSIP/ Sedol 878742BA2
Bonds 700,000
Offering Price $100.00
Spread 1.50%
Cost $700,000
Dealer Executing Trade BofA Merill Lynch
% of Offering* 0.86%
Syndicate BAML,BARCS,BMO,CIBC,CITI,DB,GS,JPM,MS,RBCCM,SCOTIA,TDSECS
   
Fund JPMorgan Total Return Fund
Trade Date 5/26/2016
Issuer Teck Resources Limited (TCKBCN 8.00% June 1, 2021 144A)
CUSIP/ Sedol 878742BA2
Bonds 14,000
Offering Price $100.00
Spread 1.50%
Cost $14,000
Dealer Executing Trade BofA Merill Lynch
% of Offering* 0.86%
Syndicate BAML,BARCS,BMO,CIBC,CITI,DB,GS,JPM,MS,RBCCM,SCOTIA,TDSECS
   
Fund JPMorgan Global Bond Opportunities Fund
Trade Date 5/26/2016
Issuer Teck Resources Limited (TCKBCN 8.50% June 1, 2024 144A)
CUSIP/ Sedol 878742BC8
Bonds 30,000
Offering Price $100.00
Spread 1.50%
Cost $30,000
Dealer Executing Trade BofA Merill Lynch
% of Offering* 0.94%
Syndicate BAML,BARCS,BMO,CIBC,CITI,DB,GS,JPM,MS,RBCCM,SCOTIA,TDSECS
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 5/26/2016
Issuer Teck Resources Limited (TCKBCN 8.50% June 1, 2024 144A)
CUSIP/ Sedol 878742BC8
Bonds 585,000
Offering Price $100.00
Spread 1.50%
Cost $585,000
Dealer Executing Trade BofA Merill Lynch
% of Offering* 0.94%
Syndicate BAML,BARCS,BMO,CIBC,CITI,DB,GS,JPM,MS,RBCCM,SCOTIA,TDSECS
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 5/26/2016
Issuer Teck Resources Limited (TCKBCN 8.50% June 1, 2024 144A)
CUSIP/ Sedol 878742BC8
Bonds 700,000
Offering Price $100.00
Spread 1.50%
Cost $700,000
Dealer Executing Trade BofA Merill Lynch
% of Offering* 0.94%
Syndicate BAML,BARCS,BMO,CIBC,CITI,DB,GS,JPM,MS,RBCCM,SCOTIA,TDSECS
   
Fund JPMorgan Total Return Fund
Trade Date 5/26/2016
Issuer Teck Resources Limited (TCKBCN 8.50% June 1, 2024 144A)
CUSIP/ Sedol 878742BC8
Bonds 14,000
Offering Price $100.00
Spread 1.50%
Cost $14,000
Dealer Executing Trade BofA Merill Lynch
% of Offering* 0.94%
Syndicate BAML,BARCS,BMO,CIBC,CITI,DB,GS,JPM,MS,RBCCM,SCOTIA,TDSECS
   
Fund JPMorgan Managed Income Fund
Trade Date 5/26/2016
Issuer Walgreens Boots Alliance, Inc. (WBA 1.75% May 3, 2018)
CUSIP/ Sedol 931427AM0
Bonds 8,544,000
Offering Price $99.96
Spread 0.20%
Cost $8,540,839
Dealer Executing Trade BofA Merill Lynch
% of Offering* 1.94%
Syndicate BAML,HSBCL,JPM,LLOYDS,MIZUHO,MUFG,UBS,UNICRD,WFC
   
Fund JPMorgan Corporate Bond Fund
Trade Date 5/26/2016
Issuer Walgreens Boots Alliance, Inc. (WBA 2.60% June 1, 2021)
CUSIP/ Sedol 931427AN8
Bonds 2,505,000
Offering Price $99.94
Spread 0.35%
Cost $2,503,597
Dealer Executing Trade BofA Merill Lynch
% of Offering* 1.30%
Syndicate BAML,HSBCL,JPM,LLOYDS,MIZUHO,MUFG,UBS,UNICRD,WFC
   
Fund JPMorgan Inflation Managed Bond Fund
Trade Date 5/26/2016
Issuer Walgreens Boots Alliance, Inc. (WBA 3.10% June 1, 2023)
CUSIP/ Sedol 931427AP3
Bonds 166,000
Offering Price $99.73
Spread 0.40%
Cost $165,544
Dealer Executing Trade BofA Merill Lynch
% of Offering* 1.49%
Syndicate BAML,HSBCL,JPM,LLOYDS,MIZUHO,MUFG,UBS,UNICRD,WFC
   
Fund JPMorgan Corporate Bond Fund
Trade Date 5/26/2016
Issuer Walgreens Boots Alliance, Inc. (WBA 3.45% June 1, 2026)
CUSIP/ Sedol 931427AQ1
Bonds 1,670,000
Offering Price $99.75
Spread 0.45%
Cost $1,665,792
Dealer Executing Trade BofA Merill Lynch
% of Offering* 1.14%
Syndicate BAML,HSBCL,JPM,LLOYDS,MIZUHO,MUFG,UBS,UNICRD,WFC
   
Fund JPMorgan Corporate Bond Fund
Trade Date 5/26/2016
Issuer Walgreens Boots Alliance, Inc. (WBA 4.65% June 1, 2046)
CUSIP/ Sedol 931427AR9
Bonds 650,000
Offering Price $99.22
Spread 0.88%
Cost $644,904
Dealer Executing Trade BofA Merill Lynch
% of Offering* 1.37%
Syndicate BAML,HSBCL,JPM,LLOYDS,MIZUHO,MUFG,UBS,UNICRD,WFC
   
Fund JPMorgan Global Bond Opportunities Fund
Trade Date 5/26/2016
Issuer Walgreens Boots Alliance, Inc. (WBA 4.65% June 1, 2046)
CUSIP/ Sedol 931427AR9
Bonds 335,000
Offering Price $99.22
Spread 0.88%
Cost $332,374
Dealer Executing Trade BofA Merill Lynch
% of Offering* 1.37%
Syndicate BAML,HSBCL,JPM,LLOYDS,MIZUHO,MUFG,UBS,UNICRD,WFC
   
Fund JPMorgan Total Return Fund
Trade Date 5/26/2016
Issuer Walgreens Boots Alliance, Inc. (WBA 4.65% June 1, 2046)
CUSIP/ Sedol 931427AR9
Bonds 350,000
Offering Price $99.22
Spread 0.88%
Cost $347,256
Dealer Executing Trade BofA Merill Lynch
% of Offering* 1.37%
Syndicate BAML,HSBCL,JPM,LLOYDS,MIZUHO,MUFG,UBS,UNICRD,WFC
   
Fund JPMorgan Unconstrained Debt Fund
Trade Date 5/26/2016
Issuer Walgreens Boots Alliance, Inc. (WBA 4.65% June 1, 2046)
CUSIP/ Sedol 931427AR9
Bonds 995,000
Offering Price $99.22
Spread 0.88%
Cost $987,199
Dealer Executing Trade BofA Merill Lynch
% of Offering* 1.37%
Syndicate BAML,HSBCL,JPM,LLOYDS,MIZUHO,MUFG,UBS,UNICRD,WFC
   
Fund JPMorgan Global Bond Opportunities Fund
Trade Date 5/31/2016
Issuer Mylan NV (MYL 3.15% June 15, 2021 144A)
CUSIP/ Sedol 62854AAC8
Bonds 3,095,000
Offering Price $99.88
Spread 0.60%
Cost $3,091,410
Dealer Executing Trade Deutsche Bank Securities
% of Offering* 1.18%
Syndicate BAML,DB,GS,ING,JPM,PNCFIN
   
Fund JPMorgan Total Return Fund
Trade Date 5/31/2016
Issuer Mylan NV (MYL 3.15% June 15, 2021 144A)
CUSIP/ Sedol 62854AAC8
Bonds 1,000,000
Offering Price $99.88
Spread 0.60%
Cost $998,840
Dealer Executing Trade Deutsche Bank Securities
% of Offering* 1.18%
Syndicate BAML,DB,GS,ING,JPM,PNCFIN
   
Fund JPMorgan Corporate Bond Fund
Trade Date 5/31/2016
Issuer Mylan NV (MYL 3.95% June 15, 2026 144A)
CUSIP/ Sedol 62854AAD6
Bonds 5,720,000
Offering Price $99.23
Spread 0.65%
Cost $5,676,013
Dealer Executing Trade Deutsche Bank Securities
% of Offering* 1.71%
Syndicate BAML,DB,GS,ING,JPM,PNCFIN
   
Fund JPMorgan Corporate Bond Fund
Trade Date 5/31/2016
Issuer Mylan NV (MYL 5.25% June 15, 2046 144A)
CUSIP/ Sedol 62854AAG9
Bonds 1,653,000
Offering Price $99.98
Spread 0.88%
Cost $1,652,736
Dealer Executing Trade Goldman Sachs and Company New York
% of Offering* 2.78%
Syndicate BAML,DB,GS,ING,JPM,PNCFIN
   
Fund JPMorgan Global Bond Opportunities Fund
Trade Date 5/31/2016
Issuer Mylan NV (MYL 5.25% June 15, 2046 144A)
CUSIP/ Sedol 62854AAG9
Bonds 487,000
Offering Price $99.98
Spread 0.88%
Cost $486,922
Dealer Executing Trade Goldman Sachs and Company New York
% of Offering* 2.78%
Syndicate BAML,DB,GS,ING,JPM,PNCFIN
   
Fund JPMorgan Income Fund
Trade Date 5/31/2016
Issuer Mylan NV (MYL 5.25% June 15, 2046 144A)
CUSIP/ Sedol 62854AAG9
Bonds 116,000
Offering Price $99.98
Spread 0.88%
Cost $115,981
Dealer Executing Trade Goldman Sachs and Company New York
% of Offering* 2.78%
Syndicate BAML,DB,GS,ING,JPM,PNCFIN
   
Fund JPMorgan Corporate Bond Fund
Trade Date 6/1/2016
Issuer Pernod Ricard SA (RIFP 3.25% June 8, 2026 144A)
CUSIP/ Sedol 714264AM0
Bonds 4,310,000
Offering Price $99.44
Spread 0.45%
Cost $4,285,950
Dealer Executing Trade BofA Merrill Lynch
% of Offering* 1.68%
Syndicate BAML,CITI,GS,JPM
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 6/2/2016
Issuer Yum! Brands Inc. (YUM 5.00% June 1, 2024 144A)
CUSIP/ Sedol 48250NAA3
Bonds 3,310,000
Offering Price $100.00
Spread 0.88%
Cost $3,310,000
Dealer Executing Trade Goldman Sachs and Company New York
% of Offering* 3.98%
Syndicate CITI,GS,JPM,MS,WFC
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 6/2/2016
Issuer Yum! Brands Inc. (YUM 5.00% June 1, 2024 144A)
CUSIP/ Sedol 48250NAA3
Bonds 3,483,000
Offering Price $100.00
Spread 0.88%
Cost $3,483,000
Dealer Executing Trade Goldman Sachs and Company New York
% of Offering* 3.98%
Syndicate CITI,GS,JPM,MS,WFC
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 6/2/2016
Issuer Yum! Brands Inc. (YUM 5.00% June 1, 2024 144A)
CUSIP/ Sedol 48250NAA3
Bonds 2,230,000
Offering Price $100.00
Spread 0.88%
Cost $2,230,000
Dealer Executing Trade Goldman Sachs and Company New York
% of Offering* 3.98%
Syndicate CITI,GS,JPM,MS,WFC
   
Fund JPMorgan Total Return Fund
Trade Date 6/2/2016
Issuer Yum! Brands Inc. (YUM 5.00% June 1, 2024 144A)
CUSIP/ Sedol 48250NAA3
Bonds 68,000
Offering Price $100.00
Spread 0.88%
Cost $68,000
Dealer Executing Trade Goldman Sachs and Company New York
% of Offering* 3.98%
Syndicate CITI,GS,JPM,MS,WFC
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 6/2/2016
Issuer Yum! Brands Inc. (YUM 5.25% June 1, 2026 144A)
CUSIP/ Sedol 48250NAB1
Bonds 3,310,000
Offering Price $100.00
Spread 0.88%
Cost $3,310,000
Dealer Executing Trade Goldman Sachs and Company New York
% of Offering* 3.98%
Syndicate CITI,GS,JPM,MS,WFC
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 6/2/2016
Issuer Yum! Brands Inc. (YUM 5.25% June 1, 2026 144A)
CUSIP/ Sedol 48250NAB1
Bonds 3,483,000
Offering Price $100.00
Spread 0.88%
Cost $3,483,000
Dealer Executing Trade Goldman Sachs and Company New York
% of Offering* 3.98%
Syndicate CITI,GS,JPM,MS,WFC
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 6/2/2016
Issuer Yum! Brands Inc. (YUM 5.25% June 1, 2026 144A)
CUSIP/ Sedol 48250NAB1
Bonds 2,230,000
Offering Price $100.00
Spread 0.88%
Cost $2,230,000
Dealer Executing Trade Goldman Sachs and Company New York
% of Offering* 3.98%
Syndicate CITI,GS,JPM,MS,WFC
   
Fund JPMorgan Total Return Fund
Trade Date 6/2/2016
Issuer Yum! Brands Inc. (YUM 5.25% June 1, 2026 144A)
CUSIP/ Sedol 48250NAB1
Bonds 68,000
Offering Price $100.00
Spread 0.88%
Cost $68,000
Dealer Executing Trade Goldman Sachs and Company New York
% of Offering* 3.98%
Syndicate CITI,GS,JPM,MS,WFC
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 6/6/2016
Issuer Tenneco Inc (TEN 5.00% July 15, 2026)
CUSIP/ Sedol 880349AR6
Bonds 3,440,000
Offering Price $100.00
Spread 1.50%
Cost $3,440,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering* 4.20%
Syndicate BAML,BARCS,CITI,JPM,MS,WFC
   
Fund JPMorgan Corporate Bond Fund
Trade Date 6/6/2016
Issuer Voya Financial Inc (VOYA 3.65% June 16, 2026)
CUSIP/ Sedol 929089AB6
Bonds 1,285,000
Offering Price $99.71
Spread 0.65%
Cost $1,281,261
Dealer Executing Trade Barclays Capital Inc.
% of Offering* 1.06%
Syndicate BARCS,CS,DB,RBC,SUNTR,USBC,WFC,BMO,BNPPAR,CITI,ICIB,ING,JPM,BAML
   
Fund JPMorgan Corporate Bond Fund
Trade Date 6/6/2016
Issuer Voya Financial Inc (VOYA 4.80% June 16, 2046)
CUSIP/ Sedol 929089AC4
Bonds 805,000
Offering Price $99.87
Spread 0.88%
Cost $803,978
Dealer Executing Trade Barclays Capital Inc.
% of Offering* 3.33%
Syndicate BARCS,CS,DB,RBC,SUNTR,USBC,WFC,BMO,BNPPAR,CITI,ICIB,ING,JPM,BAML
   
Fund JPMorgan Total Return Fund
Trade Date 6/7/2016
Issuer Marriott International Inc. (MAR 2.30% January 15, 2022)
CUSIP/ Sedol 571903AR4
Bonds 1,000,000
Offering Price $99.59
Spread 0.60%
Cost $995,870
Dealer Executing Trade Deutsche Bank Securities
% of Offering* 0.13%
Syndicate BAML,DB,JPM,SCOTIA,USB,WFC
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 6/7/2016
Issuer Six Flags Entertainment Corporation (SIX 4.875% July 31, 2024 144A)
CUSIP/ Sedol 83001AAB8
Bonds 2,260,000
Offering Price $100.00
Spread 1.25%
Cost $2,260,000
Dealer Executing Trade Wells Fargo Advisors LLC
% of Offering* 8.27%
Syndicate BAML,BARCS,BBVA,GS,HSBCL,JPM,WFC
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 6/7/2016
Issuer Zekelman Industries Inc (ZEKIND 9.875% June 15, 2023 144A)
CUSIP/ Sedol 98932KAA0
Bonds 6,960,000
Offering Price $100.00
Spread 1.25%
Cost $6,960,000
Dealer Executing Trade Goldman Sachs and Company New York
% of Offering* 2.67%
Syndicate GS,JPM
   
Fund JPMorgan Total Return Fund
Trade Date 6/7/2016
Issuer Zekelman Industries Inc (ZEKIND 9.875% June 15, 2023 144A)
CUSIP/ Sedol 98932KAA0
Bonds 138,000
Offering Price $100.00
Spread 1.25%
Cost $138,000
Dealer Executing Trade Goldman Sachs and Company New York
% of Offering* 2.67%
Syndicate GS,JPM
   
Fund JPMorgan Emerging Markets Corporate Debt Fund
Trade Date 6/8/2016
Issuer Cablevision SA (CBVS 6.50% June 15, 2021 144A)
CUSIP/ Sedol 12686NAT2
Bonds 390,000
Offering Price $100.00
Spread 0.75%
Cost $390,000
Dealer Executing Trade Deutsche Bank AG London
% of Offering* 0.11%
Syndicate DB,ITABBA,JPM
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 6/8/2016
Issuer Diamond 1 Finance Corp and Diamond 2 Finance Corp (DELL 5.875% June 15, 2021 144A)
CUSIP/ Sedol 25272KAU7
Bonds 2,270,000
Offering Price $100.00
Spread 1.75%
Cost $2,270,000
Dealer Executing Trade Credit Suisse Securities (USA) LLC
% of Offering* 2.18%
Syndicate BAML,BARCS,CITI,CS,DB,GS,JPM,RBCCM
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 6/8/2016
Issuer Diamond 1 Finance Corp and Diamond 2 Finance Corp (DELL 5.875% June 15, 2021 144A)
CUSIP/ Sedol 25272KAU7
Bonds 2,791,000
Offering Price $100.00
Spread 1.75%
Cost $2,791,000
Dealer Executing Trade Credit Suisse Securities (USA) LLC
% of Offering* 2.18%
Syndicate BAML,BARCS,CITI,CS,DB,GS,JPM,RBCCM
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 6/8/2016
Issuer Diamond 1 Finance Corp and Diamond 2 Finance Corp (DELL 5.875% June 15, 2021 144A)
CUSIP/ Sedol 25272KAU7
Bonds 2,280,000
Offering Price $100.00
Spread 1.75%
Cost $2,280,000
Dealer Executing Trade Credit Suisse Securities (USA) LLC
% of Offering* 2.18%
Syndicate BAML,BARCS,CITI,CS,DB,GS,JPM,RBCCM
   
Fund JPMorgan Total Return Fund
Trade Date 6/8/2016
Issuer Diamond 1 Finance Corp and Diamond 2 Finance Corp (DELL 5.875% June 15, 2021 144A)
CUSIP/ Sedol 25272KAU7
Bonds 56,000
Offering Price $100.00
Spread 1.75%
Cost $56,000
Dealer Executing Trade Credit Suisse Securities (USA) LLC
% of Offering* 2.18%
Syndicate BAML,BARCS,CITI,CS,DB,GS,JPM,RBCCM
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 6/8/2016
Issuer Diamond 1 Finance Corp and Diamond 2 Finance Corp (DELL 7.125% June 15, 2024 144A)
CUSIP/ Sedol 25272KAW3
Bonds 2,340,000
Offering Price $100.00
Spread 1.75%
Cost $2,340,000
Dealer Executing Trade Credit Suisse Securities (USA) LLC
% of Offering* 2.46%
Syndicate BAML,BARCS,CITI,CS,DB,GS,JPM,RBCCM
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 6/8/2016
Issuer Diamond 1 Finance Corp and Diamond 2 Finance Corp (DELL 7.125% June 15, 2024 144A)
CUSIP/ Sedol 25272KAW3
Bonds 2,791,000
Offering Price $100.00
Spread 1.75%
Cost $2,791,000
Dealer Executing Trade Credit Suisse Securities (USA) LLC
% of Offering* 2.46%
Syndicate BAML,BARCS,CITI,CS,DB,GS,JPM,RBCCM
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 6/8/2016
Issuer Diamond 1 Finance Corp and Diamond 2 Finance Corp (DELL 7.125% June 15, 2024 144A)
CUSIP/ Sedol 25272KAW3
Bonds 3,040,000
Offering Price $100.00
Spread 1.75%
Cost $3,040,000
Dealer Executing Trade Credit Suisse Securities (USA) LLC
% of Offering* 2.46%
Syndicate BAML,BARCS,CITI,CS,DB,GS,JPM,RBCCM
   
Fund JPMorgan Total Return Fund
Trade Date 6/8/2016
Issuer Diamond 1 Finance Corp and Diamond 2 Finance Corp (DELL 7.125% June 15, 2024 144A)
CUSIP/ Sedol 25272KAW3
Bonds 55,000
Offering Price $100.00
Spread 1.75%
Cost $55,000
Dealer Executing Trade Credit Suisse Securities (USA) LLC
% of Offering* 2.46%
Syndicate BAML,BARCS,CITI,CS,DB,GS,JPM,RBCCM
   
Fund JPMorgan Emerging Markets Debt Fund
Trade Date 6/8/2016
Issuer Oman Government International Bond (OMAN 4.75% June 15, 2026 144A)
CUSIP/ Sedol 682051AC1
Bonds 2,230,000
Offering Price $99.83
Spread 0.03%
Cost $2,226,142
Dealer Executing Trade Citigrop Global Markets Inc
% of Offering* 2.92%
Syndicate CITI,JPM,MUFG,NBAD,NATIXIS
   
Fund JPMorgan Global Bond Opportunities Fund
Trade Date 6/8/2016
Issuer Oman Government International Bond (OMAN 4.75% June 15, 2026 144A)
CUSIP/ Sedol 682051AC1
Bonds 2,450,000
Offering Price $99.83
Spread 0.03%
Cost $2,445,762
Dealer Executing Trade Citigrop Global Markets Inc
% of Offering* 2.92%
Syndicate CITI,JPM,MUFG,NBAD,NATIXIS
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 6/8/2016
Issuer Sabine Pass Liquefaction (CQP 5.875% June 30, 2026 144A)
CUSIP/ Sedol 785592AP1
Bonds 3,489,000
Offering Price $100.00
Spread 0.67%
Cost $3,489,000
Dealer Executing Trade Credit Suisse Securities (USA) LLC
% of Offering* 3.23%
Syndicate ABN,BAML,BBVA,CACIB,CS,GS,HSBCL,ING,JPM,LLOYDS,MIZUHO,MS,MUFG,RBCCM,SANT,SCOTIA,SG,SMFGRP
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 6/8/2016
Issuer Sabine Pass Liquefaction (CQP 5.875% June 30, 2026 144A)
CUSIP/ Sedol 785592AP1
Bonds 2,730,000
Offering Price $100.00
Spread 0.67%
Cost $2,730,000
Dealer Executing Trade Credit Suisse Securities (USA) LLC
% of Offering* 3.23%
Syndicate ABN,BAML,BBVA,CACIB,CS,GS,HSBCL,ING,JPM,LLOYDS,MIZUHO,MS,MUFG,RBCCM,SANT,SCOTIA,SG,SMFGRP
   
Fund JPMorgan Total Return Fund
Trade Date 6/8/2016
Issuer Sabine Pass Liquefaction (CQP 5.875% June 30, 2026 144A)
CUSIP/ Sedol 785592AP1
Bonds 69,000
Offering Price $100.00
Spread 0.67%
Cost $69,000
Dealer Executing Trade Credit Suisse Securities (USA) LLC
% of Offering* 3.23%
Syndicate ABN,BAML,BBVA,CACIB,CS,GS,HSBCL,ING,JPM,LLOYDS,MIZUHO,MS,MUFG,RBCCM,SANT,SCOTIA,SG,SMFGRP
   
Fund JPMorgan Total Return Fund
Trade Date 6/8/2016
Issuer Under Armour Inc. (UA 3.25% June 15, 2026)
CUSIP/ Sedol 904311AA5
Bonds 500,000
Offering Price $99.58
Spread 0.65%
Cost $497,885
Dealer Executing Trade BofA Merrill Lynch
% of Offering* 0.08%
Syndicate BAML,HSBCL,JPM,PNCFIN,WFC
   
Fund JPMorgan Global Bond Opportunities Fund
Trade Date 6/9/2016
Issuer Communications Sales & Leasing Inc.(CSAL 6.00% April 15, 2023 144A)
CUSIP/ Sedol 20341WAA3
Bonds 120,000
Offering Price $99.25
Spread 1.50%
Cost $119,100
Dealer Executing Trade Citigroup Global Markets Inc
% of Offering* 11.96%
Syndicate CITI,JPM
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 6/9/2016
Issuer Communications Sales & Leasing Inc.(CSAL 6.00% April 15, 2023 144A)
CUSIP/ Sedol 20341WAA3
Bonds 3,580,000
Offering Price $99.25
Spread 1.50%
Cost $3,553,150
Dealer Executing Trade Citigroup Global Markets Inc
% of Offering* 11.96%
Syndicate CITI,JPM
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 6/9/2016
Issuer Communications Sales & Leasing Inc.(CSAL 6.00% April 15, 2023 144A)
CUSIP/ Sedol 20341WAA3
Bonds 500,000
Offering Price $99.25
Spread 1.50%
Cost $496,250
Dealer Executing Trade Citigroup Global Markets Inc
% of Offering* 11.96%
Syndicate CITI,JPM
   
Fund JPMorgan Total Return Fund
Trade Date 6/9/2016
Issuer Communications Sales & Leasing Inc.(CSAL 6.00% April 15, 2023 144A)
CUSIP/ Sedol 20341WAA3
Bonds 162,000
Offering Price $99.25
Spread 1.50%
Cost $160,785
Dealer Executing Trade Citigroup Global Markets Inc
% of Offering* 11.96%
Syndicate CITI,JPM
   
Fund JPMorgan Income Fund
Trade Date 6/9/2016
Issuer JC Penney Corporation Inc (JCP 5.875% July 1, 2023 144A)
CUSIP/ Sedol 708160CB0
Bonds 5,000
Offering Price $100.00
Spread 1.25%
Cost $5,000
Dealer Executing Trade Barclays Capital Inc
% of Offering* 0.57%
Syndicate BAML,BARCS,GS,JPM,WFC
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 6/9/2016
Issuer West Corporation (WSTC 4.75% July 15, 2021 144A)
CUSIP/ Sedol 952355AQ8
Bonds 2,350,000
Offering Price $100.00
Spread 1.38%
Cost $2,350,000
Dealer Executing Trade Wells Fargo Advisors LLC
% of Offering* 4.57%
Syndicate BAML,BMO,CITFIN,DB,HSBCL,JPM,MIZUHO,MS,WFC
   
Fund JPMorgan Income Fund
Trade Date 6/10/2016
Issuer Weatherford International Ltd (WFT 7.75% June 15, 2021)
CUSIP/ Sedol 947075AJ6
Bonds 27,000
Offering Price $100.00
Spread 1.50%
Cost $27,000
Dealer Executing Trade Deutsche Bank Securities
% of Offering* 0.96%
Syndicate CITI,DB,JPM,MS,MUFG,WFC
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 6/10/2016
Issuer Weatherford International Ltd (WFT 7.75% June 15, 2021)
CUSIP/ Sedol 947075AJ6
Bonds 895,000
Offering Price $100.00
Spread 1.50%
Cost $895,000
Dealer Executing Trade Deutsche Bank Securities
% of Offering* 0.96%
Syndicate CITI,DB,JPM,MS,MUFG,WFC
   
Fund JPMorgan Income Fund
Trade Date 6/10/2016
Issuer Weatherford International Ltd (WFT 8.25% June 15, 2023)
CUSIP/ Sedol 947075AK3
Bonds 27,000
Offering Price $100.00
Spread 1.50%
Cost $27,000
Dealer Executing Trade Deutsche Bank Securities
% of Offering* 2.27%
Syndicate CITI,DB,JPM,MS,MUFG,WFC
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 6/10/2016
Issuer Weatherford International Ltd (WFT 8.25% June 15, 2023)
CUSIP/ Sedol 947075AK3
Bonds 880,000
Offering Price $100.00
Spread 1.50%
Cost $880,000
Dealer Executing Trade Deutsche Bank Securities
% of Offering* 2.27%
Syndicate CITI,DB,JPM,MS,MUFG,WFC
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 6/10/2016
Issuer Weatherford International Ltd (WFT 8.25% June 15, 2023)
CUSIP/ Sedol 947075AK3
Bonds 6,973,000
Offering Price $100.00
Spread 1.50%
Cost $6,973,000
Dealer Executing Trade Deutsche Bank Securities
% of Offering* 2.27%
Syndicate CITI,DB,JPM,MS,MUFG,WFC
   
Fund JPMorgan Total Return Fund
Trade Date 6/10/2016
Issuer Weatherford International Ltd (WFT 8.25% June 15, 2023)
CUSIP/ Sedol 947075AK3
Bonds 139,000
Offering Price $100.00
Spread 1.50%
Cost $139,000
Dealer Executing Trade Deutsche Bank Securities
% of Offering* 2.27%
Syndicate CITI,DB,JPM,MS,MUFG,WFC
   
Fund JPMorgan Global Bond Opportunities Fund
Trade Date 6/13/2016
Issuer AK Steel Corporation (AKS 7.50% July 15, 2023)
CUSIP/ Sedol 001546AT7
Bonds 165,000
Offering Price $100.00
Spread 1.75%
Cost $165,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering* 8.00%
Syndicate BAML,CITI,CS,DB,GS,JPM,WFC
   
Fund JPMorgan Income Fund
Trade Date 6/13/2016
Issuer AK Steel Corporation (AKS 7.50% July 15, 2023)
CUSIP/ Sedol 001546AT7
Bonds 90,000
Offering Price $100.00
Spread 1.75%
Cost $90,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering* 8.00%
Syndicate BAML,CITI,CS,DB,GS,JPM,WFC
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 6/13/2016
Issuer AK Steel Corporation (AKS 7.50% July 15, 2023)
CUSIP/ Sedol 001546AT7
Bonds 4,855,000
Offering Price $100.00
Spread 1.75%
Cost $4,855,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering* 8.00%
Syndicate BAML,CITI,CS,DB,GS,JPM,WFC
   
Fund JPMorgan Income Fund
Trade Date 6/13/2016
Issuer L Brands, Inc. (LB 6.75% July 1, 2036)
CUSIP/ Sedol 501797AM6
Bonds 100,000
Offering Price $100.00
Spread 1.00%
Cost $100,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering* 8.46%
Syndicate BAML,CITI,JPM
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 6/13/2016
Issuer L Brands, Inc. (LB 6.75% July 1, 2036)
CUSIP/ Sedol 501797AM6
Bonds 6,160,000
Offering Price $100.00
Spread 1.00%
Cost $6,160,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering* 8.46%
Syndicate BAML,CITI,JPM
   
Fund JPMorgan Income Fund
Trade Date 6/13/2016
Issuer US Foods Inc (USFOOD 5.875% June 15, 2024 144A)
CUSIP/ Sedol 90290MAB7
Bonds 10,000
Offering Price $100.00
Spread 1.00%
Cost $10,000
Dealer Executing Trade Deutsche Bank Securities
% of Offering* 3.16%
Syndicate BAML,BMO,CITI,DB,GS,ING,JPM,KKR,MS,NATIX,RABO,WFC
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 6/13/2016
Issuer US Foods Inc (USFOOD 5.875% June 15, 2024 144A)
CUSIP/ Sedol 90290MAB7
Bonds 2,495,000
Offering Price $100.00
Spread 1.00%
Cost $2,495,000
Dealer Executing Trade Deutsche Bank Securities
% of Offering* 3.16%
Syndicate BAML,BMO,CITI,DB,GS,ING,JPM,KKR,MS,NATIX,RABO,WFC
   
Fund JPMorgan New York Tax Free Bond Fund
Trade Date 6/15/2016
Issuer NY ST Environmental Fac Corp (NYC Muni Wtr Fin Auth) Series 2016 A Sub SRF Bonds (5%, June 15, 2034
CUSIP/ Sedol 64986DAT2
Bonds 3,000,000
Offering Price $126.15
Spread 0.38%
Cost $3,784,500
Dealer Executing Trade Goldman Sachs & Company
% of Offering* 0.60%
Syndicate Goldman, Sachs & Co. / Rice Financial Products Company / Academy Securities Inc. / Alamo Capital / Baird / BofA Merrill Lynch / Blaylock Beal Van, LLC / Piper Jaffray & Co. / BNY Mellon Capital Markets, LLC / Citigroup / Estrada Hinojosa & Company, Inc. / FTN Financial Capital Markets / Janney Montgomery Scott / Jefferies / J.P. Morgan / KeyBanc Capital Markets Inc. / Loop Capital Markets LLC / Mesirow Financial, Inc. / Morgan Stanley / Ramirez & Co., Inc. / Raymond James / Roosevelt & Cross Incorporated / Siebert Brandford Shank & Co., LLC / SunTrust Robinson Humphrey, Inc. / The Williams Capital Group, L.P. / Wells Fargo Securities
   
Fund JPMorgan Corporate Bond Fund
Trade Date 6/16/2016
Issuer Duke Realty LP (DRE 3.25% June 30, 2026)
CUSIP/ Sedol 26441YAZ0
Bonds 4,200,000
Offering Price $99.07
Spread 0.65%
Cost $4,160,940
Dealer Executing Trade Morgan Stanley and Company LLC
% of Offering* 3.03%
Syndicate JPM,MS,SUN,UBS,WFC
   
Fund JPMorgan Corporate Bond Fund
Trade Date 6/29/2016
Issuer Express Scripts Holding Company (ESRX 3.40% March 1, 2027)
CUSIP/ Sedol 30219GAN8
Bonds 3,030,000
Offering Price $99.96
Spread 0.65%
Cost $3,028,758
Dealer Executing Trade Credit Suisse Securities (USA) LLC
% of Offering* 1.24%
Syndicate BAML,CITI,CS,JPM,MS,RBCCM
   
Fund JPMorgan Global Bond Opportunities Fund
Trade Date 6/29/2016
Issuer Express Scripts Holding Company (ESRX 3.40% March 1, 2027)
CUSIP/ Sedol 30219GAN8
Bonds 1,965,000
Offering Price $99.96
Spread 0.65%
Cost $1,964,194
Dealer Executing Trade Credit Suisse Securities (USA) LLC
% of Offering* 1.24%
Syndicate BAML,CITI,CS,JPM,MS,RBCCM
   
Fund JPMorgan Corporate Bond Fund
Trade Date 6/29/2016
Issuer Express Scripts Holding Company (ESRX 4.80% July 15, 2046)
CUSIP/ Sedol 30219GAP3
Bonds 1,845,000
Offering Price $99.83
Spread 0.88%
Cost $1,841,771
Dealer Executing Trade Citigroup Global Markets Inc.
% of Offering* 1.87%
Syndicate BAML,CITI,CS,JPM,MS,RBCCM
   
Fund JPMorgan Corporate Bond Fund
Trade Date 6/29/2016
Issuer ITC Holdings Corp. (ITC 3.25% June 30, 2026)
CUSIP/ Sedol 465685AK1
Bonds 1,975,000
Offering Price $99.87
Spread 0.65%
Cost $1,972,334
Dealer Executing Trade BofA Merrill Lynch
% of Offering* 1.36%
Syndicate BAML,DB,JPM,WFC
   
Fund JPMorgan Intermediate Tax Free Bond Fund
Trade Date 6/29/2016
Issuer Dormitory Auth of the State of NY, Columbia Univ Rev Bonds, 2016A-2 (5%, October 15, 2046)
CUSIP/ Sedol 64990BZK2
Bonds 3,475,000
Offering Price $154.24
Spread 0.20%
Cost $5,359,840
Dealer Executing Trade Merrill Lynch  Pierce  Fenner And Smith
% of Offering* 3.44%
Syndicate Goldman, Sachs & Co. / Morgan Stanley / Barclays / BofA Merrill Lynch / Drexel Hamilton, LLC / J.P. Morgan / Ramirez & Co. Inc. / Rice Financial Products Company / Wells Fargo Securities
   
Fund JPMorgan Corporate Bond Fund
Trade Date 6/29/2016
Issuer Oracle Corporation (ORCL 4.00% July 15, 2046)
CUSIP/ Sedol 68389XBJ3
Bonds 1,625,000
Offering Price $99.98
Spread 0.50%
Cost $1,624,708
Dealer Executing Trade BofA Merrill Lynch
% of Offering* 1.70%
Syndicate BAML,CITI,HSBCL,JPM,WFC
   
Fund JPMorgan Corporate Bond Fund
Trade Date 6/29/2016
Issuer Oracle Corporation (ORCL 1.90% July 15, 2021)
CUSIP/ Sedol 68389XBK0
Bonds 7,775,000
Offering Price $99.83
Spread 0.20%
Cost $7,761,472
Dealer Executing Trade BofA Merrill Lynch
% of Offering* 0.46%
Syndicate BAML,CITI,HSBCL,JPM,WFC
   
Fund JPMorgan Corporate Bond Fund
Trade Date 6/29/2016
Issuer Oracle Corporation (ORCL 2.40% September 15, 2023)
CUSIP/ Sedol 68389XBL8
Bonds 8,295,000
Offering Price $99.98
Spread 0.25%
Cost $8,293,590
Dealer Executing Trade BofA Merrill Lynch
% of Offering* 1.71%
Syndicate BAML,CITI,HSBCL,JPM,WFC
   
Fund JPMorgan Global Bond Opportunities Fund
Trade Date 6/29/2016
Issuer Oracle Corporation (ORCL 2.65% July 15, 2026)
CUSIP/ Sedol 68389XBM6
Bonds 4,150,000
Offering Price $99.62
Spread 0.30%
Cost $4,134,396
Dealer Executing Trade BofA Merrill Lynch
% of Offering* 0.71%
Syndicate BAML,CITI,HSBCL,JPM,WFC
   
Fund JPMorgan Corporate Bond Fund
Trade Date 6/30/2016
Issuer Daimler Finance North America LLC (DAIGR 1.50% July 5, 2019 144A)
CUSIP/ Sedol 233851CF9
Bonds 13,735,000
Offering Price $99.85
Spread 0.20%
Cost $13,714,535
Dealer Executing Trade Mizuho Securities USA Inc
% of Offering* 3.25%
Syndicate BBVA,GS,JPM,MIZUHO
   
Fund JPMorgan Corporate Bond Fund
Trade Date 7/6/2016
Issuer CBS Corporation (CBS 2.90% January 15, 2027)
CUSIP/ Sedol 124857AR4
Bonds 3,860,000
Offering Price $98.35
Spread 0.45%
Cost $3,796,310
Dealer Executing Trade RBC Capital Markets LLC
% of Offering* 2.12%
Syndicate CITI,JPM,MIZUHO,RBCCM,SMFGRP,USB
   
Fund JPMorgan Total Return Fund
Trade Date 7/6/2016
Issuer CBS Corporation (CBS 2.90% January 15, 2027)
CUSIP/ Sedol 124857AR4
Bonds 500,000
Offering Price $98.35
Spread 0.45%
Cost $491,750
Dealer Executing Trade RBC Capital Markets LLC
% of Offering* 2.12%
Syndicate CITI,JPM,MIZUHO,RBCCM,SMFGRP,USB
   
Fund JPMorgan Corporate Bond Fund
Trade Date 7/6/2016
Issuer Toronto-Dominion Bank (TD 1.80% July 13, 2021)
CUSIP/ Sedol 89114QBL1
Bonds 8,700,000
Offering Price $99.76
Spread 0.35%
Cost $8,679,294
Dealer Executing Trade Toronto Dominion Bank - New York
% of Offering* 4.54%
Syndicate DB,GS,JPM,TDSECS,UBS
   
Fund JPMorgan Emerging Markets Corporate Debt Fund
Trade Date 7/7/2016
Issuer Bahia Sul Holdings GMBH (SUZANO 5.75% July 14, 2026 144A)
CUSIP/ Sedol 05674XAA9
Bonds 690,000
Offering Price $99.07
Spread 0.28%
Cost $683,549
Dealer Executing Trade Santander Investment Securities Inc.
% of Offering* 0.72%
Syndicate BCOBRA,BRADSC,BTG,ITABBA,JPM,SANT
   
Fund JPMorgan Global Bond Opportunities Fund
Trade Date 7/7/2016
Issuer Bahia Sul Holdings GMBH (SUZANO 5.75% July 14, 2026 144A)
CUSIP/ Sedol 05674XAA9
Bonds 2,430,000
Offering Price $99.07
Spread 0.28%
Cost $2,407,280
Dealer Executing Trade Santander Investment Securities Inc.
% of Offering* 0.72%
Syndicate BCOBRA,BRADSC,BTG,ITABBA,JPM,SANT
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 7/7/2016
Issuer Care Capital Properties (CARCAP 5.125% August 15, 2026 144A)
CUSIP/ Sedol 14162VAA4
Bonds 4,110,000
Offering Price $100.00
Spread 1.00%
Cost $4,110,000
Dealer Executing Trade Wells Fargo Advisors LLC
% of Offering* 3.59%
Syndicate BAML,BARCS,CITI,JPM,WFC
   
Fund JPMorgan Emerging Markets Corporate Debt Fund
Trade Date 7/7/2016
Issuer Petrobras Global Finance (PETBRA 8.75% May 23, 2026)
CUSIP/ Sedol 71647NAQ2
Bonds 2,230,000
Offering Price $99.98
Spread 0.30%
Cost $2,229,576
Dealer Executing Trade BofA Merrill Lynh
% of Offering* 0.28%
Syndicate BAML,BCOBRA,JPM,SANT
   
Fund JPMorgan Managed Income Fund
Trade Date 7/12/2016
Issuer BMW Vehicle Owner Trust 2016-A A2A (BMWOT 2016-A A2A 0.99% May 25, 2019)
CUSIP/ Sedol 05582QAB3
Bonds 27,058,000
Offering Price $99.99
Spread 0.16%
Cost $27,056,244
Dealer Executing Trade MUFG Securities Americas Inc.
% of Offering* 11.06%
Syndicate JPM, HSBC, Mitsubishi UFJ, BNP Paribas, Citigroup
   
Fund JPMorgan Corporate Bond Fund
Trade Date 7/12/2016
Issuer Comcast Corp (CMCSA 3.40% July 15, 2046)
CUSIP/ Sedol 20030NBU4
Bonds 3,125,000
Offering Price $99.13
Spread 0.75%
Cost $3,097,688
Dealer Executing Trade Citigroup Global Markets Inc.
% of Offering* 2.54%
Syndicate BARCS,CITI,GS,JPM,MIZUHO,SMFGRP
   
Fund JPMorgan Corporate Bond Fund
Trade Date 7/12/2016
Issuer Comcast Corp (CMCSA 1.625% January 15, 2022)
CUSIP/ Sedol 20030NBV2
Bonds 4,640,000
Offering Price $99.90
Spread 0.25%
Cost $4,635,406
Dealer Executing Trade Citigroup Global Markets Inc.
% of Offering* 1.84%
Syndicate BARCS,CITI,GS,JPM,MIZUHO,SMFGRP
   
Fund JPMorgan Total Return Fund
Trade Date 7/12/2016
Issuer Comcast Corp (CMCSA 1.625% January 15, 2022)
CUSIP/ Sedol 20030NBV2
Bonds 1,000,000
Offering Price $99.90
Spread 0.25%
Cost $999,010
Dealer Executing Trade Citigroup Global Markets Inc.
% of Offering* 1.84%
Syndicate BARCS,CITI,GS,JPM,MIZUHO,SMFGRP
   
Fund JPMorgan Corporate Bond Fund
Trade Date 7/12/2016
Issuer Comcast Corp (CMCSA 2.35% January 15, 2027)
CUSIP/ Sedol 20030NBW0
Bonds 1,750,000
Offering Price $99.88
Spread 0.45%
Cost $1,747,900
Dealer Executing Trade Citigroup Global Markets Inc.
% of Offering* 0.99%
Syndicate BARCS,CITI,GS,JPM,MIZUHO,SMFGRP
   
Fund JPMorgan Corporate Bond Fund
Trade Date 7/13/2016
Issuer Bank of Montreal (BMO 1.50% July 18, 2019)
CUSIP/ Sedol 06367THQ6
Bonds 7,820,000
Offering Price $99.90
Spread 0.25%
Cost $7,812,493
Dealer Executing Trade BMO Capital Markets Corp.
% of Offering* 3.12%
Syndicate BMO, Citigroup, Goldman, Wells, BAML, Barclays, Credit Suisse, Desjardin Sec, Deutsche Bank, HSBC, JPM, Lloyds, MS
   
Fund JPMorgan Emerging Markets Debt Fund
Trade Date 7/13/2016
Issuer Republica Oriental del Uruguay (URUGUA 5.10% June 18, 2050)
CUSIP/ Sedol 760942BA9
Bonds 4,770,000
Offering Price $102.83
Spread 0.10%
Cost $4,905,086
Dealer Executing Trade Barclays Bank Plc
% of Offering* 2.67%
Syndicate Barclays, BNP, JPM
   
Fund JPMorgan Global Bond Opportunities Fund
Trade Date 7/13/2016
Issuer Republica Oriental del Uruguay (URUGUA 5.10% June 18, 2050)
CUSIP/ Sedol 760942BA9
Bonds 1,410,000
Offering Price $102.83
Spread 0.10%
Cost $1,449,931
Dealer Executing Trade Barclays Bank Plc
% of Offering* 2.67%
Syndicate Barclays, BNP, JPM
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 7/13/2016
Issuer Valvoline Inc (ASH 5.50% July 15, 2024 144A)
CUSIP/ Sedol 920479AA0
Bonds 183,000
Offering Price $100.00
Spread 1.25%
Cost $183,000
Dealer Executing Trade Citigroup Global Markets Inc.
% of Offering* 2.49%
Syndicate BAML,CITI,DB,GS,JPM,MS,SCOTIA
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 7/13/2016
Issuer Valvoline Inc (ASH 5.50% July 15, 2024 144A)
CUSIP/ Sedol 920479AA0
Bonds 750,000
Offering Price $100.00
Spread 1.25%
Cost $750,000
Dealer Executing Trade Citigroup Global Markets Inc.
% of Offering* 2.49%
Syndicate BAML,CITI,DB,GS,JPM,MS,SCOTIA
   
Fund JPMorgan Total Return Fund
Trade Date 7/13/2016
Issuer Valvoline Inc (ASH 5.50% July 15, 2024 144A)
CUSIP/ Sedol 920479AA0
Bonds 4,000
Offering Price $100.00
Spread 1.25%
Cost $4,000
Dealer Executing Trade Citigroup Global Markets Inc.
% of Offering* 2.49%
Syndicate BAML,CITI,DB,GS,JPM,MS,SCOTIA
   
Fund JPMorgan Tax Aware High Income Fund
Trade Date 7/14/2016
Issuer American Municipal Power, Inc., Meldahl Hydroelectric Project Rev Bonds, Series 2016A (Green Bonds) (5.0%, February 15, 2032)
CUSIP/ Sedol 02765ULG7   
Bonds 500,000
Offering Price $123.13
Spread 45.00%
Cost $615,650
Dealer Executing Trade Merrill Lynch  Pierce  Fenner And Smith
% of Offering* 0.62%
Syndicate BofA Merrill Lynch / KeyBank Capital Markets / The Huntington Investment Company / J.P. Morgan / Morgan Stanley / RBC Capital Markets / US Bancorp / Wells Fargo Securities
   
Fund JPMorgan Intermediate Tax Free Bond Fund
Trade Date 7/14/2016
Issuer State of Oregon, Full Faith and Credit Tax Anticipation Notes, 2016 Series A (2.0%, June 30, 2017)
CUSIP/ Sedol 68609BVE4   
Bonds 24,955,000
Offering Price $101.32
Spread 60.00%
Cost $25,284,406
Dealer Executing Trade Merrill Lynch  Pierce  Fenner And Smith
% of Offering* 4.24%
Syndicate BofA Merrill Lynch / Citigroup / Barclays / Goldman, Sachs & Co. / J.P. Morgan
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 7/19/2016
Issuer NRG Energy Inc (NRG 6.625% Junuary 15, 2027 144A)
CUSIP/ Sedol 629377CB6
Bonds 4,200,000
Offering Price $100.00
Spread 1.25%
Cost $4,200,000
Dealer Executing Trade Morgan Stanley and Company LLC
% of Offering* 5.12%
Syndicate BARCS,BNPPAR,CITI,COBA,CS,DB,ING,JPM,MS,MUFG,NATIX,SMFGRP
   
Fund JPMorgan Global Bond Opportunities Fund
Trade Date 7/19/2016
Issuer BONOS Y OBLIG DEL ESTADO 1.3 31 OCT 2026
CUSIP/ Sedol BD9FJJ8
Bonds 4,869,000
Offering Price $110.06
Spread 0.18%
Cost $5,358,719
Dealer Executing Trade BANCO SANTANDER SA-MADRID
% of Offering* 1.16%
Syndicate Baco Bilbo Vizcaya Argentaria, Banco Santader, CaixaBank, Citgroup, Credit Agricole, JPM
   
Fund JPMorgan Corporate Bond Fund
Trade Date 7/20/2016
Issuer Nationwide Building Society (NWIDE 2.45% July 27, 2021 144A)
CUSIP/ Sedol 63859UBD4
Bonds 7,020,000
Offering Price $99.82
Spread 0.25%
Cost $7,007,504
Dealer Executing Trade BNP Paribas Securities Corp.
% of Offering* 5.65%
Syndicate BNPPAR,CS,DB,JPM
   
Fund JPMorgan Emerging Markets Corporate Debt Fund
Trade Date 7/20/2016
Issuer Tengizchevroil LLP (TENGIZ 4.00% August 15, 2026 144A)
CUSIP/ Sedol 88034QAA5
Bonds 780,000
Offering Price $99.29
Spread 0.20%
Cost $774,423
Dealer Executing Trade HSBC Securities (USA) Inc.
% of Offering* 0.63%
Syndicate BOC,CITI,DB,HSBCL,ING,INTES,JPM,MIZUHO,MUFG,SG,SMFGRP,UNICRD
   
Fund JPMorgan Global Bond Opportunities Fund
Trade Date 7/20/2016
Issuer Tengizchevroil LLP (TENGIZ 4.00% August 15, 2026 144A)
CUSIP/ Sedol 88034QAA5
Bonds 2,700,000
Offering Price $99.29
Spread 0.20%
Cost $2,680,695
Dealer Executing Trade HSBC Securities (USA) Inc.
% of Offering* 0.63%
Syndicate BOC,CITI,DB,HSBCL,ING,INTES,JPM,MIZUHO,MUFG,SG,SMFGRP,UNICRD
   
Fund JPMorgan Corporate Bond Fund
Trade Date 7/25/2016
Issuer Bank of New York Mellon Corporation (BK FRN December 29, 2049)
CUSIP/ Sedol 064058AF7
Bonds 4,717,000
Offering Price $100.00
Spread 1.00%
Cost $4,717,000
Dealer Executing Trade Morgan Stanley and Company LLC
% of Offering* 5.12%
Syndicate BNY, Citgroup, Merrill, MS, UBS, Barclays, Deutsche Bank, HSBC, JPM, RBC, Wells, MFR, Nomura, Santander,
   
Fund JPMorgan Corporate Bond Fund
Trade Date 7/25/2016
Issuer Citizens Financial Group (CFG 2.375% July 28, 2021)
CUSIP/ Sedol 174610AN5
Bonds 2,555,000
Offering Price $99.95
Spread 0.35%
Cost $2,553,671
Dealer Executing Trade Credit Suisse Securities (USA) LLC
% of Offering* 2.85%
Syndicate CITI,CS,GS,JPM,MS,RBS
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 7/25/2016
Issuer Post Holdings Inc (POST 5.00% August 15, 2026 144A)
CUSIP/ Sedol 737446AK0
Bonds 5,102,000
Offering Price $100.00
Spread 1.00%
Cost $5,102,000
Dealer Executing Trade Barclays Capital Inc.
% of Offering* 2.13%
Syndicate BAML, Barclays, Credit Suisse, Goldman, BMO, Deutsche Bank, JPM, MS, Nomura, Rabobank, SunTrust, UBS, Wells
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 7/25/2016
Issuer Post Holdings Inc (POST 5.00% August 15, 2026 144A)
CUSIP/ Sedol 737446AK0
Bonds 3,638,000
Offering Price $100.00
Spread 1.00%
Cost $3,638,000
Dealer Executing Trade Barclays Capital Inc.
% of Offering* 2.13%
Syndicate BAML, Barclays, Credit Suisse, Goldman, BMO, Deutsche Bank, JPM, MS, Nomura, Rabobank, SunTrust, UBS, Wells
   
Fund JPMorgan Tax Aware Income Opportunities Fund
Trade Date 7/25/2016
Issuer Post Holdings Inc (POST 5.00% August 15, 2026 144A)
CUSIP/ Sedol 737446AK0
Bonds 61,000
Offering Price $100.00
Spread 1.00%
Cost $61,000
Dealer Executing Trade Barclays Capital Inc.
% of Offering* 2.13%
Syndicate BAML, Barclays, Credit Suisse, Goldman, BMO, Deutsche Bank, JPM, MS, Nomura, Rabobank, SunTrust, UBS, Wells
   
Fund JPMorgan Total Return Fund
Trade Date 7/25/2016
Issuer Post Holdings Inc (POST 5.00% August 15, 2026 144A)
CUSIP/ Sedol 737446AK0
Bonds 105,000
Offering Price $100.00
Spread 1.00%
Cost $105,000
Dealer Executing Trade Barclays Capital Inc.
% of Offering* 2.13%
Syndicate BAML, Barclays, Credit Suisse, Goldman, BMO, Deutsche Bank, JPM, MS, Nomura, Rabobank, SunTrust, UBS, Wells
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 7/26/2016
Issuer INEOS Group Holdings SA (INEGRP 5.625% August 1, 2024 144A)
CUSIP/ Sedol 44986UAD1
Bonds 10,465,000
Offering Price $100.00
Spread 0.38%
Cost $10,465,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering* 7.41%
Syndicate BAML,BARCS,CS,HSBCL,JPM,LLOYDS,RBS
   
Fund JPMorgan Inflation Managed Bond Fund
Trade Date 7/26/2016
Issuer SoFi Consumer Loan Program 2016-2A A LLC (SCLP 2016-2A A 3.09% October 27, 2025 144A)
CUSIP/ Sedol 83402QAA0
Bonds 612,000
Offering Price $99.98
Spread 0.70%
Cost $611,904
Dealer Executing Trade Deutsche Bank Securities
% of Offering* 8.71%
Syndicate Deutsche Bank, Goldman, JPM, Academy Sec, SoFi Securities
   
Fund JPMorgan Corporate Bond Fund
Trade Date 7/28/2016
Issuer Apple Inc (AAPL 2.45% August 4, 2026)
CUSIP/ Sedol 037833BZ2
Bonds 2,965,000
Offering Price $99.73
Spread 0.20%
Cost $2,956,906
Dealer Executing Trade Goldman Sachs and Company New York
% of Offering* 1.85%
Syndicate BAML,DB,GS,JPM
   
Fund JPMorgan Corporate Bond Fund
Trade Date 7/28/2016
Issuer Apple Inc (AAPL 3.85% August 4, 2046)
CUSIP/ Sedol 037833CD0
Bonds 3,100,000
Offering Price $99.74
Spread 0.43%
Cost $3,091,785
Dealer Executing Trade Goldman Sachs and Company New York
% of Offering* 3.37%
Syndicate BAML,DB,GS,JPM
   
Fund JPMorgan Corporate Bond Fund
Trade Date 8/1/2016
Issuer Microsoft Corporation (MSFT 2.40% August 8, 2026)
CUSIP/ Sedol 594918BR4
Bonds 4,875,000
Offering Price $99.81
Spread 0.40%
Cost $4,865,933
Dealer Executing Trade BofA Merrill Lynch
% of Offering* 1.19%
Syndicate ACADSE,BAML,BARCS,BLYLCK,CASOAK,CAVUSC,CITI,CLKING,DRXHAM,GS,HSBCL,JPM,LEBENT,LOOPCM,MFR,MISCH,RAM,SIEBRT,USB,WFC,WILLCP
   
Fund JPMorgan Corporate Bond Fund
Trade Date 8/1/2016
Issuer Microsoft Corporation (MSFT 3.70% August 8, 2046)
CUSIP/ Sedol 594918BT0
Bonds 9,030,000
Offering Price $99.52
Spread 0.75%
Cost $8,986,205
Dealer Executing Trade BofA Merrill Lynch
% of Offering* 0.82%
Syndicate ACADSE,BAML,BARCS,BLYLCK,CASOAK,CAVUSC,CITI,CLKING,DRXHAM,GS,HSBCL,JPM,LEBENT,LOOPCM,MFR,MISCH,RAM,SIEBRT,USB,WFC,WILLCP
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 8/1/2016
Issuer SBA Communications Corporation (SBAC 4.875% September 1, 2024 144A)
CUSIP/ Sedol 78388JAU0
Bonds 5,515,000
Offering Price $99.18
Spread 1.00%
Cost $5,469,667
Dealer Executing Trade Deutsche Bank Securities
% of Offering* 3.53%
Syndicate BARCS,CITI,DB,JPM,MIZUHO,TDSECS,WFC
   
Fund JPMorgan Total Return Fund
Trade Date 8/2/2016
Issuer Alphabet Inc (GOOGL 1.998% August 15, 2026)
CUSIP/ Sedol 02079KAC1
Bonds 500,000
Offering Price $97.92
Spread 0.40%
Cost $489,595
Dealer Executing Trade Morgan Stanley and Company LLC
% of Offering* 0.03%
Syndicate BARCS,BNPP,CITI,CS,DB,GS,HSBCL,JPM,LEBENT,LOOPCM,MISCH,MS,WFC,WILLCP
   
Fund JPMorgan Managed Income Fund
Trade Date 8/2/2016
Issuer Americredit Automobile Receivables Trust 2016-3 A2A (AMCAR 2016-3 A2A 1.37% November 8, 2019)
CUSIP/ Sedol 03065DAB3
Bonds 7,332,000
Offering Price $99.99
Spread 0.25%
Cost $7,331,538
Dealer Executing Trade Citigroup Global Markets
% of Offering* 9.24%
Syndicate Citigroup, Deutsche Bank, Lloyds Sec, Wells, BNP Paribas, JPM, MS, RBD
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 8/2/2016
Issuer Axalta Coating Systems (AXTA 4.875% August 15, 2024 144A)
CUSIP/ Sedol 05453GAA3
Bonds 2,755,000
Offering Price $99.59
Spread 1.50%
Cost $2,743,732
Dealer Executing Trade Barclays Capital Inc.
% of Offering* 6.01%
Syndicate BAML,BARCS,CITI,CS,DB,GS,JPM
   
Fund JPMorgan Total Return Fund
Trade Date 8/2/2016
Issuer The Hershey Company (HSY 3.375% August 15, 2046)
CUSIP/ Sedol 427866AW8
Bonds 350,000
Offering Price $99.51
Spread 0.88%
Cost $348,296
Dealer Executing Trade BofA Merrill Lynch
% of Offering* 0.12%
Syndicate BAML,BRADSC,CIBC,CITI,JPM,RBCCM,SANT,USB,WILLCP
   
Fund JPMorgan Corporate Bond Fund
Trade Date 8/2/2016
Issuer KeySpan Gas East Corporation (NGGLN 2.742% August 15, 2026 144A)
CUSIP/ Sedol 49338CAB9
Bonds 3,520,000
Offering Price $100.00
Spread 0.40%
Cost $3,520,000
Dealer Executing Trade Citigroup Global Markets Inc.
% of Offering* 3.55%
Syndicate BNY, Citigroup, HSBC, MUFG, TD
   
Fund JPMorgan Total Return Fund
Trade Date 8/2/2016
Issuer KeySpan Gas East Corporation (NGGLN 2.742% August 15, 2026 144A)
CUSIP/ Sedol 49338CAB9
Bonds 500,000
Offering Price $100.00
Spread 0.40%
Cost $500,000
Dealer Executing Trade Citigroup Global Markets Inc.
% of Offering* 3.55%
Syndicate BNY, Citigroup, HSBC, MUFG, TD
   
Fund JPMorgan Corporate Bond Fund
Trade Date 8/2/2016
Issuer Massachusetts Electric Company (NGGLN 4.004% August 15, 2046 144A)
CUSIP/ Sedol 575634AT7
Bonds 2,795,000
Offering Price $100.00
Spread 0.75%
Cost $2,795,000
Dealer Executing Trade Citigroup Global Markets Inc.
% of Offering* 8.49%
Syndicate BNY, Citigroup, HSBC, MUFG, TD
   
Fund JPMorgan Tax Aware Income Opportunities Fund
Trade Date 8/3/2016
Issuer Massachusetts Housing Finance Agency Single Family Housing Rev Bonds, Series 183 (3.50%, December 1, 2046)
CUSIP/ Sedol 57587ASJ8   
Bonds 500,000
Offering Price $107.62
Spread 62.50%
Cost $538,100
Dealer Executing Trade RBC Capital Markets LLC
% of Offering* 2.46%
Syndicate RBC Capital Markets / BofA Merrill Lynch / Barclays / Loop Capital Markets / Wells Fargo Securities / Acadamy Securities, Inc. / Blaylock Beal Van, LLC / Citigroup / City Securities Corporation / Eastern Bank Capital Markets / Janney Montgomery Scott / J.P. Morgan / Morgan Stanley / Ramirez & Co., Inc. / Raymond James / Rice Financial Products Company / Siebert Brandford Shank & Co., L.L.C.
   
Fund JPMorgan Corporate Bond Fund
Trade Date 8/3/2016
Issuer UBS Group Funding (UBS 2.65% February 1, 2022 144A)
CUSIP/ Sedol 90351DAH0
Bonds 8,545,000
Offering Price $99.94
Spread 0.35%
Cost $8,539,873
Dealer Executing Trade UBS Securities LLC
% of Offering* 0.96%
Syndicate UBS, Academy Sec, BAML, BBT, BMO, BNY, Capital One, CIBC, Citigroup, Desjardins Sec, Drexel Burnham, Fifth Third, GS, JPM, Mischler Financial, MS, National Bank, RBC, Scotia Capital, SunTrust, TD, Wells
   
Fund JPMorgan Tax Aware Income Opportunities Fund
Trade Date 8/4/2016
Issuer Alaska Housing Finance Corporation, General Mortgage Revenue Bonds II 2016 Series A (3.5%, June 01, 2046)
CUSIP/ Sedol 01170RFN7   
Bonds 1,000,000
Offering Price $108.27
Spread 19.50%
Cost $1,082,700
Dealer Executing Trade Wells Fargo Advisors LLC (St Louis  MO)
% of Offering* 2.00%
Syndicate Wells Fargo Securities / Raymond James / Jefferies / J.P. Morgan
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 8/4/2016
Issuer SPX Flow Inc. (FLOW 5.625% August 15, 2024 144A)
CUSIP/ Sedol 78469XAD9
Bonds 2,025,000
Offering Price $100.00
Spread 1.50%
Cost $2,025,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering* 4.18%
Syndicate BAML,BBVA,CACIB,COBA,DB,HSBCL,JPM,SCOTIA
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 8/4/2016
Issuer SPX Flow Inc. (FLOW 5.875% August 15, 2026 144A)
CUSIP/ Sedol 78469XAE7
Bonds 2,710,000
Offering Price $100.00
Spread 1.50%
Cost $2,710,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering* 5.58%
Syndicate BAML,COBA,DB,HSBCL,JPM,MUFG,SMFGRP,SUN
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 8/5/2016
Issuer Adient Global Holdings LTD (ADGLHO 4.875% August 15, 2026 144A)
CUSIP/ Sedol 00687YAA3
Bonds 4,060,000
Offering Price $100.00
Spread 1.50%
Cost $4,060,000
Dealer Executing Trade Citigroup Global Markets Inc.
% of Offering* 1.26%
Syndicate BAML,BARCS,BBVA,CACIB,CITI,COBA,GS,ING,INTES,JPM,MUFG,STAN,TDSECS,UBS,UNICRD,USB,WFC
   
Fund JPMorgan Tax Aware Income Opportunities Fund
Trade Date 8/5/2016
Issuer Connecticut Housing Fin Auth Housing Mtge Fin Program Bonds Subseries E-1 Term "PAC" Bonds (3.50%, November 15, 2046)
CUSIP/ Sedol 20775CKS2   
Bonds 1,000,000
Offering Price $108.00
Spread 62.50%
Cost $1,080,000
Dealer Executing Trade Morgan Stanley And Co LLC
% of Offering* 1.08%
Syndicate Morgan Stanley / BofA Merrill Lynch / J.P. Morgan / RBC Capital Markets / Barclays / Citigroup / Drexel Hamilton, LLC / Fidelity Capital Markets / Janney Montgomery Scott / Ramirez & Co., Inc. / Raymond James / Rice Financial Products Company / Roosevelt & Cross Incorporated / Wells Fargo Securities
   
Fund JPMorgan Tax Aware Income Opportunities Fund
Trade Date 8/5/2016
Issuer North Dakota Housing Finance Agency Homeownership Rev Bonds Home Mortgage Finance Program 2016 Series D (3.50%, July 1, 2046)
CUSIP/ Sedol 658877FQ3   
Bonds 625,000
Offering Price $108.09
Spread 62.50%
Cost $675,563
Dealer Executing Trade RBC Capital Markets LLC
% of Offering* 1.97%
Syndicate RBC Capital Markets / J.P. Morgan / Piper Jaffray / Isaak Bond Investments, Inc.
   
Fund JPMorgan Global Bond Opportunities Fund
Trade Date 8/5/2016
Issuer Adient Global Holdings LTD (ADGLHO 3.50% August 15, 2024 144A)
CUSIP/ Sedol QZ1706345
Bonds 575,000
Offering Price $100.00
Spread 1.50%
Cost $575,000
Dealer Executing Trade Barclays Capital Securities
% of Offering* 0.10%
Syndicate Banca IMI, Barclays, Citigroup, Commerzbank, Credit Agricole, ING, Unicredit, BAML, GS, ICBC, JPM, MUFG, TD, US Bancorp, Wells
   
Fund JPMorgan Corporate Bond Fund
Trade Date 8/8/2016
Issuer Air Lease Corporation (AL 3.00% September 15, 2023)
CUSIP/ Sedol 00912XAT1
Bonds 3,505,000
Offering Price $98.66
Spread 0.63%
Cost $3,457,963
Dealer Executing Trade BofA Merrill Lynch
% of Offering* 3.72%
Syndicate BAML,BMO,BNPP,CITI,FIFTHI,GS,ICBKC,JPM,LLOYDS,MIZUHO,MS,MUFG,RBCCM,SANT,SUN,WFC
   
Fund JPMorgan Total Return Fund
Trade Date 8/8/2016
Issuer Ameriprise Financial Inc (AMP 2.875% September 15, 2026)
CUSIP/ Sedol 03076CAH9
Bonds 500,000
Offering Price $99.89
Spread 0.65%
Cost $499,465
Dealer Executing Trade Wells Fargo Advisors LLC
% of Offering* 4.34%
Syndicate BAML,CITI,CS,GS,JPM,USB,WFC
   
Fund JPMorgan Managed Income Fund
Trade Date 8/8/2016
Issuer Berkshire Hathaway Inc (BRK 1.15% August 15, 2018)
CUSIP/ Sedol 084670BX5
Bonds 6,446,000
Offering Price $99.99
Spread 0.15%
Cost $6,445,226
Dealer Executing Trade Wells Fargo Advisors
% of Offering* 7.01%
Syndicate BAML,GS,JPM,WFC
   
Fund JPMorgan Total Return Fund
Trade Date 8/8/2016
Issuer Boston Properties LP (BXP 2.75% October 1, 2026)
CUSIP/ Sedol 10112RAY0
Bonds 500,000
Offering Price $99.27
Spread 0.65%
Cost $496,355
Dealer Executing Trade Morgan Stanley and Company LLC
% of Offering* 1.13%
Syndicate BAML,BNYM,CITI,DB,JPM,MS,MUFG,PNCFIN,SCOTIA,SUN,TDSECS,USB,WFC
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 8/8/2016
Issuer Hilton Escrow Issuer LLC and Hilton Escrow Issuer Corp. (HLTN 4.25% September 1, 2024 144A)
CUSIP/ Sedol 432836AA2
Bonds 1,810,000
Offering Price $100.00
Spread 1.75%
Cost $1,810,000
Dealer Executing Trade BofA Merrill Lych
% of Offering* 3.85%
Syndicate BAML, Deutsche Bank, GS, JPM, MS, Wells, Barclays, Blackstone, Caisse National de Credit Agricole, Citicorp, Credit Suisse, HSBC, Mizuho, MUFG, RBC, RBS, SMBC, Standard Chartered, US Bancorp
   
Fund JPMorgan Corporate Bond Fund
Trade Date 8/8/2016
Issuer TransCanada Trust (TRPCN FRN August 15, 2076)
CUSIP/ Sedol 89356BAB4
Bonds 3,651,000
Offering Price $100.00
Spread 1.00%
Cost $3,651,000
Dealer Executing Trade Deutsche Bank Securities
% of Offering* 2.50%
Syndicate BAML,BARCS,CACIB,CITI,CS,DB,HSBCL,JPM,MIZUHO,MUFG,SMFGRP,WFC
   
Fund JPMorgan Corporate Bond Fund
Trade Date 8/9/2016
Issuer Bank of NY Mellon Corporation (BK 2.20% August 16, 2023)
CUSIP/ Sedol 06406FAD5
Bonds 3,070,000
Offering Price $99.83
Spread 0.15%
Cost $3,064,658
Dealer Executing Trade Goldman Sachs and Company New York
% of Offering* 1.41%
Syndicate BB&T,BNYM,CS,GS,GUGGEN,JPM,LLOYDS,LOOPCM,RAM,RJA,SCOTIA,WFC
   
Fund JPMorgan Total Return Fund
Trade Date 8/9/2016
Issuer Duke Energy Corporation (DUK 1.80% September 1, 2021)
CUSIP/ Sedol 26441CAR6
Bonds 750,000
Offering Price $99.99
Spread 0.60%
Cost $749,925
Dealer Executing Trade Barclays Capital Inc.
% of Offering* 1.73%
Syndicate Barclays, Credit Suisse, Mizuho, MUFG, UBS, BNP Paribas, Citigroup, JPM, Loop Capital, Merrill, RBC, Scotia Capital, SunTrust, TD, US Bancorp, Wells
   
Fund JPMorgan Corporate Bond Fund
Trade Date 8/9/2016
Issuer Duke Energy Corporation (DUK 2.65% September 1, 2026)
CUSIP/ Sedol 26441CAS4
Bonds 2,195,000
Offering Price $99.69
Spread 0.65%
Cost $2,188,239
Dealer Executing Trade Barclays Capital Inc.
% of Offering* 1.45%
Syndicate Barclays, Credit Suisse, Mizuho, MUFG, UBS, BNP Paribas, Citigroup, JPM, Loop Capital, Merrill, RBC, Scotia Capital, SunTrust, TD, US Bancorp, Wells
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 8/9/2016
Issuer MGM Growth Properties Operating Partnership LP and MGP Finance
CUSIP/ Sedol 55303XAA3
Bonds 2,950,000
Offering Price $100.00
Spread 1.38%
Cost $2,950,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering* 3.53%
Syndicate BAML,BARCS,BNPP,CITI,DB,FIFTHI,JPM,MS,SMFGRP
   
Fund JPMorgan Corporate Bond Fund
Trade Date 8/10/2016
Issuer AMGEN Inc. (AMGN 4.40% May 1, 2045)
CUSIP/ Sedol 031162BZ2
Bonds 1,540,000
Offering Price $107.89
Spread 0.88%
Cost $1,661,537
Dealer Executing Trade Goldman Sachs and Company New York
% of Offering* 1.69%
Syndicate Citigroup, GS, HSBC, MS, Barclays, JPM, Mizuho, RBC, UBS, Academy Sec, BNP Paribas, CS, DB, Merrill, MUFG, SMBC, Wells
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 8/15/2016
Issuer Boise Cascade Company (BCC 5.625% September 1, 2024 144A)
CUSIP/ Sedol 09739DAC4
Bonds 1,365,000
Offering Price $100.00
Spread 1.38%
Cost $1,365,000
Dealer Executing Trade Wells Fargo Advisors LLC
% of Offering* 5.10%
Syndicate BAML,GS,JPM,USB,WFC
   
Fund JPMorgan Unconstrained Debt Fund
Trade Date 8/15/2016
Issuer Boise Cascade Company (BCC 5.625% September 1, 2024 144A)
CUSIP/ Sedol 09739DAC4
Bonds 105,000
Offering Price $100.00
Spread 1.38%
Cost $105,000
Dealer Executing Trade Wells Fargo Advisors LLC
% of Offering* 5.10%
Syndicate BAML,GS,JPM,USB,WFC
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 8/15/2016
Issuer Sinclair Television Group Inc. (SBGI 5.125% February 15, 2027 144A)
CUSIP/ Sedol 829259AW0
Bonds 2,050,000
Offering Price $100.00
Spread 1.38%
Cost $2,050,000
Dealer Executing Trade Wells Fargo Advisors LLC
% of Offering* 6.70%
Syndicate BAML,DB,JPM,MUFG,RBCCM,SUN,WFC
   
Fund JPMorgan Corporate Bond Fund
Trade Date 8/16/2016
Issuer Entergy Corporation (ETR 2.95% September 1, 2026)
CUSIP/ Sedol 29364GAJ2
Bonds 2,810,000
Offering Price $99.78
Spread 0.65%
Cost $2,803,678
Dealer Executing Trade Morgan Stanley and Company LLC
% of Offering* 3.86%
Syndicate BARCS,BNPP,CITI,JPM,MIZUHO,MS,MUFG,SCOTIA
   
Fund JPMorgan Inflation Managed Bond Fund
Trade Date 8/16/2016
Issuer Entergy Corporation (ETR 2.95% September 1, 2026)
CUSIP/ Sedol 29364GAJ2
Bonds 65,000
Offering Price $99.78
Spread 0.65%
Cost $64,854
Dealer Executing Trade Morgan Stanley and Company LLC
% of Offering* 3.86%
Syndicate BARCS,BNPP,CITI,JPM,MIZUHO,MS,MUFG,SCOTIA
   
Fund JPMorgan Strategic Income Opportunities Fund
Trade Date 8/16/2016
Issuer Parsley Energy LLC and Prasley Finance Corp. (PARSLY 6.25% June 1, 2024 144A)
CUSIP/ Sedol 701885AB1
Bonds 270,000
Offering Price $102.00
Spread 2.00%
Cost $275,400
Dealer Executing Trade Credit Suisse Securities (USA)
% of Offering* 0.85%
Syndicate BBVA,BOKF,CITI,CS,JPM,MS,USB,WFC
   
Fund JPMorgan Corporate Bond Fund
Trade Date 8/22/2016
Issuer Crown Castle International Corporation (CCI 2.25% September 1, 2021)
CUSIP/ Sedol 22822VAD3
Bonds 1,780,000
Offering Price $99.97
Spread 0.60%
Cost $1,779,502
Dealer Executing Trade Citigroup Global Markets Inc.
% of Offering* 3.51%
Syndicate BAML,BARCS,CACIB,CITI,FIFTHI,JPM,MIZUHO,MS,MUFG,PNCFIN,RBCCM,RBS,SG,SMFGRP,SUN,TDSECS,WFC
   
Fund JPMorgan Corporate Bond Fund
Trade Date 8/24/2016
Issuer Bank of Montreal (BMO 1.90% August 27, 2021)
CUSIP/ Sedol 06367TJX9
Bonds 12,175,000
Offering Price $99.81
Spread 0.35%
Cost $12,151,989
Dealer Executing Trade BMO Capital Markets Corp.
% of Offering* 2.81%
Syndicate BMO,JPM,MS,UBS
   
Fund JPMorgan Tax Aware Income Opportunities Fund
Trade Date 8/25/2016
Issuer Illinois Finance Authority Rev Ref Bonds, DePaul University, Series 2016A (4.0%, October 1, 2032)
CUSIP/ Sedol 45204EHS0   
Bonds 1,000,000
Offering Price $111.59
Spread 30.00%
Cost $1,115,900
Dealer Executing Trade GOLDMAN SACHS AND CO NEW YORK
% of Offering* 1.36%
Syndicate J.P. Morgan / Goldman, Sachs & Co. / RBC Capital Markets / Ramirez & Co., Inc.

 

 EX-99.77Q1 OTHR EXHB 7 ex99-77q1e.htm

Exhibit (q)(1)(e)

 

JPMORGAN TRUST I - Diversifed Real Return Fund

 

INVESTMENT ADVISORY AGREEMENT

 

AGREEMENT, made this 29th day of July, 2016 between JPMorgan Trust I, a statutory trust organized under the laws of the State of Delaware (the “Trust”) and J.P. Morgan Investment Management Inc., a Delaware corporation (the “Adviser”). This Agreement shall be effective as of July 29, 2016. WHEREAS, the Trust is an open-end management investment company registered with the Securities and Exchange Commission under the Investment Company Act of 1940, as amended (the “1940 Act”); and WHEREAS, the Trust desires to retain the Adviser to render investment advisory services to the series of the Trust set forth in Schedule A (each, a “Fund”) as agreed to from time to time between the Trust and the Adviser, and the Adviser is willing to render such services; NOW, THEREFORE, W I T N E S S E T H: that in consideration of the premises and mutual promises hereinafter set forth, the parties hereto agree as follows:

 

1. The Trust hereby appoints the Adviser to act as investment adviser to the Funds for the period and on the terms set forth in this Agreement. The Adviser accepts such appointment and agrees to render the services herein set forth, for the compensation herein provided.

 

2. Subject to the general supervision of the Trustees of the Trust, the Adviser shall manage the investment operations of each Fund and the composition of the Fund’s holdings of securities and investments, including cash, the purchase, retention and disposition thereof and agreements relating thereto, in accordance with the Fund’s investment objectives and policies as stated in the Trust’s registration statement on Form N-1A, as such may be amended from time to time (the “Registration Statement”), with respect to the Fund, under the Investment Company Act of 1940, as amended (the “1940 Act”), and subject to the following understandings:

 

(a) the Adviser shall furnish a continuous investment program for each Fund and determine from time to time what investments or securities will be purchased, retained, sold or lent by the Fund, and what portion of the assets will be invested or held uninvested as cash; (b) the Adviser shall use the same skill and care in the management of each Fund’s investments as it uses in the administration of other accounts for which it has investment responsibility as agent;

 

(c) the Adviser, in the performance of its duties and obligations under this Agreement, shall act in conformity with the Trust’s Declaration of Trust (such Declaration of Trust, as presently in effect and as amended from time to time, is herein called the “Declaration of Trust”), the Trust’s By-Laws (such By- Laws, as presently in effect and as amended from time to time, are herein called the “By-Laws”) and the Registration Statement and with the instructions and directions of the Trustees of the Trust and will conform to and comply with the requirements of the 1940 Act and all other applicable federal and state laws and regulations;

 

(d) the Adviser shall determine the securities to be purchased, sold or lent by each Fund and as agent for the Fund will effect portfolio transactions pursuant to its determinations either directly with the issuer or with any broker and/or dealer in such securities; in placing orders with brokers and/or dealers the Adviser intends to seek best price and execution for purchases and sales; the Adviser shall also determine whether the Fund shall enter into repurchase or reverse repurchase agreements; On occasions when the Adviser deems the purchase or sale of a security to be in the best interest of one of the Funds as well as other customers of the Adviser, including any other of the Funds, the Adviser may, to the extent permitted by applicable laws and regulations, but shall not be obligated to, aggregate the securities to be so sold or purchased in order to obtain best execution, including lower brokerage commissions, if applicable. In such event, allocation of the securities so purchased or sold, as well as the expenses incurred in the transaction, will be made by the Adviser in the manner it considers to be the most equitable and consistent with its fiduciary obligations to the Fund;

 

 

(e) the Adviser shall maintain books and records with respect to each Fund’s securities transactions and shall render to the Trust’s Trustees such periodic and special reports as the Trustees may reasonably request;

 

(f) it is understood and agreed that the Adviser may from time to time employ or associate with such other entities or persons as the Adviser believes appropriate to assist in the performance of this Agreement with respect to a particular Fund or Funds (each a “Subadviser”), and that any such Subadviser shall have all of the rights and powers of the Adviser set forth in this Agreement as with respect to such Fund; provided, that a Fund shall not pay any additional compensation for the services provided by any Subadviser and the Adviser shall be as fully responsible to the Trust for the acts and omissions of the Subadviser as it is for its own acts and omissions unless otherwise agreed by the parties; and provided further, that the retention of any Subadviser shall be approved in advance by (i) the Board of Trustees of the Trust and (ii) the shareholders of the relevant Fund if required under any applicable provisions of the 1940 Act. The Adviser will review, monitor and report to the Trust’s Board of Trustees regarding the performance and investment procedures of any Subadviser. In the event that the services of any Subadviser are terminated, the Adviser may provide investment advisory services pursuant to this Agreement to the Fund without a Subadviser and without further shareholder approval to the extent consistent with the 1940 Act. A Subadviser may be an affiliate of the Adviser; and

 

(g) the investment management services of the Adviser to any of the Funds under this Agreement are not to be deemed exclusive, and the Adviser shall be free to render similar services to others.

 

3. The Trust has delivered copies of each of the following documents to the Adviser and will promptly notify and deliver to it all future amendments and supplements, if any:

 

a) The Declaration of Trust;

b) The By-Laws;

c) Resolutions of the Trustees of the Trust authorizing the appointment of the Adviser and approving the form of this Agreement; and

d) The Trust’s Notification of Registration on Form N-8A and Registration Statement as filed with the Securities and Exchange Commission (the “Commission”).

 

4. The Adviser shall keep each Fund’s books and records required to be maintained by it pursuant to paragraph 2(e). The Adviser agrees that all records which it maintains for any Fund are the property of the Trust and it will promptly surrender any of such records to the Trust upon the Trust’s request. The Adviser further agrees to preserve for the periods prescribed by Rule 3la-2 of the Commission under the 1940 Act any such records as are required to be maintained by the Adviser with respect to any Fund by Rule 31a-1 of the Commission under the 1940 Act.

 

5. The Adviser and/or its affiliates (“JPMorgan Chase”) perform investment services, including rendering investment advice, to varied clients. The Adviser, JPMorgan Chase and its or their directors, officers, agents, and/or employees may render similar or differing investment advisory services to clients and may give advice or exercise investment responsibility and take such other action with respect to any of its other clients that differs from the advice given or the timing or nature of action taken with respect to another client or group of clients, provided that such activities will not adversely affect or otherwise impair the performance by the Adviser of its duties and obligations under this Agreement and such activities are not otherwise prohibited by applicable law. It is the Adviser's policy, to the extent practicable, to allocate, within its reasonable discretion, investment opportunities among clients over a period of time on a fair and equitable basis. One or more of the Adviser’s other client accounts may at any time hold, acquire, increase, decrease, dispose, or otherwise deal with positions in investments in which another client account may have an interest from time-to-time. The Adviser, JPMorgan Chase, and any of its or their directors, partners, officers, agents or employees, may also buy, sell, or trade securities for their own accounts or the proprietary accounts of the Adviser and/or JPMorgan Chase. The Adviser and/or JPMorgan Chase, within their discretion, may make different investment decisions and other actions with respect to their own proprietary accounts than those made for client accounts, including the timing or nature of such investment decisions or actions. Further, the Adviser is not required to purchase or sell for any client account securities that it, JPMorgan Chase, and any of its or their employees, principals, or agents may purchase or sell for their own accounts or the proprietary accounts of the Adviser, or JPMorgan Chase or its clients.

 

 

6. During the term of this Agreement the Adviser will pay all expenses incurred by it in connection with its activities under this Agreement, other than the cost of securities and investments purchased for a Fund (including taxes and brokerage commissions, if any).

 

7. For the services provided and the expenses borne pursuant to this Agreement, each Fund will pay to the Adviser as full compensation therefor a fee at an annual rate set forth on Schedule A attached hereto. Such fee will be computed daily and payable as agreed by the Trust and the Adviser, but no more frequently than monthly.

 

8. The Adviser shall not be liable for any error of judgment or mistake of law or for any loss suffered by any Fund in connection with the matters to which this Agreement relates, except a loss resulting from a breach of fiduciary duty with respect to the receipt of compensation for services (in which case any award of damages shall be limited to the period and the amount set forth in Section 36(b)(3) of the 1940 Act) or a loss resulting from willful misfeasance, bad faith or gross negligence on its part in the performance of its duties or from reckless disregard by it of its obligations and duties under this Agreement.

 

9. This Agreement will become effective as to an initial Fund as of the date first written above and, unless sooner terminated as provided herein, shall continue in effect until October 31, 2017. Thereafter, if not terminated, this Agreement shall continue in effect as to an initial Fund for successive periods of twelve months each ending on October 31 of each year, only so long as such continuance is specifically approved at least annually in conformity with the requirements of the 1940 Act. With respect to each new Fund added to the Agreement on or after July 29, 2016, each such Fund shall have an initial term of up to two years ending on the date indicated on Schedule A and thereafter, if not terminated, shall continue in effect for successive periods each ending on October 31 of each year, only so long as such continuance is specifically approved at least annually in conformity with the requirements of the 1940 Act. With respect to all Funds, however, this Agreement may be terminated with respect to any Fund at any time, without the payment of any penalty, by vote of a majority of all the Trustees of the Trust or by vote of a majority of the outstanding voting securities of that Fund on 60 days’ written notice to the Adviser, or by the Adviser at any time, without the payment of any penalty, on 90 days’ written notice to the Trust. The termination of this Agreement with respect to one Fund shall not result in the termination of this Agreement with respect to any other Fund. This Agreement will automatically and immediately terminate in the event of its “assignment” (as defined in the 1940 Act).

 

10. The Adviser shall for all purposes herein be deemed to be an independent contractor and shall, unless otherwise expressly provided herein or authorized by the Trustees of the Trust from time to time, have no authority to act for or represent the Trust in any way or otherwise be deemed an agent of the Funds.

 

11. This Agreement may be amended, with respect to any Fund, by mutual consent, but the consent of the Trust must be approved (a) by vote of a majority of those Trustees of the Trust who are not parties to this Agreement or interested persons of any such party, cast in person at a meeting called for the purpose of voting on such amendment, and (b) by vote of a majority of the outstanding voting securities of the Fund.

 

12. Notices of any kind to be given to the Adviser by the Trust shall be in writing and shall be duly given if mailed or delivered to the Adviser at 270 Park Avenue, New York, New York 10017, Attention: J.P. Morgan Investment Management Inc., or at such other address or to such other individual as shall be specified by the Adviser to the Trust. Notices of any kind to be given to the Trust by the Adviser shall be in writing and shall be duly given if mailed or delivered to the JPMorgan Trust I, 270 Park Avenue, New York, New York 10017, Attention: President, with a copy to the Secretary at the same address, or at such other address or to such other individual as shall be specified by the Trust to the Adviser.

 

 

13. The Trustees of the Trust have authorized the execution of this Agreement in their capacity as Trustees and not individually, and the Adviser agrees that neither the Trustees nor any officer or employee of the Trust nor any Fund’s investors nor any representative or agent of the Trust or of the Fund(s) shall be personally liable upon, or shall resort be had to their private property for the satisfaction of, obligations given, executed or delivered on behalf of or by the Trust or the Fund(s), that such Trustees, officers, employees, investors, representatives and agents shall not be personally liable hereunder, and that it shall look solely to the trust property for the satisfaction of any claim hereunder.

 

14. There are no third party beneficiaries to this Agreement.

 

15. This Agreement may be executed in one or more counterparts, each of which shall be deemed to be an original.

 

16. This Agreement shall be governed by and construed in accordance with the laws of the State of New York.

 

Schedule A

to

Investment Advisory Agreement

of

JPMorgan Trust I

Advisory Fee Rates

Name Fee Rate

JPMorgan Diversified Real Return Fund* 0.50%

* Initial term continues until October 31, 2017.