FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 06/08/2018 |
3. Issuer Name and Ticker or Trading Symbol
MeiraGTx Holdings plc [ MGTX ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Ordinary Shares | 1,649,393 | I | See footnote(1) |
Ordinary Shares | 79,922 | I | By Third Amended and Restated Joel and Barbara Marcus Family Trust |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option | (2) | 03/04/2026 | Ordinary Shares | 12,883 | $7.72 | D | |
Stock Option | (3) | 01/10/2028 | Ordinary Shares | 15,459 | $5.63 | D |
Explanation of Responses: |
1. Represents securities held of record by Alexandria Equities No. 7 ("Alexandria"). ARE-QRS Corp. is the general partner of Alexandria Real Estate Equities L.P., which is the managing member of ARE-Special Services, LLC, which is the managing member of Alexandria. ARE-QRS Corp. has full voting and investment power with respect to the shares owned by Alexandria. The reporting person is the Executive Chairman of ARE-QRS Corp. and may therefore be deemed to have voting and investment power with respect to the shares owned by Alexandria. Each of the reporting person, ARE-QRS Corp., Alexandria Real Estate Equities L.P., and ARE-Special Services, LLC disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein. |
2. The option fully vested with respect to half of the total grant on March 4, 2016 and as to the remainder of the grant on March 4, 2017. |
3. The option will vest and become exercisable on January 10, 2019. |
Remarks: |
Exhibit 24 - Power of Attorney. |
/s/ Richard Giroux, Attorney-in-Fact for Joel S. Marcus | 06/08/2018 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |