0001638599-16-000585.txt : 20160202
0001638599-16-000585.hdr.sgml : 20160202
20160202154422
ACCESSION NUMBER: 0001638599-16-000585
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160129
FILED AS OF DATE: 20160202
DATE AS OF CHANGE: 20160202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTEK INC
CENTRAL INDEX KEY: 0001216596
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC HOUSEWARES & FANS [3634]
IRS NUMBER: 050314991
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 EXCHANGE STREET
CITY: PROVIDENCE
STATE: RI
ZIP: 02903
BUSINESS PHONE: 4017511600
MAIL ADDRESS:
STREET 1: 500 EXCHANGE STREET
CITY: PROVIDENCE
STATE: RI
ZIP: 02903
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SMITH J DAVID
CENTRAL INDEX KEY: 0001272974
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34697
FILM NUMBER: 161380729
MAIL ADDRESS:
STREET 1: 5130 RIVERLAKE DRIVE
CITY: DALUTH
STATE: GA
ZIP: 30097
4
1
doc4_3652.xml
PRIMARY DOCUMENT
X0306
4
2016-01-29
0
0001216596
NORTEK INC
NTK
0001272974
SMITH J DAVID
C/O NORTEK, INC.
50 KENNEDY PLAZA
PROVIDENCE
RI
02903
1
0
0
0
Common
2016-01-29
4
A
0
4132
0
A
14643
D
Unvested restricted stock awarded under the 2009 Omnibus Incentive Plan for which the Reporting Person has dividend and voting rights. Any dividends held by the Company are forfeitable. Time-based restricted stock vests in one-third installments. One third vests on each anniversary date of the grant beginning on January 29, 2017.
/s/Dawn Valois for J. David Smith
2016-02-02