0001638599-16-000585.txt : 20160202 0001638599-16-000585.hdr.sgml : 20160202 20160202154422 ACCESSION NUMBER: 0001638599-16-000585 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160129 FILED AS OF DATE: 20160202 DATE AS OF CHANGE: 20160202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTEK INC CENTRAL INDEX KEY: 0001216596 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC HOUSEWARES & FANS [3634] IRS NUMBER: 050314991 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 EXCHANGE STREET CITY: PROVIDENCE STATE: RI ZIP: 02903 BUSINESS PHONE: 4017511600 MAIL ADDRESS: STREET 1: 500 EXCHANGE STREET CITY: PROVIDENCE STATE: RI ZIP: 02903 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH J DAVID CENTRAL INDEX KEY: 0001272974 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34697 FILM NUMBER: 161380729 MAIL ADDRESS: STREET 1: 5130 RIVERLAKE DRIVE CITY: DALUTH STATE: GA ZIP: 30097 4 1 doc4_3652.xml PRIMARY DOCUMENT X0306 4 2016-01-29 0 0001216596 NORTEK INC NTK 0001272974 SMITH J DAVID C/O NORTEK, INC. 50 KENNEDY PLAZA PROVIDENCE RI 02903 1 0 0 0 Common 2016-01-29 4 A 0 4132 0 A 14643 D Unvested restricted stock awarded under the 2009 Omnibus Incentive Plan for which the Reporting Person has dividend and voting rights. Any dividends held by the Company are forfeitable. Time-based restricted stock vests in one-third installments. One third vests on each anniversary date of the grant beginning on January 29, 2017. /s/Dawn Valois for J. David Smith 2016-02-02