0001144204-13-013670.txt : 20130307 0001144204-13-013670.hdr.sgml : 20130307 20130307170601 ACCESSION NUMBER: 0001144204-13-013670 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130305 FILED AS OF DATE: 20130307 DATE AS OF CHANGE: 20130307 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hall Almon C. CENTRAL INDEX KEY: 0001534804 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-34697 FILM NUMBER: 13674156 MAIL ADDRESS: STREET 1: C/O NORTEK, INC. STREET 2: 50 KENNEDY PLAZA CITY: PROVIDENCE STATE: RI ZIP: 02903 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTEK INC CENTRAL INDEX KEY: 0001216596 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC HOUSEWARES & FANS [3634] IRS NUMBER: 050314991 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 KENNEDY PLAZA CITY: PROVIDENCE STATE: RI ZIP: 02903 BUSINESS PHONE: 4017511600 MAIL ADDRESS: STREET 1: 50 KENNEDY PLAZA CITY: PROVIDENCE STATE: RI ZIP: 02903 4/A 1 form4a58454_20130307050357-.xml X0306 4/A 2013-03-05 2013-03-06 0 0001216596 NORTEK INC NTK 0001534804 Hall Almon C. C/O NORTEK, INC. 50 KENNEDY PLAZA PROVIDENCE RI US 02903 0 1 0 0 Sr. VP and CFO Common 2013-03-05 4 A 0 1626 0 A 65086 D Common 2013-03-05 4 A 0 3252 0 A 68338 D Employee Stock Option (right to buy) 71.94 2013-03-05 4 A 0 5551 0 A 2023-03-05 Common 5551 5551 D Unvested restricted stock awarded under the 2009 Omnibus Incentive Plan for which the Reporting Person has dividend and voting rights. Any dividends held by the Company are forfeitable. Restricted stock grant vests in one-third installments. One third vests on each anniversary date of the grant beginning on March 5, 2014. Performance-based unvested restricted stock awarded under the 2009 Omnibus Incentive Plan for which the Reporting Person has dividend and voting rights. Any dividends held by the Company are forfeitable. Restricted stock grant vests in 2015, subject to the attainment of certain cumulative performance targets. The option grant is exercisable in three equal annual installments. One-third becomes exercisable on each anniversary of the grant date beginning on March 5, 2014. Dawn Valois for Almon Hall 2013-03-07