0000899243-21-017338.txt : 20210429
0000899243-21-017338.hdr.sgml : 20210429
20210429080946
ACCESSION NUMBER: 0000899243-21-017338
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210426
FILED AS OF DATE: 20210429
DATE AS OF CHANGE: 20210429
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SMITH ROBERT F
CENTRAL INDEX KEY: 0001216497
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40351
FILM NUMBER: 21867172
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VISTA EQUITY PARTNERS FUND VII GP, L.P.
CENTRAL INDEX KEY: 0001856627
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40351
FILM NUMBER: 21867173
BUSINESS ADDRESS:
STREET 1: C/O VISTA EQUITY PARTNERS
STREET 2: 4 EMBARCADERO CENTER, 20TH FL.
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: (415) 765-6500
MAIL ADDRESS:
STREET 1: C/O VISTA EQUITY PARTNERS
STREET 2: 4 EMBARCADERO CENTER, 20TH FL.
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VEPF VII GP, LTD.
CENTRAL INDEX KEY: 0001856918
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40351
FILM NUMBER: 21867175
BUSINESS ADDRESS:
STREET 1: C/O VISTA EQUITY PARTNERS
STREET 2: 4 EMBARCADERO CENTER, 20TH FL.
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: (415) 765-6500
MAIL ADDRESS:
STREET 1: C/O VISTA EQUITY PARTNERS
STREET 2: 4 EMBARCADERO CENTER, 20TH FL.
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VEPF VII SPV I HOLDINGS, L.P.
CENTRAL INDEX KEY: 0001856633
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40351
FILM NUMBER: 21867174
BUSINESS ADDRESS:
STREET 1: C/O VISTA EQUITY PARTNERS
STREET 2: 4 EMBARCADERO CENTER, 20TH FL.
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: (415) 765-6500
MAIL ADDRESS:
STREET 1: C/O VISTA EQUITY PARTNERS
STREET 2: 4 EMBARCADERO CENTER, 20TH FL.
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: KnowBe4, Inc.
CENTRAL INDEX KEY: 0001664998
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370]
IRS NUMBER: 273205919
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 33 NORTH GARDEN AVENUE
STREET 2: SUITE 1200
CITY: CLEARWATER
STATE: FL
ZIP: 33755
BUSINESS PHONE: (855) 566-9234
MAIL ADDRESS:
STREET 1: 33 NORTH GARDEN AVENUE
STREET 2: SUITE 1200
CITY: CLEARWATER
STATE: FL
ZIP: 33755
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-04-26
0
0001664998
KnowBe4, Inc.
KNBE
0001856918
VEPF VII GP, LTD.
C/O VISTA EQUITY PARTNERS
4 EMBARCADERO CENTER, 20TH FLOOR
SAN FRANCISCO
CA
94111
0
0
1
0
0001856633
VEPF VII SPV I HOLDINGS, L.P.
C/O VISTA EQUITY PARTNERS
4 EMBARCADERO CENTER, 20TH FLOOR
SAN FRANCISCO
CA
94111
0
0
1
0
0001856627
VISTA EQUITY PARTNERS FUND VII GP, L.P.
C/O VISTA EQUITY PARTNERS
4 EMBARCADERO CENTER, 20TH FLOOR
SAN FRANCISCO
CA
94111
0
0
1
0
0001216497
SMITH ROBERT F
C/O VISTA EQUITY PARTNERS
401 CONGRESS DRIVE, SUITE 3100
AUSTIN
TX
78701
0
0
1
0
Class A Common Stock
2021-04-26
4
P
0
1875000
16.00
A
1875000
I
See footnote
Common Stock
2021-04-26
4
C
0
14557960
0.00
A
14557960
I
See footnote
Common Stock
2021-04-26
4
J
0
14557960
0.00
D
0
I
See footnote
Series A-1 Preferred Stock
2021-04-26
4
C
0
4064760
0.00
D
Class B Common Stock
4064760
0
I
See footnote
Series B Preferred Stock
2021-04-26
4
C
0
3196880
0.00
D
Class B Common Stock
3196880
0
I
See footnote
Series C Preferred Stock
2021-04-26
4
C
0
739320
0.00
D
Class B Common Stock
739320
0
I
See footnote
Series C-1 Preferred Stock
2021-04-26
4
C
0
6557000
0.00
D
Class B Common Stock
6557000
0
I
See footnote
Class B Common Stock
2021-04-26
4
J
0
14557960
0.00
A
Class A Common Stock
14557960
14557960
I
See footnote
The reported securities are owned directly by VEPF VII SPV I, L.P. Vista Equity Partners Fund VII GP, L.P., or Fund VII GP, is the sole general partner of VEPF VII SPV I, L.P. Fund VII GP's sole general partner is VEPF VII GP, Ltd., or Fund VII UGP. Robert F. Smith is the sole director and one of the members of Fund VII UGP. Consequently, Mr. Smith, Fund VII GP and Fund VII UGP may be deemed the beneficial owners of the shares held by VEPF VII SPV I, L.P. Each of the reporting persons expressly disclaim beneficial ownership of any shares not held directly, except to the extent of its or his pecuniary interest.
The shares of Series A-1 Convertible Preferred Stock, Series B Convertible Preferred Stock, Series C Convertible Preferred Stock and Series C-1 Convertible Preferred Stock were automatically converted into shares of Common Stock on a one-for one-basis immediately prior to closing of the initial public offering of KnowBe4, Inc. Immediately thereafter, but still prior to the closing of the initial public offering, all shares of Common Stock were reclassified into shares of Class B Common Stock, in an exempt transaction under Rule 16b-7.
The reported securities are owned directly by VEPF VII SPV I Holdings, L.P, or Vista SPV. Fund VII GP is the sole general partner of Vista SPV. Fund VII GP's sole general partner is Fund VII UGP. Robert F. Smith is the sole director and one of the members of Fund VII UGP. Consequently, Mr. Smith, Fund VII GP and Fund VII UGP may be deemed the beneficial owners of the shares held by Vista SPV. Each of the reporting persons expressly disclaim beneficial ownership of any shares not held directly, except to the extent of its or his pecuniary interest.
Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain exceptions, convert automatically into one share of Class A Common Stock upon any transfer.
/s/ Robert F. Smith, Authorized Signatory of Vista Equity Partners Fund VII GP, L.P.
2021-04-28
/s/ Robert F. Smith, Authorized Signatory of VEPF VII SPV I Holdings, L.P.
2021-04-28
/s/ Robert F. Smith, Authorized Signatory of VEPF VII GP, Ltd.
2021-04-28
/s/ Robert F. Smith
2021-04-28