0001209191-19-026467.txt : 20190429 0001209191-19-026467.hdr.sgml : 20190429 20190429184546 ACCESSION NUMBER: 0001209191-19-026467 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190425 FILED AS OF DATE: 20190429 DATE AS OF CHANGE: 20190429 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LARSON JOHN M CENTRAL INDEX KEY: 0001216326 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36376 FILM NUMBER: 19777708 MAIL ADDRESS: STREET 1: 2895 GREENSPOINT PARKWAY STREET 2: SUITE 600 CITY: HOFFMAN ESTATES STATE: IL ZIP: 60195 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 2U, Inc. CENTRAL INDEX KEY: 0001459417 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 262335939 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7900 HARKINS ROAD CITY: LANHAM STATE: MD ZIP: 20706 BUSINESS PHONE: (301) 892-4350 MAIL ADDRESS: STREET 1: 7900 HARKINS ROAD CITY: LANHAM STATE: MD ZIP: 20706 FORMER COMPANY: FORMER CONFORMED NAME: 2tor, Inc. DATE OF NAME CHANGE: 20090324 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-04-25 0 0001459417 2U, Inc. TWOU 0001216326 LARSON JOHN M C/O 2U, INC. 7900 HARKINS ROAD LANHAM MD 20706 1 0 0 0 Common Stock 2019-04-25 4 A 0 409 61.01 A 17615 D Common Stock 2019-04-25 4 A 0 1639 0.00 A 19254 D Common Stock 2019-04-25 4 A 0 81 0.00 A 19335 D Common Stock 2019-04-25 4 A 0 81 61.01 A 19416 D Common Stock 96222 I By Triumph Capital Employee Stock Option (right to buy) 61.01 2019-04-25 4 A 0 3601 0.00 A 2029-04-25 Common Stock 3601 3601 D The security represents restricted stock units granted to the reporting person. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. The shares underlying this restricted stock unit award will vest in full on April 1, 2020, subject to the reporting person's continued service as a director of the issuer as of that date. The restricted stock units were issued to the reporting person in lieu of annual director retainer fees of $25,000. The restricted stock unit award will vest as to one-third of the underlying shares on each of April 1, 2020, 2021 and 2022, subject to the reporting person's continued service as a director of the issuer as of the applicable vesting date. The restricted stock units were issued to the reporting person in lieu of annual chairman retainer fees of $5,000. These shares are held by Triumph Capital, LLC ("Triumph"). The reporting person is the sole member of Triumph. The option award will vest as to one-third of the underlying shares on each of April 1, 2020, 2021 and 2022, subject to the reporting person's continued service with the issuer as of the applicable vesting date. /s/ Matthew J. Norden, attorney-in-fact 2019-04-29