0001567619-19-018121.txt : 20190910 0001567619-19-018121.hdr.sgml : 20190910 20190910163458 ACCESSION NUMBER: 0001567619-19-018121 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190909 FILED AS OF DATE: 20190910 DATE AS OF CHANGE: 20190910 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AEA INVESTORS LP CENTRAL INDEX KEY: 0001216273 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37784 FILM NUMBER: 191085712 BUSINESS ADDRESS: STREET 1: 666 FIFTH AVENUE, 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10103 BUSINESS PHONE: 212-644-5900 MAIL ADDRESS: STREET 1: 666 FIFTH AVENUE, 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AEA GMS Holdings GP LLC CENTRAL INDEX KEY: 0001675434 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37784 FILM NUMBER: 191085713 BUSINESS ADDRESS: STREET 1: C/O AEA INVESTORS LP STREET 2: 666 FIFTH AVENUE, 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10103 BUSINESS PHONE: (212) 644-5900 MAIL ADDRESS: STREET 1: C/O AEA INVESTORS LP STREET 2: 666 FIFTH AVENUE, 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AEA Investors Participant Fund V LP CENTRAL INDEX KEY: 0001536781 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37784 FILM NUMBER: 191085714 BUSINESS ADDRESS: STREET 1: C/O AEA INVESTORS LP STREET 2: 666 FIFTH AVENUE, 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10103 BUSINESS PHONE: 212-644-5900 MAIL ADDRESS: STREET 1: C/O AEA INVESTORS LP STREET 2: 666 FIFTH AVENUE, 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AEA Investors QP Participant Fund V LP CENTRAL INDEX KEY: 0001536780 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37784 FILM NUMBER: 191085715 BUSINESS ADDRESS: STREET 1: C/O AEA INVESTORS LP STREET 2: 666 FIFTH AVENUE, 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10103 BUSINESS PHONE: 212-644-5900 MAIL ADDRESS: STREET 1: C/O AEA INVESTORS LP STREET 2: 666 FIFTH AVENUE, 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AEA Investors PF V LLC CENTRAL INDEX KEY: 0001675449 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37784 FILM NUMBER: 191085716 BUSINESS ADDRESS: STREET 1: C/O AEA INVESTORS LP STREET 2: 666 FIFTH AVENUE, 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10103 BUSINESS PHONE: (212) 644-5900 MAIL ADDRESS: STREET 1: C/O AEA INVESTORS LP STREET 2: 666 FIFTH AVENUE, 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AEA GMS Holdings LP CENTRAL INDEX KEY: 0001675512 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37784 FILM NUMBER: 191085717 BUSINESS ADDRESS: STREET 1: C/O AEA INVESTORS LP STREET 2: 666 FIFTH AVENUE, 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10103 BUSINESS PHONE: (212) 644-5900 MAIL ADDRESS: STREET 1: C/O AEA INVESTORS LP STREET 2: 666 FIFTH AVENUE, 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GMS Inc. CENTRAL INDEX KEY: 0001600438 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-LUMBER & OTHER CONSTRUCTION MATERIALS [5030] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 100 CRESCENT CENTRE PARKWAY STREET 2: SUITE 800 CITY: TUCKER STATE: GA ZIP: 30084 BUSINESS PHONE: 800-392-4619 MAIL ADDRESS: STREET 1: 100 CRESCENT CENTRE PARKWAY STREET 2: SUITE 800 CITY: TUCKER STATE: GA ZIP: 30084 FORMER COMPANY: FORMER CONFORMED NAME: GYP Holdings I Corp. DATE OF NAME CHANGE: 20140218 4 1 doc1.xml FORM 4 X0306 4 2019-09-09 1 0001600438 GMS Inc. GMS 0001216273 AEA INVESTORS LP 666 FIFTH AVENUE, 36TH FLOOR NEW YORK NY 10103 0 0 1 0 0001675434 AEA GMS Holdings GP LLC C/O AEA INVESTORS LP 666 FIFTH AVENUE, 36TH FLOOR NEW YORK NY 10103 0 0 1 0 0001536781 AEA Investors Participant Fund V LP C/O AEA INVESTORS LP 666 FIFTH AVENUE, 36TH FLOOR NEW YORK NY 10103 0 0 1 0 0001536780 AEA Investors QP Participant Fund V LP C/O AEA INVESTORS LP 666 FIFTH AVENUE, 36TH FLOOR NEW YORK NY 10103 0 0 1 0 0001675449 AEA Investors PF V LLC C/O AEA INVESTORS LP 666 FIFTH AVENUE, 36TH FLOOR NEW YORK NY 10103 0 0 1 0 0001675512 AEA GMS Holdings LP C/O AEA INVESTORS LP 666 FIFTH AVENUE, 36TH FLOOR NEW YORK NY 10103 0 0 1 0 Common Stock 2019-09-09 4 S 0 6825058 26.93 D 0 I See footnotes These shares of common stock were sold pursuant to the Underwriting Agreement dated September 4, 2019. This amount represents the $27.20 public offering price per share of the issuer's common stock less the underwriting discount of $0.27 per share. These shares of common stock of the issuer are directly held by AEA GMS Holdings LP ("AEA GMS Holdings"), whose general partner is AEA GMS Holdings GP LLC ("AEA GMS Holdings GP"). The managing member of AEA GMS Holdings GP is AEA Investors Fund V LP and its other members are (i) AEA Investors Participant Fund V LP, (ii) AEA Investors QP Participant Fund V LP, (iii) AEA Investors Fund V-A LP and (iv) AEA Investors Fund V-B LP (AEA Investors Fund V LP and the entities named in clauses (i) through (iv), collectively, the "AEA Funds"). The AEA Funds are also limited partners of AEA GMS Holdings. The general partner of each of AEA Investors Participant Fund V LP and AEA Investors QP Participant Fund V LP is AEA Investors PF V LLC, whose sole member is AEA Investors LP. The general partner of each of AEA Investors Fund V LP, AEA Investors Fund V-A LP and AEA Investors Fund V-B LP is AEA Investors Partners V LP, whose general partner is AEA Management (Cayman) Ltd. Each of AEA GMS Holdings GP, the AEA Funds, AEA Investors PF V LLC, AEA Investors Partners V LP, AEA Investors LP and AEA Management (Cayman) Ltd. may be deemed to share beneficial ownership of the shares of the issuer's common stock held of record by AEA GMS Holdings, but each disclaims beneficial ownership of such shares, except to the extent of its respective pecuniary interest therein. John L. Garcia, the Chairman of AEA Investors LP and the sole stockholder and director of AEA Management (Cayman) Ltd., and Brian R. Hoesterey, the Chief Executive Officer of AEA Investors LP, may also be deemed to share beneficial ownership of the shares of the issuer's common stock held of record by AEA GMS Holdings, but each of Mr. Garcia and Mr. Hoesterey disclaim beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Due to the limitations of the Securities and Exchange Commission's EDGAR system, AEA Investors Fund V LP, AEA Investors Fund V-A LP, AEA Investors Fund V-B LP, AEA Investors Partners V LP, AEA Management (Cayman) Ltd., John L. Garcia and Brian R. Hoesterey have filed a separate Form 4. AEA Investors LP, by /s/ Barbara L. Burns, Vice President 2019-09-10 AEA GMS Holdings GP LLC, by /s/ Barbara L. Burns, Vice President 2019-09-10 AEA Investors Participant Fund V LP, by AEA Investors PF V LLC, its general partner, by /s/ Barbara L. Burns, Vice President 2019-09-10 AEA Investors QP Participant Fund V LP, by AEA Investors PF V LLC, its general partner, by /s/ Barbara L. Burns, Vice President 2019-09-10 AEA Investors PF V LLC, by /s/ Barbara L. Burns, Vice President 2019-09-10 AEA GMS Holdings LP, by AEA GMS Holdings GP LLC, its general partner, by /s/ Barbara L. Burns, Vice President 2019-09-10