0001225208-20-007966.txt : 20200518 0001225208-20-007966.hdr.sgml : 20200518 20200518180229 ACCESSION NUMBER: 0001225208-20-007966 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200514 FILED AS OF DATE: 20200518 DATE AS OF CHANGE: 20200518 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCLEVISH TIMOTHY R CENTRAL INDEX KEY: 0001215826 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39220 FILM NUMBER: 20891008 MAIL ADDRESS: STREET 1: 2440 BEAR HOLLOW DRIVE CITY: PARK CITY STATE: UT ZIP: 84098 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Carrier Global Corp CENTRAL INDEX KEY: 0001783180 STANDARD INDUSTRIAL CLASSIFICATION: AIR COND & WARM AIR HEATING EQUIP & COMM & INDL REFRIG EQUIP [3585] IRS NUMBER: 834051582 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13995 PASTEUR BOULEVARD CITY: PALM BEACH GARDENS STATE: FL ZIP: 33418 BUSINESS PHONE: 8607287845 MAIL ADDRESS: STREET 1: 13995 PASTEUR BOULEVARD CITY: PALM BEACH GARDENS STATE: FL ZIP: 33418 4 1 doc4.xml X0306 4 2020-05-14 0001783180 Carrier Global Corp CARR 0001215826 MCLEVISH TIMOTHY R 13995 PASTEUR BOULEVARD PALM BEACH GARDENS FL 33418 1 Vice President, CFO Stock Appreciation Right 16.5500 2020-05-14 4 A 0 165200.0000 16.5500 A 2023-05-14 2030-05-13 Common Stock 165200.0000 165200.0000 D The reporting person was also awarded 46,240 Performance Share Units (PSUs) under the Carrier Global Corporation 2020 Long-Term Incentive Plan. This award, like the award of the Stock Appreciation Rights, was part of a founder's grant awarded to the reporting person and to certain other executive officers and certain other employees. Each PSU has a value equal to one share of Carrier common stock and will only vest if Carrier achieves pre-established performance targets for Carrier's total shareholder return relative to a subset of industrial companies in the S&P 500 index over a three-year time period. /s/ Ariel R. David as Attorney-in-Fact 2020-05-18