0001225208-20-007966.txt : 20200518
0001225208-20-007966.hdr.sgml : 20200518
20200518180229
ACCESSION NUMBER: 0001225208-20-007966
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200514
FILED AS OF DATE: 20200518
DATE AS OF CHANGE: 20200518
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MCLEVISH TIMOTHY R
CENTRAL INDEX KEY: 0001215826
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39220
FILM NUMBER: 20891008
MAIL ADDRESS:
STREET 1: 2440 BEAR HOLLOW DRIVE
CITY: PARK CITY
STATE: UT
ZIP: 84098
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Carrier Global Corp
CENTRAL INDEX KEY: 0001783180
STANDARD INDUSTRIAL CLASSIFICATION: AIR COND & WARM AIR HEATING EQUIP & COMM & INDL REFRIG EQUIP [3585]
IRS NUMBER: 834051582
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 13995 PASTEUR BOULEVARD
CITY: PALM BEACH GARDENS
STATE: FL
ZIP: 33418
BUSINESS PHONE: 8607287845
MAIL ADDRESS:
STREET 1: 13995 PASTEUR BOULEVARD
CITY: PALM BEACH GARDENS
STATE: FL
ZIP: 33418
4
1
doc4.xml
X0306
4
2020-05-14
0001783180
Carrier Global Corp
CARR
0001215826
MCLEVISH TIMOTHY R
13995 PASTEUR BOULEVARD
PALM BEACH GARDENS
FL
33418
1
Vice President, CFO
Stock Appreciation Right
16.5500
2020-05-14
4
A
0
165200.0000
16.5500
A
2023-05-14
2030-05-13
Common Stock
165200.0000
165200.0000
D
The reporting person was also awarded 46,240 Performance Share Units (PSUs) under the Carrier Global Corporation 2020 Long-Term Incentive Plan. This award, like the award of the Stock Appreciation Rights, was part of a founder's grant awarded to the reporting person and to certain other executive officers and certain other employees. Each PSU has a value equal to one share of Carrier common stock and will only vest if Carrier achieves pre-established performance targets for Carrier's total shareholder return relative to a subset of industrial companies in the S&P 500 index over a three-year time period.
/s/ Ariel R. David as Attorney-in-Fact
2020-05-18