0001123292-20-001144.txt : 20201027 0001123292-20-001144.hdr.sgml : 20201027 20201027200545 ACCESSION NUMBER: 0001123292-20-001144 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201023 FILED AS OF DATE: 20201027 DATE AS OF CHANGE: 20201027 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CLARKE JEFFREY W CENTRAL INDEX KEY: 0001215588 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37867 FILM NUMBER: 201265650 MAIL ADDRESS: STREET 1: C/O DELL INC. STREET 2: ONE DELL WAY CITY: ROUND ROCK STATE: TX ZIP: 78682 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Dell Technologies Inc. CENTRAL INDEX KEY: 0001571996 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 800890963 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: ONE DELL WAY CITY: ROUND ROCK STATE: TX ZIP: 78682 BUSINESS PHONE: 800-289-3355 MAIL ADDRESS: STREET 1: ONE DELL WAY CITY: ROUND ROCK STATE: TX ZIP: 78682 FORMER COMPANY: FORMER CONFORMED NAME: Dell Technologies Inc DATE OF NAME CHANGE: 20160825 FORMER COMPANY: FORMER CONFORMED NAME: Denali Holding Inc. DATE OF NAME CHANGE: 20130313 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2020-10-23 0001571996 Dell Technologies Inc. DELL 0001215588 CLARKE JEFFREY W ONE DELL WAY ROUND ROCK TX 78682 0 1 0 0 COO & Vice Chairman Class C Common Stock 2020-10-23 4 M 0 100000 13.75 A 484445 D Class C Common Stock 2020-10-23 4 S 0 99900 68.27 D 384545 D Class C Common Stock 2020-10-23 4 S 0 100 68.855 D 384445 D Class C Common Stock 2020-10-26 4 M 0 33418 13.75 A 417863 D Class C Common Stock 2020-10-26 4 S 0 9779 65.42 D 408084 D Class C Common Stock 2020-10-26 4 S 0 21339 66.32 D 386745 D Class C Common Stock 2020-10-26 4 S 0 2300 67.26 D 384445 D Options to Acquire Class C Common Stock 13.75 2020-10-23 4 M 0 100000 0 D 2023-11-25 Class C Common Stock 100000 1990943 D Options to Acquire Class C Common Stock 13.75 2020-10-26 4 M 0 33418 0 D 2023-11-25 Class C Common Stock 33418 1957525 D The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. The price reported in Column 4 represents a weighted average sales price of $68.268. These shares were sold in multiple transactions at prices ranging from $67.84 to $68.83, inclusive. The reporting person undertakes to provide Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes 2, 3, 4 and 5. The price reported in Column 4 represents a weighted average sales price of $65.417. These shares were sold in multiple transactions at prices ranging from $65.00 to $65.98, inclusive. The price reported in Column 4 represents a weighted average sales price of $66.317. These shares were sold in multiple transactions at prices ranging from $66.01 to $66.93, inclusive. The price reported in Column 4 represents a weighted average sales price of $67.263. These shares were sold in multiple transactions at prices ranging from $67.14 to $67.38, inclusive. The options are fully vested. Consists of 729,720 time-based options and 1,261,223 performance-based options. Consists of 729,720 time-based options and 1,227,805 performance-based options. /s/ Robert Potts, Attorney-in-Fact 2020-10-27