0001225208-19-006412.txt : 20190403
0001225208-19-006412.hdr.sgml : 20190403
20190403214910
ACCESSION NUMBER: 0001225208-19-006412
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190401
FILED AS OF DATE: 20190403
DATE AS OF CHANGE: 20190403
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SHAW RUTH G
CENTRAL INDEX KEY: 0001215486
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38646
FILM NUMBER: 19731085
MAIL ADDRESS:
STREET 1: 10720 SIKES PLACE
STREET 2: STE 300
CITY: CHARLOTTE
STATE: NC
ZIP: 28277
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Dow Inc.
CENTRAL INDEX KEY: 0001751788
STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821]
IRS NUMBER: 301128146
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2211 H.H. DOW WAY
CITY: MIDLAND
STATE: MI
ZIP: 48674
BUSINESS PHONE: 9896361000
MAIL ADDRESS:
STREET 1: 2211 H.H. DOW WAY
CITY: MIDLAND
STATE: MI
ZIP: 48674
FORMER COMPANY:
FORMER CONFORMED NAME: Dow Holdings Inc.
DATE OF NAME CHANGE: 20180831
4
1
doc4.xml
X0306
4
2019-04-01
0001751788
Dow Inc.
DOW
0001215486
SHAW RUTH G
2211 H.H. DOW WAY
MIDLAND
MI
48674
1
Common Stock
2019-04-01
4
J
0
15022.0000
0.0000
A
15022.0000
D
Phantom Stock Units
2019-04-01
4
J
0
1103.0000
0.0000
A
Common Stock
1103.0000
1103.0000
D
On April 1, 2019, the Issuer separated from DowDuPont Inc. by issuing a dividend of the Issuer's common stock as further described in the Information Statement filed as Exhibit 99.1 to Form 10 filed by the Issuer on March 8, 2019.
Total includes one share of common stock of the Issuer received for every three shares of DowDuPont common stock in connection with the separation.
There is generally no conversion price for these phantom stock units. Each phantom stock unit is the equivalent of one share of common stock of the Issuer.
Phantom stock units accrue under a compensation deferral election. Phantom stock units are payable in cash in lump sum or installments at the election of the Reporting Person, and do not carry an exercisable date or expiration date.
/s/ Ruth G. Shaw
2019-04-03