0001633917-17-000165.txt : 20171017 0001633917-17-000165.hdr.sgml : 20171017 20171017205333 ACCESSION NUMBER: 0001633917-17-000165 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171015 FILED AS OF DATE: 20171017 DATE AS OF CHANGE: 20171017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHULMAN DANIEL H CENTRAL INDEX KEY: 0001215315 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36859 FILM NUMBER: 171141659 MAIL ADDRESS: STREET 1: SYMANTEC CORPORATION STREET 2: 20330 STEVENS CREEK BLVD. CITY: CUPERTINO STATE: CA ZIP: 95014 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PayPal Holdings, Inc. CENTRAL INDEX KEY: 0001633917 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 492989869 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2211 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: (408) 967-7400 MAIL ADDRESS: STREET 1: 2211 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95131 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2017-10-15 0 0001633917 PayPal Holdings, Inc. PYPL 0001215315 SCHULMAN DANIEL H C/O PAYPAL HOLDINGS, INC. 2211 NORTH FIRST STREET SAN JOSE CA 95131 1 1 0 0 President and CEO Common Stock 2017-10-15 4 M 0 33701 0.0 A 234593 D Common Stock 2017-10-15 4 F 0 17575 68.66 D 217018 D Restricted Stock Units -1 2017-10-15 4 M 0 33701 0.0 D Common Stock 33701 33701 D Non-Qualified Stock Option (right to buy) 31.56 2021-10-15 Common Stock 161764 161764 D Non-Qualified Stock Option (right to buy) 35.88 2022-04-01 Common Stock 145234 145234 D Non-Qualified Stock Option (right to buy) 41.64 2022-07-17 Common Stock 30485 30485 D Restricted Stock Units -3 Common Stock 36308 36308 D Restricted Stock Units -4 Common Stock 7621 7621 D Restricted Stock Units -5 Common Stock 109110 109110 D Restricted Stock Units -6 Common Stock 181941 181941 D Restricted Stock Units -7 Common Stock 125870 125870 D Restricted Stock Units -8 Common Stock 26419 26419 D Represents shares reacquired to satisfy tax withholding obligations in connection with the vesting of 33,701 shares of restricted stock units granted to the Reporting Person on 10/15/14. Includes 199,069 shares previously reported as indirectly beneficially owned through a Grantor Retained Annuity Trust ("GRAT"). The transfer of shares was exempt from reporting pursuant to Rule 16a-13. Each restricted stock unit represents a contingent right to receive one share of PayPal's common stock. The reporting person received restricted stock units subject to a four-year vesting schedule, vesting 25% on 10/15/15 and 25% each thereafter. Upon vesting, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested. Not applicable. The option grant is subject to a four-year vesting schedule, vesting 25% on 9/30/15 and 1/48th per month thereafter. The option grant is subject to a four-year vesting schedule, vesting 12.5% on 10/1/15 and 1/48th per month thereafter. The option grant is subject to a four-year vesting schedule, vesting 12.5% on 01/17/16 and 1/48th per month thereafter. The reporting person received restricted stock units subject to a four-year vesting schedule, vesting 25% on 4/1/16 and 25% each year thereafter. Upon vesting, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested. The reporting person received restricted stock units subject to a four-year vesting schedule, vesting 25% on 07/17/16 and 25% each year thereafter. Upon vesting, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested. The reporting person received a restricted stock unit grant subject to a three-year vesting schedule, vesting 33.34% on the one year anniversary date of the restricted stock unit, 33.33% on the second year anniversary, and 33.33% on the third year anniversary. Upon vesting, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested. The reporting person earned 152,289 shares in respect of PBRSUs for the 2015-2016 performance period, which were granted to the reporting person as restricted stock units on 3/1/17. 100% of the shares subject to such restricted stock units will vest on the first anniversary of the date of grant. By: Brian Yamasaki For: Daniel H. Schulman 2017-10-17