-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SdG2rn2it8QigNH5QMjdiF8Bn/6FibSKDg0iLp6h1dQaUZPi98gSwmjac5lpqMKl Um8Gp0I3MgCqi4N0+szc4g== 0001413720-08-000001.txt : 20080310 0001413720-08-000001.hdr.sgml : 20080310 20080310174507 ACCESSION NUMBER: 0001413720-08-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080307 FILED AS OF DATE: 20080310 DATE AS OF CHANGE: 20080310 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NICHOLAS APPLEGATE CONVERTIBLE & INCOME FUND CENTRAL INDEX KEY: 0001214935 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA MAIL ADDRESS: STREET 1: 1345 AVE OF THE AMERICAS STREET 2: 47TH FL CITY: NEW YORK STATE: NY ZIP: 10105 FORMER COMPANY: FORMER CONFORMED NAME: NICHOLAS APPLEGATE CONVERTIBLE INCOME FUND DATE OF NAME CHANGE: 20030121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STICKNEY WILLIAM CENTRAL INDEX KEY: 0001240812 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21284 FILM NUMBER: 08678836 MAIL ADDRESS: STREET 1: C/O ALLIANZ EQUITY ADVISORS STREET 2: 1345 AVE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10105 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2008-03-07 0 0001214935 NICHOLAS APPLEGATE CONVERTIBLE & INCOME FUND NCV 0001240812 STICKNEY WILLIAM C/O ALLIANZ EQUITY ADVISORS 1345 AVE OF THE AMERICAS NEW YORK NY 10105 0 0 0 1 Affiliated Person Common Stock 2008-03-07 4 S 0 2000 12.16 D 10691.09 D Common Stock 2008-03-07 4 S 0 2000 12.19 D 8691.09 D Common Stock 2008-03-07 4 S 0 4000 12.21 D 4691.09 D Common Stock 2008-03-07 4 S 0 2300.09 12.23 D 2391 D Common Stock 2008-03-07 4 S 0 2391 12.25 D 0 D Nicholas-Applegate Capital Management LLC ("NACM") is an investment adviser of the Issuer. Mr. Stickney is a portfolio manager who is involved with the day-to-day management of the Issuer. Lagan Srivastava, Attorney in fact for William Stickney 2008-03-10 -----END PRIVACY-ENHANCED MESSAGE-----