0000899243-21-006266.txt : 20210212 0000899243-21-006266.hdr.sgml : 20210212 20210212143151 ACCESSION NUMBER: 0000899243-21-006266 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210205 FILED AS OF DATE: 20210212 DATE AS OF CHANGE: 20210212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: UBS Group AG CENTRAL INDEX KEY: 0001610520 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] STATE OF INCORPORATION: V8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21284 FILM NUMBER: 21625830 BUSINESS ADDRESS: STREET 1: BAHNHOFSTRASSE 45 CITY: ZURICH STATE: V8 ZIP: CH-8001 BUSINESS PHONE: 41-44-234-1111 MAIL ADDRESS: STREET 1: BAHNHOFSTRASSE 45 CITY: ZURICH STATE: V8 ZIP: CH-8001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Virtus AllianzGI Convertible & Income Fund CENTRAL INDEX KEY: 0001214935 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 0228 BUSINESS ADDRESS: STREET 1: 101 MUNSON STREET CITY: GREENFIELD STATE: MA ZIP: 01301 BUSINESS PHONE: (866) 270-7598 MAIL ADDRESS: STREET 1: 101 MUNSON STREET CITY: GREENFIELD STATE: MA ZIP: 01301 FORMER COMPANY: FORMER CONFORMED NAME: AllianzGI Convertible & Income Fund DATE OF NAME CHANGE: 20130502 FORMER COMPANY: FORMER CONFORMED NAME: AGIC Convertible & Income Fund DATE OF NAME CHANGE: 20100825 FORMER COMPANY: FORMER CONFORMED NAME: NICHOLAS APPLEGATE CONVERTIBLE & INCOME FUND DATE OF NAME CHANGE: 20030121 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-02-05 0 0001214935 Virtus AllianzGI Convertible & Income Fund NCV 0001610520 UBS Group AG BAHNHOFSTRASSE 45 PO BOX CH-8098 ZURICH V8 SWITZERLAND 0 0 1 0 Common Shares 2021-02-05 4 P 0 241 5.875 A 273013 I By subsidiary Common Shares 2021-02-05 4 P 0 159 5.87 A 273172 I By subsidiary Common Shares 2021-02-05 4 P 0 50 5.88 A 273222 I By subsidiary This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS AG London Branch and UBS Securities LLC, two wholly owned subsidiaries of UBS Group. By: /s/ Rollins Simmons 2021-02-12 By: /s/ Jennifer Sator 2021-02-12