0001209191-13-008110.txt : 20130212 0001209191-13-008110.hdr.sgml : 20130212 20130212174035 ACCESSION NUMBER: 0001209191-13-008110 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130211 FILED AS OF DATE: 20130212 DATE AS OF CHANGE: 20130212 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AXIS CAPITAL HOLDINGS LTD CENTRAL INDEX KEY: 0001214816 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 92 PITTS BAY ROAD CITY: PEMBROKE STATE: D0 ZIP: HM 08 BUSINESS PHONE: (441) 496-2600 MAIL ADDRESS: STREET 1: 92 PITTS BAY ROAD CITY: PEMBROKE STATE: D0 ZIP: HM 08 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DAVIS CHARLES A CENTRAL INDEX KEY: 0001071287 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-HOME FURNITURE, FURNISHINGS & EQUIPMENT STORES [5700] STATE OF INCORPORATION: NJ FISCAL YEAR END: 0201 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31721 FILM NUMBER: 13598545 MAIL ADDRESS: STREET 1: 1 CAPE MAY ST STREET 2: 1 CAPE MAY ST CITY: HARRISON STATE: NJ ZIP: 07029 FORMER NAME: FORMER CONFORMED NAME: DAVIS CHARLES A /NJ/ DATE OF NAME CHANGE: 19980929 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-02-11 0 0001214816 AXIS CAPITAL HOLDINGS LTD AXS 0001071287 DAVIS CHARLES A 20 HORSENECK LANE GREENWICH CT 06830 1 0 0 0 Common Stock 2013-02-11 4 S 0 2590777 39.25 D 0 I See notes Common Stock 2013-02-11 4 S 0 72473 39.25 D 0 I See notes This filing relates to shares of Common Stock of AXIS Capital Holdings Limited ("AXS"). Mr. Davis, a director of AXS, is one of the four general partners of Trident Capital II, L.P. ("Trident GP"), which is the sole general partner of Trident II, L.P. ("Trident II"). Mr. Davis is also a director and shareholder of Stone Point GP Ltd., the entity that is the sole general partner of Marsh & McLennan Capital Professionals Fund, L.P. ("CPF"). Mr. Davis is also chief executive officer and a member of Stone Point Capital LLC, which serves as the investment manager of Trident II and CPF. This transaction in Table I relates to the disposition of shares of Common Stock of AXS by Trident II. Mr. Davis disclaims beneficial ownership of shares of Common Stock of AXS that are, or may be deemed to be, beneficially owned by Trident II except to the extent of any pecuniary interest therein. This report shall not be deemed an admission that Mr. Davis is the beneficial owner of such shares of Common Stock of AXS. Marsh & McLennan Employees' Securities Company, L.P. ("ESC") has entered into an agreement with Trident II and CPF pursuant to which the parties have agreed to coordinate their disposition of shares of Common Stock of AXS. Mr. Davis disclaims beneficial ownership of shares of Common Stock of AXIS that are, or may be deemed to be, beneficially owned by ESC. This report shall not be deemed an admission that Mr. Davis is the beneficial owner of such shares of Common Stock of AXS. This transaction in Table I relates to the disposition of shares of Common Stock of AXS by CPF. Mr. Davis disclaims beneficial ownership of shares of Common Stock of AXS that are, or may be deemed to be, beneficially owned by CPF except to the extent of any pecuniary interest therein. This report shall not be deemed an admission that Mr. Davis is the beneficial owner of such shares of Common Stock of AXS. /s/ Charles A. Davis 2013-02-12