-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OUJVhn6xTK5UKthg3uiqcpnNrJAViUtqzMzXTRivf1zUCwHGqNznx8bKzmVHXIN8 DddD3U4pYXxuaKSVcvMSGw== 0001005477-03-002040.txt : 20030703 0001005477-03-002040.hdr.sgml : 20030703 20030703145414 ACCESSION NUMBER: 0001005477-03-002040 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030701 FILED AS OF DATE: 20030703 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AXIS CAPITAL HOLDINGS L CENTRAL INDEX KEY: 0001214816 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] BUSINESS ADDRESS: STREET 1: 106 PITTS BAY ROAD CITY: PEMBROKE STATE: D0 ZIP: 00000 BUSINESS PHONE: 4412962600 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WALKER JEFFREY C CENTRAL INDEX KEY: 0001090433 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31721 FILM NUMBER: 03775144 BUSINESS ADDRESS: STREET 1: JP MORGAN PARTNERS STREET 2: 1221 AVENUE OF THE AMERICAS 40TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 212899-3400 MAIL ADDRESS: STREET 1: JP MORGAN PARTNERS STREET 2: 1221 AVENUE OF THE AMERICAS 40TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 4 1 edgar123.xml FORM 4 X0101 4 2003-07-01 0 0001214816 AXIS CAPITAL HOLDINGS L AXS 0001090433 WALKER JEFFREY C 1 0 0 0 Common Stock 2003-07-01 4 S 0 633360 20.68 D 7879880 I See Footnote Common Stock 2003-07-01 4 S 0 3039 20.68 D 37817 I See Footnote Common Stock 2003-07-01 4 S 0 10129 20.68 D 125999 I See Footnote Common Stock 2003-07-01 4 S 0 50919 20.68 D 633497 I See Footnote Common Stock 2003-07-01 4 S 0 5674 20.68 D 70582 I See Footnote Common Stock 2003-07-01 4 S 0 57889 20.68 D 720183 I See Footnote Common Stock 2003-07-01 4 S 0 42962 20.68 D 534446 I See Footnote Common Stock 2003-07-01 4 S 0 88979 20.68 D 1107021 I See Footote Common Stock 2003-07-01 4 S 0 297889 20.68 D 3706111 I See Footnote The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners (BHCA), L.P. ("BHCA"), a portion of which may be deemed attributable to the Reporting Person because the Reporting Person is President of JPMP Capital Corp., the general partner of JPMP Master Fund Manager, L.P. ("MF Manager"), the general partner of BHCA. The actual pro rata portion of such beneficial ownership that may be deemed attributable to the Reporting Person is not readily determinable because it is subject to several variables, including the internal rate of return and vesting within BHCA and within its general partner. The Reporting Person disclaims beneficial ownership in the securities to the extent it exceeds his pecuniary interest therein. The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors, L.P., a portion of which may be deemed attributable to the Reporting Person because the Reporting Person is President of JPMP Capital Corp., the general partner of J.P. Morgan Partners Global Investors, L.P., which is the general partner of JPMP Global Investors, L.P. The actual pro rata portion of such beneficial ownership that may be deemed attributable to the Reporting Person is not readily determinable because it is subject to several variables, including the internal rate of return and vesting within BHCA and within its general partner. The Reporting Person disclaims beneficial ownership in the securities to the extent it exceeds his pecuniary interest therein. The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors A, L.P., a portion of which may be deemed attributable to the Reporting Person because the Reporting Person is President of JPMP Capital Corp., the general partner of JPMP Global Investors, L.P., which is the general partner of J.P. Morgan Partners Global Investors A, L.P. The actual pro rata portion of such beneficial ownership that may be deemed attributable to the Reporting Person is not readily determinable because it is subject to several variables, including the internal rate of return and vesting within BHCA and within its general partner. The Reporting Person disclaims beneficial ownership in the securities to the extent it exceeds his pecuniary interest therein. The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman), L.P. ("Cayman"), a portion of which may be deemed attributable to the Reporting Person because the Reporting Person is President of JPMP Capital Corp., the general partner of one of the general partners of Cayman. The actual pro rata portion of such beneficial ownership that may be deemed attributable to the Reporting Person is not readily determinable because it is subject to several variables, including the internal rate of return and vesting within BHCA and within its general partner. The Reporting Person disclaims beneficial ownership in the securities to the extent it exceeds his pecuniary interest therein. The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman) II, L.P. ("Cayman II"), a portion of which may be deemed attributable to the Reporting Person because the Reporting Person is President of JPMP Capital Corp., the general partner of the general partner of Cayman II. The actual pro rata portion of such beneficial ownership that may be deemed attributable to the Reporting Person is not readily determinable because it is subject to several variables, including the internal rate of return and vesting within BHCA and within its general partner. The Reporting Person disclaims beneficial ownership in the securities to the extent it exceeds his pecuniary interest therein. The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman) III, L.P. ("Cayman III"), a portion of which may be deemed attributable to the Reporting Person because the Reporting Person is President of JPMP Capital Corp., the general partner of the general partner of Cayman III. The actual pro rata portion of such beneficial ownership that may be deemed attributable to the Reporting Person is not readily determinable because it is subject to several variables, including the internal rate of return and vesting within BHCA and within its general partner. The Reporting Person disclaims beneficial ownership in the securities to the extent it exceeds his pecuniary interest therein. The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman) IV, L.P. ("Cayman IV"), a portion of which may be deemed attributable to the Reporting Person because the Reporting Person is President of JPMP Capital Corp., the general partner of the general partner of Cayman IV. The actual pro rata portion of such beneficial ownership that may be deemed attributable to the Reporting Person is not readily determinable because it is subject to several variables, including the internal rate of return and vesting within JPM BHCA and within its general partner. The Reporting Person has no pecuniary interest and disclaims beneficial ownership of the shares owned by Morgan Capital. The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Capital, L.P. ("Morgan Capital"), a portion of which may be deemed attributable to the Reporting Person because the Reporting Person is President of JPMP Capital, LLC, the general partner of Morgan Capital. The Reporting Person disclaims beneficial ownership in the securities to the extent it exceeds his pecuniary interest therein. The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Corsair II Offshore Capital Partners, L.P. ("Corsair"). The Reporting Person has no pecuniary interest in and disclaims beneficial ownership of the shares owned by Corsair. /s/ Jeffrey C. Walker 2003-07-03 -----END PRIVACY-ENHANCED MESSAGE-----