-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, B4FQCYhFukVmrcSCln86hBzbMJR5AmEllLv1RnbMmy1+cBz0WR/xRcVTr2dLzXgc 4KNXcjABxrzlIe4g/OU5Rg== 0000019617-03-000356.txt : 20030630 0000019617-03-000356.hdr.sgml : 20030630 20030630155807 ACCESSION NUMBER: 0000019617-03-000356 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030630 FILED AS OF DATE: 20030630 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AXIS CAPITAL HOLDINGS L CENTRAL INDEX KEY: 0001214816 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] BUSINESS ADDRESS: STREET 1: 106 PITTS BAY ROAD CITY: PEMBROKE STATE: D0 ZIP: 00000 BUSINESS PHONE: 4412962600 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: J P MORGAN CHASE & CO CENTRAL INDEX KEY: 0000019617 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31721 FILM NUMBER: 03764438 BUSINESS ADDRESS: STREET 1: 270 PARK AVE STREET 2: 39TH FL CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2122706000 MAIL ADDRESS: STREET 1: 270 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 FORMER NAME: FORMER CONFORMED NAME: CHASE MANHATTAN CORP /DE/ DATE OF NAME CHANGE: 19960402 FORMER NAME: FORMER CONFORMED NAME: CHEMICAL BANKING CORP DATE OF NAME CHANGE: 19920703 FORMER NAME: FORMER CONFORMED NAME: CHEMICAL NEW YORK CORP DATE OF NAME CHANGE: 19880508 3 1 jpm6.xml X0101 3 2003-06-30 0 0001214816 AXIS CAPITAL HOLDINGS L AXS 0000019617 J P MORGAN CHASE & CO 0 0 1 0 Common Stock 8513277 I See footnote Common Stock 40856 I See footnote Common Stock 136128 I See footnote Common Stock 684419 I See footnote Common Stock 76256 I See footnote Common Stock 778077 I See footnote Common Stock 577416 I See footnote Common Stock 1196000 I See footnote Common Stock 4004000 I See footnote Stock Option (right to buy) 16.2500 2004-01-01 2013-01-01 Common Stock 1000.00 I See footnote The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners (BHCA), L.P. ("BHCA"), a limited partnership indirectly controlled by a wholly owned subsidiary of the Reporting Person. The actual pro rata portion of such beneficial ownership that may be deemed attributable to the Reporting Person is not readily determinable because it is subject to several variables, including the internal rate of return and vesting within BHCA and within its general partner. The Reporting Person disclaims beneficial ownership of the common shares held by BHCA to the extent it exceeds its pecuniary interest therein. The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors, L.P., a portion of which may be deemed attributable to the Reporting Person because JPMP Capital Corp, a wholly owned subsidiary of the Reporting Person, is the general partner of JPMP Global Investors, L.P., which is the general partner of J.P. Morgan Partners Global Investors, L.P. The actual pro rata portion of such beneficial ownership that may be deemed attributable to the Reporting Person is not readily determinable because it is subject to several variables, including the internal rate of return and vesting within BHCA and within its general partner. The Reporting Person disclaims beneficial ownership in the securities to the extent it exceeds its pecuniary interest therein. The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors A, L.P., a portion of which may be deemed attributable to the Reporting Person because JPMP Capital Corp, a wholly owned subsidiary of the Reporting Person, is the general partner of JPMP Global Investors, L.P., which is the general partner of J.P. Morgan Partners Global Investors A, L.P. The actual pro rata portion of such beneficial ownership that may be deemed attributable to the Reporting Person is not readily determinable because it is subject to several variables, including the internal rate of return and vesting within BHCA and within its general partner. The Reporting Person disclaims beneficial ownership in the securities to the extent it exceeds its pecuniary interest therein. The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman), L.P. ("Cayman"), a portion of which may be deemed attributable to the Reporting Person because JPMP Capital Corp, a wholly owned subsidiary of the Reporting Person, is the general partner of JPMP Global Investors, L.P., which is the general partner of Cayman. The actual pro rata portion of such beneficial ownership that may be deemed attributable to the Reporting Person is not readily determinable because it is subject to several variables, including the internal rate of return and vesting within BHCA and within its general partner. The Reporting Person disclaims beneficial ownership in the securities to the extent it exceeds its pecuniary interest therein. The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman) II, L.P. ("Cayman II"), a portion of which may be deemed attributable to the Reporting Person because JPMP Capital Corp, a wholly owned subsidiary of the Reporting Person, is the general partner of JPMP Global Investors, L.P., which is the general partner of Cayman II. The actual pro rata portion of such beneficial ownership that may be deemed attributable to the Reporting Person is not readily determinable because it is subject to several variables, including the internal rate of return and vesting within BHCA and within its general partner. The Reporting Person disclaims beneficial ownership in the securities to the extent it exceeds its pecuniary interest therein. The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman) III, L.P. ("Cayman III"), a portion of which may be deemed attributable to the Reporting Person because JPMP Capital Corp, a wholly owned subsidiary of the Reporting Person, is the general partner of JPMP Global Investors, L.P., which is the general partner of Cayman III. The actual pro rata portion of such beneficial ownership that may be deemed attributable to the Reporting Person is not readily determinable because it is subject to several variables, including the internal rate of return and vesting within BHCA and within its general partner. The Reporting Person disclaims beneficial ownership in the securities to the extent it exceeds its pecuniary interest therein. The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman) IV, L.P. ("Cayman IV"), a portion of which may be deemed attributable to the Reporting Person because JPMP Capital Corp, a wholly owned subsidiary of the Reporting Person, is the general partner of JPMP Global Investors, L.P., which is the general partner of Cayman IV. The actual pro rata portion of such beneficial ownership that may be deemed attributable to the Reporting Person is not readily determinable because it is subject to several variables, including the internal rate of return and vesting within BHCA and within its general partner. The Reporting Person disclaims beneficial ownership in the securities to the extent it exceeds its pecuniary interest therein. The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Capital, L.P. ("Morgan Capital"), a portion of which may be deemed attributable to the Reporting Person because JPMP Capital Corp., the general partner of Morgan Capital, is a wholly owned subsidiary of the Reporting Person. The actual pro rata portion of such beneficial ownership that may be deemed attributable to the Reporting Person is not readily determinable because it is subject to several variables, including the internal rate of return and vesting within BHCA and within its general partner. The Reporting Person disclaims beneficial ownership in the securities to the extent it exceeds its pecuniary interest therein. The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Corsair II Offshore Capital Partners, L.P. ("Corsair"), a portion of which may be deemed attributable to the Reporting Person because its General Partner, Corsair II Offshore, LLC is an indirect, wholly owned subsidiary of the Reporting Person. The actual pro rata portion of such beneficial ownership that may be deemed attributable to the Reporting Person is not readily determinable because it is subject to several variables, including the internal rate of return and vesting within BHCA and within its general partner. The Reporting Person disclaims beneficial ownership in the securities to the extent it exceeds its pecuniary interest therein These options vest in three equal yearly installments, commencing January 1, 2004. These options were granted to Jeffrey Walker as Director's Compensation. Mr. Walker is obligated to exercise them at the request of, and to deliver shares issuable upon the exercise thereof, to BHCA (884 options), Cayman (27 options), Cayman III (32 options) and Cayman IV (57 options). By: /s/ Anthony J. Horan, Corporate Secretary 2003-06-30 -----END PRIVACY-ENHANCED MESSAGE-----