0000919574-18-000297.txt : 20180110
0000919574-18-000297.hdr.sgml : 20180110
20180110180006
ACCESSION NUMBER: 0000919574-18-000297
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180108
FILED AS OF DATE: 20180110
DATE AS OF CHANGE: 20180110
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BERKOWITZ BRUCE R
CENTRAL INDEX KEY: 0001214344
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36693
FILM NUMBER: 18522348
MAIL ADDRESS:
STREET 1: C/O FAIRHOLME CAPITAL MANAGEMENT, L.L.C.
STREET 2: 4400 BISCAYNE BOULEVARD, 9TH FLOOR
CITY: MIAMI
STATE: FL
ZIP: 33137
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SEARS HOLDINGS CORP
CENTRAL INDEX KEY: 0001310067
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DEPARTMENT STORES [5311]
IRS NUMBER: 201920798
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0201
BUSINESS ADDRESS:
STREET 1: 3333 BEVERLY ROAD
CITY: HOFFMAN ESTATES
STATE: IL
ZIP: 60179
BUSINESS PHONE: 847-286-2500
MAIL ADDRESS:
STREET 1: 3333 BEVERLY ROAD
CITY: HOFFMAN ESTATES
STATE: IL
ZIP: 60179
FORMER COMPANY:
FORMER CONFORMED NAME: Sears Holdings CORP
DATE OF NAME CHANGE: 20041129
4
1
p7789509.xml
OWNERSHIP DOCUMENT
X0306
4
2018-01-08
0
0001310067
SEARS HOLDINGS CORP
SHLD
0001214344
BERKOWITZ BRUCE R
C/O FAIRHOLME CAPITAL MANAGEMENT, L.L.C.
4400 BISCAYNE BOULEVARD, 9TH FLOOR
MIAMI
FL
33137
0
0
1
0
Common Shares, $.01 par value
2018-01-08
4
S
0
415700
3.43
D
23834164
I
See Footnote
Common Shares, $.01 par value
2018-01-09
4
S
0
355200
3.33
D
23478964
I
See Footnote
Common Shares, $.01 par value
2018-01-10
4
S
0
1441500
3.31
D
21060985
I
See Footnote
Common Shares, $.01 par value
799516
D
Warrants to Purchase Common Stock, par value $0.01
25.686
2014-11-18
2019-12-15
Common Stock, par value $0.01
0
5003482
I
See Footnote
Warrants to Purchase Common Stock, par value $0.01
25.686
2014-11-18
2019-12-15
Common Stock, par value $0.01
0
825146
D
The reported securities were directly owned by The Fairholme Fund, a series of Fairholme Funds, Inc. (the "Fairholme Fund"), managed indirectly by Mr. Bruce R. Berkowitz (the "Reporting Person"). The Reporting Person disclaims beneficial ownership in the Fairholme Fund except to the extent of his pecuniary interest, if any, therein.
The securities may be deemed to be beneficially owned by the Reporting Person because he controls the sole member of a registered investment adviser, which may be deemed to have beneficial ownership of the securities because it serves as the investment manager to separate series of a registered investment company and managed accounts. The Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
In addition to the 1,441,500 securities reported in Column 4, the amount reported in Column 5 accounts for 976,479 shares now held in accounts over which the Reporting Person no longer has beneficial ownership.
The amount reported in Column 9 accounts for 112,205 derivative securities now held in accounts over which the Reporting Person no longer has beneficial ownership.
Bruce Berkowitz, By: /s/ Paul Thomson, Attorney-in-fact
2018-01-10
EX-99
2
poa.txt
KNOW ALL MEN BY THESE PRESENTS, that the undersigned constitutes and
appoints Paul R. Thomson, his true and lawful attorney-in-fact and agent, with
full power of substitution and resubstitution, for him, for the sole purpose of
signing on his behalf any and all Regulatory Filings under the Securities Act of
1933, the Securities Exchange Act of 1934, the Investment Advisers Act of 1940
and any amendments and supplements thereto, and to file the same, with all
exhibits thereto, and other documents in connection therewith, with the
Securities and Exchange Commission, granting unto said attorney-in-fact and
agent, full power and authority to do and perform each and every act and thing
requisite and necessary to accomplish the above, as fully as to all intents and
purposes as he might or could do in person, hereby ratifying and confirming all
that said attorney-in-fact and agent, and may lawfully do or cause to be done by
virtue hereof. This Power of Attorney shall continue effective until revoked by
me at any time.
Dated this 3rd day of June, 2015.
/s/ Bruce R. Berkowitz
----------------------------
Bruce R. Berkowitz