0000919574-14-007013.txt : 20141212 0000919574-14-007013.hdr.sgml : 20141212 20141212202232 ACCESSION NUMBER: 0000919574-14-007013 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141124 FILED AS OF DATE: 20141212 DATE AS OF CHANGE: 20141212 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SEARS HOLDINGS CORP CENTRAL INDEX KEY: 0001310067 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DEPARTMENT STORES [5311] IRS NUMBER: 201920798 STATE OF INCORPORATION: DE FISCAL YEAR END: 0201 BUSINESS ADDRESS: STREET 1: 3333 BEVERLY ROAD CITY: HOFFMAN ESTATES STATE: IL ZIP: 60179 BUSINESS PHONE: 847-286-2500 MAIL ADDRESS: STREET 1: 3333 BEVERLY ROAD CITY: HOFFMAN ESTATES STATE: IL ZIP: 60179 FORMER COMPANY: FORMER CONFORMED NAME: Sears Holdings CORP DATE OF NAME CHANGE: 20041129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERKOWITZ BRUCE R CENTRAL INDEX KEY: 0001214344 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36693 FILM NUMBER: 141284807 MAIL ADDRESS: STREET 1: C/O FAIRHOLME CAPITAL MANAGEMENT, L.L.C. STREET 2: 4400 BISCAYNE BOULEVARD, 9TH FLOOR CITY: MIAMI STATE: FL ZIP: 33137 4 1 p6280483.xml 22146-0001 X0306 4 2014-11-24 0 0001310067 SEARS HOLDINGS CORP SHLD 0001214344 BERKOWITZ BRUCE R C/O FAIRHOLME CAPITAL MANAGEMENT, L.L.C. 4400 BISCAYNE BOULEVARD, 9TH FLOOR MIAMI FL 33137 0 0 1 0 Common Shares, $.01 par value 2014-12-10 4 P 0 8000 32.31 A 25654273 I See Footnote Common Shares, $.01 par value 2014-12-11 4 P 0 7000 32.04 A 25661273 I See Footnote Common Shares, $.01 par value 2014-12-12 4 S 0 14600 31.99 D 25646673 I See Footnote Common Shares, $.01 par value 913000 D Warrants to Purchase Common Stock, par value $0.01 28.41 2014-11-24 4 P 0 20100 18.00 A 2014-11-18 2019-12-15 Common Stock, par value $0.01 20100 1698272 D Warrants to Purchase Common Stock, par value $0.01 28.41 2014-11-24 4 P 0 74900 18.00 A 2014-11-18 2019-12-15 Common Stock, par value $0.01 74900 4691592 I See Footnote Warrants to Purchase Common Stock, par value $0.01 28.41 2014-11-24 4 P 0 25000 18.00 A 2014-11-18 2019-12-15 Common Stock, par value $0.01 25000 4716592 I See Footnote Warrants to Purchase Common Stock, par value $0.01 28.41 2014-12-03 4 P 0 300 18.00 A 2014-11-18 2019-12-15 Common Stock, par value $0.01 300 4716892 I See Footnote Warrants to Purchase Common Stock, par value $0.01 28.41 2014-12-04 4 P 0 1500 18.00 A 2014-11-18 2019-12-15 Common Stock, par value $0.01 1500 4718392 I See Footnote Warrants to Purchase Common Stock, par value $0.01 28.41 2014-12-12 4 S 0 3009 20.11 D 2014-11-18 2019-12-15 Common Stock, par value $0.01 3009 4715383 I See Footnote The securities may be deemed to be beneficially owned by Mr. Bruce R. Berkowitz (the "Reporting Person") as the managing member of a registered investment adviser, which may be deemed to have beneficial ownership of the securities because it serves as the investment manager to a registered investment company and certain private funds and managed accounts. The Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. The securities were held in an account managed indirectly by the Reporting Person and were sold pursuant to client instructions due to an account closure. Bruce R. Berkowitz, By: /s/ Paul Thomson, Attorney-in-fact 2014-12-12