0000919574-14-007013.txt : 20141212
0000919574-14-007013.hdr.sgml : 20141212
20141212202232
ACCESSION NUMBER: 0000919574-14-007013
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141124
FILED AS OF DATE: 20141212
DATE AS OF CHANGE: 20141212
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SEARS HOLDINGS CORP
CENTRAL INDEX KEY: 0001310067
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DEPARTMENT STORES [5311]
IRS NUMBER: 201920798
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0201
BUSINESS ADDRESS:
STREET 1: 3333 BEVERLY ROAD
CITY: HOFFMAN ESTATES
STATE: IL
ZIP: 60179
BUSINESS PHONE: 847-286-2500
MAIL ADDRESS:
STREET 1: 3333 BEVERLY ROAD
CITY: HOFFMAN ESTATES
STATE: IL
ZIP: 60179
FORMER COMPANY:
FORMER CONFORMED NAME: Sears Holdings CORP
DATE OF NAME CHANGE: 20041129
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BERKOWITZ BRUCE R
CENTRAL INDEX KEY: 0001214344
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36693
FILM NUMBER: 141284807
MAIL ADDRESS:
STREET 1: C/O FAIRHOLME CAPITAL MANAGEMENT, L.L.C.
STREET 2: 4400 BISCAYNE BOULEVARD, 9TH FLOOR
CITY: MIAMI
STATE: FL
ZIP: 33137
4
1
p6280483.xml
22146-0001
X0306
4
2014-11-24
0
0001310067
SEARS HOLDINGS CORP
SHLD
0001214344
BERKOWITZ BRUCE R
C/O FAIRHOLME CAPITAL MANAGEMENT, L.L.C.
4400 BISCAYNE BOULEVARD, 9TH FLOOR
MIAMI
FL
33137
0
0
1
0
Common Shares, $.01 par value
2014-12-10
4
P
0
8000
32.31
A
25654273
I
See Footnote
Common Shares, $.01 par value
2014-12-11
4
P
0
7000
32.04
A
25661273
I
See Footnote
Common Shares, $.01 par value
2014-12-12
4
S
0
14600
31.99
D
25646673
I
See Footnote
Common Shares, $.01 par value
913000
D
Warrants to Purchase Common Stock, par value $0.01
28.41
2014-11-24
4
P
0
20100
18.00
A
2014-11-18
2019-12-15
Common Stock, par value $0.01
20100
1698272
D
Warrants to Purchase Common Stock, par value $0.01
28.41
2014-11-24
4
P
0
74900
18.00
A
2014-11-18
2019-12-15
Common Stock, par value $0.01
74900
4691592
I
See Footnote
Warrants to Purchase Common Stock, par value $0.01
28.41
2014-11-24
4
P
0
25000
18.00
A
2014-11-18
2019-12-15
Common Stock, par value $0.01
25000
4716592
I
See Footnote
Warrants to Purchase Common Stock, par value $0.01
28.41
2014-12-03
4
P
0
300
18.00
A
2014-11-18
2019-12-15
Common Stock, par value $0.01
300
4716892
I
See Footnote
Warrants to Purchase Common Stock, par value $0.01
28.41
2014-12-04
4
P
0
1500
18.00
A
2014-11-18
2019-12-15
Common Stock, par value $0.01
1500
4718392
I
See Footnote
Warrants to Purchase Common Stock, par value $0.01
28.41
2014-12-12
4
S
0
3009
20.11
D
2014-11-18
2019-12-15
Common Stock, par value $0.01
3009
4715383
I
See Footnote
The securities may be deemed to be beneficially owned by Mr. Bruce R. Berkowitz (the "Reporting Person") as the managing member of a registered investment adviser, which may be deemed to have beneficial ownership of the securities because it serves as the investment manager to a registered investment company and certain private funds and managed accounts. The Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
The securities were held in an account managed indirectly by the Reporting Person and were sold pursuant to client instructions due to an account closure.
Bruce R. Berkowitz, By: /s/ Paul Thomson, Attorney-in-fact
2014-12-12