0000899243-17-021345.txt : 20170901 0000899243-17-021345.hdr.sgml : 20170901 20170901154639 ACCESSION NUMBER: 0000899243-17-021345 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170825 FILED AS OF DATE: 20170901 DATE AS OF CHANGE: 20170901 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JOYCE GEORGE P CENTRAL INDEX KEY: 0001214100 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36695 FILM NUMBER: 171066304 MAIL ADDRESS: STREET 1: 214 WEST FIRST STREET CITY: OSWEGO STATE: NY ZIP: 13126 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Pathfinder Bancorp, Inc. CENTRAL INDEX KEY: 0001609065 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 383941859 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 214 WEST FIRST STREET CITY: OSWEGO STATE: NY ZIP: 13126 BUSINESS PHONE: (315) 343-0057 MAIL ADDRESS: STREET 1: 214 WEST FIRST STREET CITY: OSWEGO STATE: NY ZIP: 13126 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-08-25 0 0001609065 Pathfinder Bancorp, Inc. PBHC 0001214100 JOYCE GEORGE P 214 WEST FIRST ST OSWEGO NY 13126 1 0 0 0 Common Stock 2016-05-06 4 A 0 3515 0.00 A 5779 D Common Stock 11888 I By IRA Common Stock 2017-08-25 4 P 0 1000 15.40 A 90650 I POA Stock Options 5.4638 2012-06-23 2021-06-23 Common Stock 8236 8236 D Stock Options 11.35 2016-05-06 4 A 0 8787 0.00 A 2017-05-06 2026-05-06 Common Stock 8787 17023 D Shares of restricted stock units vest at a rate of 20% per year commencing on May 6, 2017. Stock options vest at a rate of 20% per year commencing on May 6, 2017. Stock options vest at a rate of 20% per year commencing on June 23, 2012. /s/ James A. Dowd as POA for George P. Joyce 2017-09-01