0001209191-19-047899.txt : 20190903 0001209191-19-047899.hdr.sgml : 20190903 20190903115549 ACCESSION NUMBER: 0001209191-19-047899 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190830 FILED AS OF DATE: 20190903 DATE AS OF CHANGE: 20190903 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHNEIDER THOMAS W CENTRAL INDEX KEY: 0001214095 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36695 FILM NUMBER: 191071419 MAIL ADDRESS: STREET 1: 214 WEST FIRST STREET CITY: OSWEGO STATE: NY ZIP: 13126 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Pathfinder Bancorp, Inc. CENTRAL INDEX KEY: 0001609065 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 383941859 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 214 WEST FIRST STREET CITY: OSWEGO STATE: NY ZIP: 13126 BUSINESS PHONE: (315) 343-0057 MAIL ADDRESS: STREET 1: 214 WEST FIRST STREET CITY: OSWEGO STATE: NY ZIP: 13126 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-08-30 0 0001609065 Pathfinder Bancorp, Inc. PBHC 0001214095 SCHNEIDER THOMAS W 214 WEST FIRST STREET OSWEGO NY 13126 0 1 0 0 President and CEO Common Stock 2019-08-30 4 S 0 715 12.8115 D 33758 D Common Stock 15841 I By ESOP Common Stock 23262 I By 401(K) This transaction was executed in two trades at prices ranging from $12.75 to $13.19. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. /s/ James A. Dowd as POA for Thomas W. Schneider 2019-09-02