0001209191-19-030714.txt : 20190517 0001209191-19-030714.hdr.sgml : 20190517 20190517111142 ACCESSION NUMBER: 0001209191-19-030714 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190517 FILED AS OF DATE: 20190517 DATE AS OF CHANGE: 20190517 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHNEIDER THOMAS W CENTRAL INDEX KEY: 0001214095 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36695 FILM NUMBER: 19834703 MAIL ADDRESS: STREET 1: 214 WEST FIRST STREET CITY: OSWEGO STATE: NY ZIP: 13126 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Pathfinder Bancorp, Inc. CENTRAL INDEX KEY: 0001609065 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 383941859 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 214 WEST FIRST STREET CITY: OSWEGO STATE: NY ZIP: 13126 BUSINESS PHONE: (315) 343-0057 MAIL ADDRESS: STREET 1: 214 WEST FIRST STREET CITY: OSWEGO STATE: NY ZIP: 13126 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-05-17 0 0001609065 Pathfinder Bancorp, Inc. PBHC 0001214095 SCHNEIDER THOMAS W 214 WEST FIRST STREET OSWEGO NY 13126 0 1 0 0 President and CEO Common Stock 2019-05-15 4 P 0 8528 14.98 A 29601 D Common Stock 2019-05-16 4 P 0 1472 15.25 A 31073 D Common Stock 15841 I By ESOP Common Stock 23262 I By 401(K) Stock Options 11.35 2017-05-06 2026-05-06 Common Stock 26361 26361 D This transaction was executed in thirteen trades at prices ranging from $14.65 to 15.00. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in two trades at prices ranging from $15.00 to $15.25. Th price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. /s/ James A. Dowd as POA for Thomas W. Schneider 2019-05-17