0001062993-23-011380.txt : 20230517
0001062993-23-011380.hdr.sgml : 20230517
20230517162150
ACCESSION NUMBER: 0001062993-23-011380
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230515
FILED AS OF DATE: 20230517
DATE AS OF CHANGE: 20230517
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NIGON RICHARD
CENTRAL INDEX KEY: 0001213869
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38207
FILM NUMBER: 23932041
MAIL ADDRESS:
STREET 1: CEDAR POINT CAPITAL
STREET 2: 150 SOUTH 5TH STREET
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Celcuity Inc.
CENTRAL INDEX KEY: 0001603454
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 16305 36TH AVENUE N
STREET 2: SUITE 100
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55446
BUSINESS PHONE: 763-392-0767
MAIL ADDRESS:
STREET 1: 16305 36TH AVENUE N
STREET 2: SUITE 100
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55446
FORMER COMPANY:
FORMER CONFORMED NAME: Celcuity LLC
DATE OF NAME CHANGE: 20140324
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0407
4
2023-05-15
0001603454
Celcuity Inc.
CELC
0001213869
NIGON RICHARD
16305 36TH AVENUE NORTH
SUITE 100
MINNEAPOLIS
MN
55446
1
0
0
0
0
Common Stock
96032
D
Warrants (right to buy)
9.5000
2024-09-22
Common Stock
5061
5061
D
Warrants (right to buy)
7.5628
2026-01-14
Common Stock
4672
4672
D
Warrants (right to buy)
7.5628
2026-05-02
Common Stock
3245
3245
D
Warrants (right to buy)
8.4208
2027-04-28
Common Stock
8461
8461
D
Warrants (right to buy)
8.4208
2027-05-17
Common Stock
1429
1429
D
Stock Option (right to buy)
5.5000
2027-10-19
Common Stock
8200
8200
D
Stock Option (right to buy)
5.5000
2028-05-14
Common Stock
3201
3201
D
Stock Option (right to buy)
5.5000
2029-05-16
Common Stock
5054
5054
D
Stock Option (right to buy)
5.1000
2030-05-14
Common Stock
25308
25308
D
Stock Option (right to buy)
5.5000
2031-05-12
Common Stock
4619
4619
D
Stock Option (right to buy)
5.5000
2032-05-17
Common Stock
24449
24449
D
Stock Option (right to buy)
9.58
2023-05-15
4
A
0
11645
0
A
2033-05-15
Common Stock
11645
11645
D
Currently exercisable.
This Option will vest and become exercisable on April 30, 2024 or if earlier, the date of the Company's 2024 Annual Meeting of Stockholders.
Mr. Nigon previously reported his beneficial ownership to include 20,300 shares of common stock held as trustee of a trust for certain family members. Mr. Nigon no longer serves as trustee for the trust so this indirect ownership amount has been removed.
/s/ Eric O. Madson as Attorney-in-Fact for Richard Nigon pursuant to Power of Attorney previously filed.
2023-05-17