0001062993-23-011380.txt : 20230517 0001062993-23-011380.hdr.sgml : 20230517 20230517162150 ACCESSION NUMBER: 0001062993-23-011380 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230515 FILED AS OF DATE: 20230517 DATE AS OF CHANGE: 20230517 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NIGON RICHARD CENTRAL INDEX KEY: 0001213869 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38207 FILM NUMBER: 23932041 MAIL ADDRESS: STREET 1: CEDAR POINT CAPITAL STREET 2: 150 SOUTH 5TH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Celcuity Inc. CENTRAL INDEX KEY: 0001603454 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 16305 36TH AVENUE N STREET 2: SUITE 100 CITY: MINNEAPOLIS STATE: MN ZIP: 55446 BUSINESS PHONE: 763-392-0767 MAIL ADDRESS: STREET 1: 16305 36TH AVENUE N STREET 2: SUITE 100 CITY: MINNEAPOLIS STATE: MN ZIP: 55446 FORMER COMPANY: FORMER CONFORMED NAME: Celcuity LLC DATE OF NAME CHANGE: 20140324 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0407 4 2023-05-15 0001603454 Celcuity Inc. CELC 0001213869 NIGON RICHARD 16305 36TH AVENUE NORTH SUITE 100 MINNEAPOLIS MN 55446 1 0 0 0 0 Common Stock 96032 D Warrants (right to buy) 9.5000 2024-09-22 Common Stock 5061 5061 D Warrants (right to buy) 7.5628 2026-01-14 Common Stock 4672 4672 D Warrants (right to buy) 7.5628 2026-05-02 Common Stock 3245 3245 D Warrants (right to buy) 8.4208 2027-04-28 Common Stock 8461 8461 D Warrants (right to buy) 8.4208 2027-05-17 Common Stock 1429 1429 D Stock Option (right to buy) 5.5000 2027-10-19 Common Stock 8200 8200 D Stock Option (right to buy) 5.5000 2028-05-14 Common Stock 3201 3201 D Stock Option (right to buy) 5.5000 2029-05-16 Common Stock 5054 5054 D Stock Option (right to buy) 5.1000 2030-05-14 Common Stock 25308 25308 D Stock Option (right to buy) 5.5000 2031-05-12 Common Stock 4619 4619 D Stock Option (right to buy) 5.5000 2032-05-17 Common Stock 24449 24449 D Stock Option (right to buy) 9.58 2023-05-15 4 A 0 11645 0 A 2033-05-15 Common Stock 11645 11645 D Currently exercisable. This Option will vest and become exercisable on April 30, 2024 or if earlier, the date of the Company's 2024 Annual Meeting of Stockholders. Mr. Nigon previously reported his beneficial ownership to include 20,300 shares of common stock held as trustee of a trust for certain family members. Mr. Nigon no longer serves as trustee for the trust so this indirect ownership amount has been removed. /s/ Eric O. Madson as Attorney-in-Fact for Richard Nigon pursuant to Power of Attorney previously filed. 2023-05-17