0000914190-20-000177.txt : 20200518 0000914190-20-000177.hdr.sgml : 20200518 20200518162820 ACCESSION NUMBER: 0000914190-20-000177 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200514 FILED AS OF DATE: 20200518 DATE AS OF CHANGE: 20200518 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NIGON RICHARD CENTRAL INDEX KEY: 0001213869 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38207 FILM NUMBER: 20889926 MAIL ADDRESS: STREET 1: CEDAR POINT CAPITAL STREET 2: 150 SOUTH 5TH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Celcuity Inc. CENTRAL INDEX KEY: 0001603454 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 16305 36TH AVENUE N STREET 2: SUITE 100 CITY: MINNEAPOLIS STATE: MN ZIP: 55446 BUSINESS PHONE: 763-392-0767 MAIL ADDRESS: STREET 1: 16305 36TH AVENUE N STREET 2: SUITE 100 CITY: MINNEAPOLIS STATE: MN ZIP: 55446 FORMER COMPANY: FORMER CONFORMED NAME: Celcuity LLC DATE OF NAME CHANGE: 20140324 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2020-05-14 0001603454 Celcuity Inc. CELC 0001213869 NIGON RICHARD 16305 36TH AVENUE NORTH SUITE 100 MINNEAPOLIS MN 55446 1 0 0 0 Common Stock 90278 D Common Stock 20300 I By Grandchildren's Trust Stock Option (right to buy) 16.23 2027-10-19 Common Stock 8200 8200 D Stock Option (right to buy) 19.45 2028-05-14 Common Stock 3201 3201 D Stock Option (right to buy) 22.45 2029-05-16 Common Stock 5054 5054 D Stock Option (right to buy) 5.10 2020-05-14 4 A 0 25308 0 A 2030-05-14 Common Stock 25308 25308 D Warrants (right to buy) 9.50 2024-09-22 Common Stock 5061 5061 D Warrants (right to buy) 7.5628 2026-01-14 Common Stock 4672 4672 D Warrants (right to buy) 7.5628 2026-05-02 Common Stock 3245 3245 D Warrants (right to buy) 8.4208 2027-04-28 Common Stock 8461 8461 D Warrants (right to buy) 8.4208 2027-05-17 Common Stock 1429 1429 D Currently exercisable. This Option will vest and become exercisable on April 30, 2021, or if earlier, the date of the Company's 2021 Annual Meeting of Stockholders. /s/ Eric O. Madson as Attorney-in-Fact for Richard J. Nigon pursuant to Power of Attorney previously filed. 2020-05-18