0000914190-20-000177.txt : 20200518
0000914190-20-000177.hdr.sgml : 20200518
20200518162820
ACCESSION NUMBER: 0000914190-20-000177
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200514
FILED AS OF DATE: 20200518
DATE AS OF CHANGE: 20200518
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NIGON RICHARD
CENTRAL INDEX KEY: 0001213869
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38207
FILM NUMBER: 20889926
MAIL ADDRESS:
STREET 1: CEDAR POINT CAPITAL
STREET 2: 150 SOUTH 5TH STREET
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Celcuity Inc.
CENTRAL INDEX KEY: 0001603454
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: 16305 36TH AVENUE N
STREET 2: SUITE 100
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55446
BUSINESS PHONE: 763-392-0767
MAIL ADDRESS:
STREET 1: 16305 36TH AVENUE N
STREET 2: SUITE 100
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55446
FORMER COMPANY:
FORMER CONFORMED NAME: Celcuity LLC
DATE OF NAME CHANGE: 20140324
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2020-05-14
0001603454
Celcuity Inc.
CELC
0001213869
NIGON RICHARD
16305 36TH AVENUE NORTH
SUITE 100
MINNEAPOLIS
MN
55446
1
0
0
0
Common Stock
90278
D
Common Stock
20300
I
By Grandchildren's Trust
Stock Option (right to buy)
16.23
2027-10-19
Common Stock
8200
8200
D
Stock Option (right to buy)
19.45
2028-05-14
Common Stock
3201
3201
D
Stock Option (right to buy)
22.45
2029-05-16
Common Stock
5054
5054
D
Stock Option (right to buy)
5.10
2020-05-14
4
A
0
25308
0
A
2030-05-14
Common Stock
25308
25308
D
Warrants (right to buy)
9.50
2024-09-22
Common Stock
5061
5061
D
Warrants (right to buy)
7.5628
2026-01-14
Common Stock
4672
4672
D
Warrants (right to buy)
7.5628
2026-05-02
Common Stock
3245
3245
D
Warrants (right to buy)
8.4208
2027-04-28
Common Stock
8461
8461
D
Warrants (right to buy)
8.4208
2027-05-17
Common Stock
1429
1429
D
Currently exercisable.
This Option will vest and become exercisable on April 30, 2021, or if earlier, the date of the Company's 2021 Annual Meeting of Stockholders.
/s/ Eric O. Madson as Attorney-in-Fact for Richard J. Nigon pursuant to Power of Attorney previously filed.
2020-05-18