X0306 4 2016-11-28 0 0001506492 Sunshine Heart, Inc. SSH 0001213867 ERB JOHN L 12988 VALLEY VIEW ROAD EDEN PRAIRIE MN 55344 1 1 0 0 CEO & President Common Stock 2016-11-28 4 P 0 80000 0.2196 A 464128 D The price represents the weighted average price of the multiple transactions reported on this line. The shares were purchased at prices ranging from $0.2128 to $0.22 per share. Upon request by the SEC staff, the issuer or any securityholder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Gayle C. Aiken, by Power of Attorney 2016-11-29