0001213529-17-000007.txt : 20170811 0001213529-17-000007.hdr.sgml : 20170811 20170811191832 ACCESSION NUMBER: 0001213529-17-000007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170809 FILED AS OF DATE: 20170811 DATE AS OF CHANGE: 20170811 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WALKER JOHN PETER CENTRAL INDEX KEY: 0001213529 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36570 FILM NUMBER: 171026527 MAIL ADDRESS: STREET 1: 126 ISABELLA AVE CITY: ATHERTON STATE: CA ZIP: 94027 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Zosano Pharma Corp CENTRAL INDEX KEY: 0001587221 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 454488360 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 34790 ARDENTECH COURT CITY: FREMONT STATE: CA ZIP: 94555 BUSINESS PHONE: 510-745-1200 MAIL ADDRESS: STREET 1: 34790 ARDENTECH COURT CITY: FREMONT STATE: CA ZIP: 94555 FORMER COMPANY: FORMER CONFORMED NAME: ZP Holdings Inc DATE OF NAME CHANGE: 20130919 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-08-09 0001587221 Zosano Pharma Corp ZSAN 0001213529 WALKER JOHN PETER C/O ZOSANO PHARMA CORPORATION 34790 ARDENTECH COURT FREMONT CA 94555 1 1 0 0 President and CEO Common Stock 2017-08-09 4 D 0 26666 0 D 180228 D Employee Stock Option (right to buy) .99 2017-08-09 4 A 0 300000 0 A 2027-08-09 Common Stock 300000 300000 D The common stock was granted subject to vesting on May 18, 2017. A total of 33,334 shares have vested as of August 9, 2017, and the remaining 26,666 shares have been forfeited. 25% of the total number of shares underlying the stock option vest on August 9, 2018, and the remaining underlying shares vest in equal monthly installments over the following three-year period, so that all shares have vested on August 9, 2021. /s/ Jeffrey L. Quillen, attorney-in-fact 2017-08-11