0001628280-21-018433.txt : 20210913 0001628280-21-018433.hdr.sgml : 20210913 20210913081236 ACCESSION NUMBER: 0001628280-21-018433 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210910 FILED AS OF DATE: 20210913 DATE AS OF CHANGE: 20210913 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Levine James E. CENTRAL INDEX KEY: 0001463151 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35558 FILM NUMBER: 211248678 MAIL ADDRESS: STREET 1: 55 CAMBRIDGE PARKWAY STREET 2: 8TH FLOOR CITY: CAMBRIDGE STATE: MA ZIP: 02142 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Cardiff Oncology, Inc. CENTRAL INDEX KEY: 0001213037 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 272004382 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11055 FLINTKOTE AVENUE CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 858-952-7570 MAIL ADDRESS: STREET 1: 11055 FLINTKOTE AVENUE CITY: SAN DIEGO STATE: CA ZIP: 92121 FORMER COMPANY: FORMER CONFORMED NAME: Trovagene, Inc. DATE OF NAME CHANGE: 20130304 FORMER COMPANY: FORMER CONFORMED NAME: TrovaGene Inc. DATE OF NAME CHANGE: 20110830 FORMER COMPANY: FORMER CONFORMED NAME: XENOMICS INC DATE OF NAME CHANGE: 20040719 4 1 wf-form4_163153514276157.xml FORM 4 X0306 4 2021-09-10 0 0001213037 Cardiff Oncology, Inc. CRDF 0001463151 Levine James E. C/O CARDIFF ONCOLOGY, INC. 11055 FLITKOTE AVE SAN DIEGO CA 92121 0 1 0 0 Chief Financial Officer Common Stock 2021-09-10 4 P 0 5000 6.62 A 5000 D Common Stock 2021-09-10 4 P 0 5000 6.75 A 10000 D Common Stock 2021-09-10 4 P 0 10000 6.38 A 20000 D Common Stock 2021-09-10 4 P 0 5000 6.35 A 25000 D Common Stock 2021-09-10 4 P 0 5000 6.32 A 30000 D /s/ James Levine 2021-09-13