0001368365-20-000054.txt : 20200805 0001368365-20-000054.hdr.sgml : 20200805 20200805214113 ACCESSION NUMBER: 0001368365-20-000054 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200727 FILED AS OF DATE: 20200805 DATE AS OF CHANGE: 20200805 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BOTTS THEODORE P CENTRAL INDEX KEY: 0001213025 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33720 FILM NUMBER: 201079533 MAIL ADDRESS: STREET 1: C/O HSW INTERNATIONAL, INC. STREET 2: 3350 PEACHTREE ROAD, SUITE 1600 CITY: ATLANTA STATE: GA ZIP: 30326 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REMARK HOLDINGS, INC. CENTRAL INDEX KEY: 0001368365 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATION SERVICES, NEC [4899] IRS NUMBER: 331135689 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 800 S COMMERCE ST CITY: LAS VEGAS STATE: NV ZIP: 89106 BUSINESS PHONE: 7027019514 MAIL ADDRESS: STREET 1: 800 S COMMERCE ST CITY: LAS VEGAS STATE: NV ZIP: 89106 FORMER COMPANY: FORMER CONFORMED NAME: Remark Media, Inc. DATE OF NAME CHANGE: 20120103 FORMER COMPANY: FORMER CONFORMED NAME: HSW International, Inc. DATE OF NAME CHANGE: 20060706 4 1 wf-form4_159667805923110.xml FORM 4 X0306 4 2020-07-27 0 0001368365 REMARK HOLDINGS, INC. MARK 0001213025 BOTTS THEODORE P C/O REMARK HOLDINGS, INC. 800 S. COMMERCE ST. LAS VEGAS NV 89106 1 0 0 0 Stock option (right to buy) 1.37 2020-07-27 4 A 0 225000 0 A 2030-07-27 Common Stock 225000.0 225000 D These options were granted under the 2017 Incentive Plan. Half of these options vested on the grant date and 1/4 of these options will be deemed to vest on each of September 30, 2020 and December 31, 2020; provided, however, that the options are not exercisable unless and until the Company's stockholders have approved an amendment to the Company's Amended and Restated Certificate of Incorporation to increase the number of authorized shares of the Company's common stock in an amount sufficient to allow for the exercise of the options and the Company has filed a corresponding Certificate of Amendment to its Amended and Restated Certificate of Incorporation reflecting such increase in the number of authorized shares of common stock. /s/ Theodore P. Botts 2020-08-05