0001012975-17-000094.txt : 20170208
0001012975-17-000094.hdr.sgml : 20170208
20170208160717
ACCESSION NUMBER: 0001012975-17-000094
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170207
FILED AS OF DATE: 20170208
DATE AS OF CHANGE: 20170208
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MARKETAXESS HOLDINGS INC
CENTRAL INDEX KEY: 0001278021
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 522230784
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 299 PARK AVENUE, 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10171
BUSINESS PHONE: 212-831-6000
MAIL ADDRESS:
STREET 1: 299 PARK AVENUE, 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10171
FORMER COMPANY:
FORMER CONFORMED NAME: MARKETAXESS HOLDING INC
DATE OF NAME CHANGE: 20040129
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GOMACH DAVID G
CENTRAL INDEX KEY: 0001212822
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34091
FILM NUMBER: 17582588
MAIL ADDRESS:
STREET 1: 20 S. WACKER DR
CITY: CHICAGO
STATE: IL
ZIP: 60606
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2017-02-07
0001278021
MARKETAXESS HOLDINGS INC
MKTX
0001212822
GOMACH DAVID G
C/O MARKETAXESS HOLDINGS INC.
299 PARK AVENUE
NEW YORK
NY
10171
1
0
0
0
Common Stock, par value $0.003 per share
2017-02-07
4
M
0
2500
16.99
A
2818
D
Common Stock, par value $0.003 per share
2017-02-07
5
G
0
2500
0
D
318
D
Common Stock, par value $0.003 per share
2017-02-07
5
G
0
2500
0
A
30847
I
By Trust
Common Stock, par value $0.003 per share
2017-02-07
4
S
0
2500
189.9856
D
28347
I
By Trust
Common Stock, par value $0.003 per share
2017-02-07
4
S
0
2870
189.984
D
25477
I
By Trust
Employee Stock Option (right to buy)
16.99
2017-02-07
4
M
0
2500
0
D
2017-08-03
Common Stock
2500
0
D
The transactions were executed in multiple trades at prices ranging from $189.455 to $190.24. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
The transactions were executed in multiple trades at prices ranging from $189.455 to $190.35. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
The option was fully exercisable.
/s/ Ori Solomon, as Attorney-in-Fact for David G. Gomach
2017-02-08