0001012975-17-000094.txt : 20170208 0001012975-17-000094.hdr.sgml : 20170208 20170208160717 ACCESSION NUMBER: 0001012975-17-000094 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170207 FILED AS OF DATE: 20170208 DATE AS OF CHANGE: 20170208 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MARKETAXESS HOLDINGS INC CENTRAL INDEX KEY: 0001278021 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 522230784 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 299 PARK AVENUE, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10171 BUSINESS PHONE: 212-831-6000 MAIL ADDRESS: STREET 1: 299 PARK AVENUE, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10171 FORMER COMPANY: FORMER CONFORMED NAME: MARKETAXESS HOLDING INC DATE OF NAME CHANGE: 20040129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOMACH DAVID G CENTRAL INDEX KEY: 0001212822 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34091 FILM NUMBER: 17582588 MAIL ADDRESS: STREET 1: 20 S. WACKER DR CITY: CHICAGO STATE: IL ZIP: 60606 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-02-07 0001278021 MARKETAXESS HOLDINGS INC MKTX 0001212822 GOMACH DAVID G C/O MARKETAXESS HOLDINGS INC. 299 PARK AVENUE NEW YORK NY 10171 1 0 0 0 Common Stock, par value $0.003 per share 2017-02-07 4 M 0 2500 16.99 A 2818 D Common Stock, par value $0.003 per share 2017-02-07 5 G 0 2500 0 D 318 D Common Stock, par value $0.003 per share 2017-02-07 5 G 0 2500 0 A 30847 I By Trust Common Stock, par value $0.003 per share 2017-02-07 4 S 0 2500 189.9856 D 28347 I By Trust Common Stock, par value $0.003 per share 2017-02-07 4 S 0 2870 189.984 D 25477 I By Trust Employee Stock Option (right to buy) 16.99 2017-02-07 4 M 0 2500 0 D 2017-08-03 Common Stock 2500 0 D The transactions were executed in multiple trades at prices ranging from $189.455 to $190.24. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. The transactions were executed in multiple trades at prices ranging from $189.455 to $190.35. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. The option was fully exercisable. /s/ Ori Solomon, as Attorney-in-Fact for David G. Gomach 2017-02-08