0001214659-23-016338.txt : 20231212 0001214659-23-016338.hdr.sgml : 20231212 20231212163027 ACCESSION NUMBER: 0001214659-23-016338 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231208 FILED AS OF DATE: 20231212 DATE AS OF CHANGE: 20231212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AULT MILTON C III CENTRAL INDEX KEY: 0001212502 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40701 FILM NUMBER: 231481599 MAIL ADDRESS: STREET 1: 11411 SOUTHERN HIGHLANDS PARKWAY STREET 2: SUITE 240 CITY: LAS VEGAS STATE: NV ZIP: 89141 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RiskOn International, Inc. CENTRAL INDEX KEY: 0001437491 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 000000000 STATE OF INCORPORATION: NV FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 303 PEARL PARKWAY SUITE 200 CITY: SAN ANTONIO STATE: TX ZIP: 78215 BUSINESS PHONE: (800) 762-7293 MAIL ADDRESS: STREET 1: 303 PEARL PARKWAY SUITE 200 CITY: SAN ANTONIO STATE: TX ZIP: 78215 FORMER COMPANY: FORMER CONFORMED NAME: BitNile Metaverse, Inc. DATE OF NAME CHANGE: 20230321 FORMER COMPANY: FORMER CONFORMED NAME: Ecoark Holdings, Inc. DATE OF NAME CHANGE: 20160325 FORMER COMPANY: FORMER CONFORMED NAME: Magnolia Solar Corp DATE OF NAME CHANGE: 20100107 4 1 marketforms-63781.xml PRIMARY DOCUMENT X0508 4 2023-12-08 0001437491 RiskOn International, Inc. ROI 0001212502 AULT MILTON C III 11411 SOUTHERN HIGHLANDS PARKWAY SUITE 240 LAS VEGAS NV 89141 false false true false 0 Common Stock 2023-12-08 4 P false 1000 0.1575 A 7000 D Common Stock 2023-12-11 4 P false 103525 0.1554 A 139000 I By Ault Alpha LP Common Stock 567251 I By Ault Lending, LLC The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.1554. The range of purchase prices on the transaction date was $0.1479 to $0.1590 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha LP ("Ault Alpha"), respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha. Ault Lending, LLC ("Ault Lending") is a wholly owned subsidiary of Ault Alliance, Inc ("AAI"). The Reporting Person is the Executive Chairman of AAI and is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. /s/ Milton C. Ault, III 2023-12-12