0001214659-23-016338.txt : 20231212
0001214659-23-016338.hdr.sgml : 20231212
20231212163027
ACCESSION NUMBER: 0001214659-23-016338
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231208
FILED AS OF DATE: 20231212
DATE AS OF CHANGE: 20231212
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AULT MILTON C III
CENTRAL INDEX KEY: 0001212502
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40701
FILM NUMBER: 231481599
MAIL ADDRESS:
STREET 1: 11411 SOUTHERN HIGHLANDS PARKWAY
STREET 2: SUITE 240
CITY: LAS VEGAS
STATE: NV
ZIP: 89141
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RiskOn International, Inc.
CENTRAL INDEX KEY: 0001437491
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 000000000
STATE OF INCORPORATION: NV
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 303 PEARL PARKWAY SUITE 200
CITY: SAN ANTONIO
STATE: TX
ZIP: 78215
BUSINESS PHONE: (800) 762-7293
MAIL ADDRESS:
STREET 1: 303 PEARL PARKWAY SUITE 200
CITY: SAN ANTONIO
STATE: TX
ZIP: 78215
FORMER COMPANY:
FORMER CONFORMED NAME: BitNile Metaverse, Inc.
DATE OF NAME CHANGE: 20230321
FORMER COMPANY:
FORMER CONFORMED NAME: Ecoark Holdings, Inc.
DATE OF NAME CHANGE: 20160325
FORMER COMPANY:
FORMER CONFORMED NAME: Magnolia Solar Corp
DATE OF NAME CHANGE: 20100107
4
1
marketforms-63781.xml
PRIMARY DOCUMENT
X0508
4
2023-12-08
0001437491
RiskOn International, Inc.
ROI
0001212502
AULT MILTON C III
11411 SOUTHERN HIGHLANDS PARKWAY
SUITE 240
LAS VEGAS
NV
89141
false
false
true
false
0
Common Stock
2023-12-08
4
P
false
1000
0.1575
A
7000
D
Common Stock
2023-12-11
4
P
false
103525
0.1554
A
139000
I
By Ault Alpha LP
Common Stock
567251
I
By Ault Lending, LLC
The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.1554. The range of purchase prices on the transaction date was $0.1479 to $0.1590 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha LP ("Ault Alpha"), respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha.
Ault Lending, LLC ("Ault Lending") is a wholly owned subsidiary of Ault Alliance, Inc ("AAI"). The Reporting Person is the Executive Chairman of AAI and is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.
/s/ Milton C. Ault, III
2023-12-12