0001567619-18-007166.txt : 20181130
0001567619-18-007166.hdr.sgml : 20181130
20181130161842
ACCESSION NUMBER: 0001567619-18-007166
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181129
FILED AS OF DATE: 20181130
DATE AS OF CHANGE: 20181130
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Steele Gary
CENTRAL INDEX KEY: 0001547434
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35506
FILM NUMBER: 181211421
MAIL ADDRESS:
STREET 1: C/O PROOFPOINT, INC.
STREET 2: 892 ROSS DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PROOFPOINT INC
CENTRAL INDEX KEY: 0001212458
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 510414846
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 892 ROSS DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 408-517-4710
MAIL ADDRESS:
STREET 1: 892 ROSS DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
4
1
doc1.xml
FORM 4
X0306
4
2018-11-29
0
0001212458
PROOFPOINT INC
PFPT
0001547434
Steele Gary
C/O PROOFPOINT, INC.
892 ROSS DRIVE
SUNNYVALE
CA
94089
1
1
0
0
Chief Executive Officer
Common Stock
2018-11-29
4
M
0
8015
7.98
A
112975
D
Common Stock
2018-11-29
4
M
0
41985
14.12
A
154960
D
Common Stock
2018-11-29
4
S
0
50000
95.3068
D
104960
D
Employee Stock Option (right to buy)
7.98
2018-11-29
4
M
0
8015
0
D
2022-01-23
Common Stock
8015
0
D
Employee Stock Option (right to buy)
14.12
2018-11-29
4
M
0
41985
0
D
2023-03-04
Common Stock
41985
138015
D
The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on June 8, 2018.
Represents the aggregate of sales effected on the same day at different prices.
Represents the weighted average sales price per share. The shares sold at prices ranging from $95.00 to $95.62 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
The stock option is immediately exercisable in full.
/s/ Gary Steele by Michael Yang, Attorney-in-Fact
2018-11-30