0001209191-21-053599.txt : 20210827 0001209191-21-053599.hdr.sgml : 20210827 20210827155502 ACCESSION NUMBER: 0001209191-21-053599 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210818 FILED AS OF DATE: 20210827 DATE AS OF CHANGE: 20210827 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Auvil Paul R. III CENTRAL INDEX KEY: 0001410972 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-35506 FILM NUMBER: 211218779 MAIL ADDRESS: STREET 1: C/O PROOFPOINT, INC. STREET 2: 892 ROSS DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PROOFPOINT INC CENTRAL INDEX KEY: 0001212458 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 510414846 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 925 W. MAUDE AVENUE CITY: SUNNYVALE STATE: CA ZIP: 94085 BUSINESS PHONE: 408-517-4710 MAIL ADDRESS: STREET 1: 925 W. MAUDE AVENUE CITY: SUNNYVALE STATE: CA ZIP: 94085 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2021-08-18 2021-08-19 0 0001212458 PROOFPOINT INC PFPT 0001410972 Auvil Paul R. III C/O PROOFPOINT, INC. 925 WEST MAUDE AVENUE SUNNYVALE CA 94085 0 1 0 0 Chief Financial Officer Common Stock 261918 I By family trust Common Stock 122063 D The gift of shares reported in Form 4 filed on August 19, 2021 ("Form 4") was cancelled prior to its completion. This amendment to Form 4 is filed to report the Reporting Person's direct and indirect holdings after giving effect to the cancellation of such gift. /s/ Paul R. Auvil III, by Michael Yang, Attorney-in-Fact 2021-08-27