0001209191-21-025520.txt : 20210405
0001209191-21-025520.hdr.sgml : 20210405
20210405203021
ACCESSION NUMBER: 0001209191-21-025520
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210403
FILED AS OF DATE: 20210405
DATE AS OF CHANGE: 20210405
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Salle Blake P.
CENTRAL INDEX KEY: 0001757191
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35506
FILM NUMBER: 21807739
MAIL ADDRESS:
STREET 1: C/O PROOFPOINT, INC.
STREET 2: 892 ROSS DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
FORMER NAME:
FORMER CONFORMED NAME: Salle Blake R.
DATE OF NAME CHANGE: 20181025
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PROOFPOINT INC
CENTRAL INDEX KEY: 0001212458
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 510414846
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 925 W. MAUDE AVENUE
CITY: SUNNYVALE
STATE: CA
ZIP: 94085
BUSINESS PHONE: 408-517-4710
MAIL ADDRESS:
STREET 1: 925 W. MAUDE AVENUE
CITY: SUNNYVALE
STATE: CA
ZIP: 94085
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-04-03
0
0001212458
PROOFPOINT INC
PFPT
0001757191
Salle Blake P.
C/O PROOFPOINT, INC.
925 WEST MAUDE AVENUE
SUNNYVALE
CA
94085
0
1
0
0
EVP, Worldwide Sales
Common Stock
2021-04-03
4
M
0
5000
0.00
A
22951
D
Common Stock
2021-04-03
4
F
0
1821
128.56
D
21130
D
Restricted Stock Units
0.00
2021-04-03
4
M
0
5000
0.00
D
Common Stock
5000
0
D
Vesting of restricted stock units ("RSUs") granted to the Reporting Person on May 17, 2017.
Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. These shares were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs.
Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.
The RSUs vest annually as to 1/4th of the total RSUs in equal installments. The first 1/4th of the RSUs vested on April 3, 2018. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting.
RSUs do not expire; they either vest or are canceled prior to the vesting date.
/s/ Blake P. Salle, by Michael Yang, Attorney-in-Fact
2021-04-05