0001209191-21-019014.txt : 20210309 0001209191-21-019014.hdr.sgml : 20210309 20210309163452 ACCESSION NUMBER: 0001209191-21-019014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210305 FILED AS OF DATE: 20210309 DATE AS OF CHANGE: 20210309 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Willy Ashan CENTRAL INDEX KEY: 0001819243 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35506 FILM NUMBER: 21726370 MAIL ADDRESS: STREET 1: C/O PROOFPOINT, INC. STREET 2: 892 ROSS DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PROOFPOINT INC CENTRAL INDEX KEY: 0001212458 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 510414846 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 925 W. MAUDE AVENUE CITY: SUNNYVALE STATE: CA ZIP: 94085 BUSINESS PHONE: 408-517-4710 MAIL ADDRESS: STREET 1: 925 W. MAUDE AVENUE CITY: SUNNYVALE STATE: CA ZIP: 94085 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-03-05 0 0001212458 PROOFPOINT INC PFPT 0001819243 Willy Ashan C/O PROOFPOINT, INC. 925 WEST MAUDE AVENUE SUNNYVALE CA 94085 0 1 0 0 EVP/GM-Sec Prd & Svc Grp Restricted Stock Units 0.00 2021-03-05 4 A 0 15000 0.00 A Common Stock 15000 15000 D Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. The RSUs vest as to 1/4th of the total award in equal annual installments, with the first 1/4th vesting on February 1, 2022. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting. RSUs do not expire; they either vest or are canceled prior to vesting date. /s/ Ashan Willy, by Michael Yang, Attorney-in-Fact 2021-03-09