0001209191-21-015301.txt : 20210301 0001209191-21-015301.hdr.sgml : 20210301 20210301171056 ACCESSION NUMBER: 0001209191-21-015301 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210225 FILED AS OF DATE: 20210301 DATE AS OF CHANGE: 20210301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RAFAEL BETSY CENTRAL INDEX KEY: 0001255995 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35506 FILM NUMBER: 21699203 MAIL ADDRESS: STREET 1: 550 MERIDIAN AVENUE CITY: SAN JOSE STATE: CA ZIP: 95126 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PROOFPOINT INC CENTRAL INDEX KEY: 0001212458 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 510414846 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 925 W. MAUDE AVENUE CITY: SUNNYVALE STATE: CA ZIP: 94085 BUSINESS PHONE: 408-517-4710 MAIL ADDRESS: STREET 1: 925 W. MAUDE AVENUE CITY: SUNNYVALE STATE: CA ZIP: 94085 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-02-25 0 0001212458 PROOFPOINT INC PFPT 0001255995 RAFAEL BETSY C/O PROOFPOINT, INC. 925 WEST MAUDE AVENUE SUNNYVALE CA 94085 1 0 0 0 Common Stock 2021-02-25 4 A 0 537 0.00 A 537 D Represents an award of restricted stock units ("RSUs"). 100% of the RSUs will vest on February 25, 2022, subject to the Reporting Person's continued services to the Issuer through such vesting date. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. /S/ Betsy Rafael by Michael Yang, Attorney-in-Fact 2021-03-01