0001209191-21-015301.txt : 20210301
0001209191-21-015301.hdr.sgml : 20210301
20210301171056
ACCESSION NUMBER: 0001209191-21-015301
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210225
FILED AS OF DATE: 20210301
DATE AS OF CHANGE: 20210301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RAFAEL BETSY
CENTRAL INDEX KEY: 0001255995
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35506
FILM NUMBER: 21699203
MAIL ADDRESS:
STREET 1: 550 MERIDIAN AVENUE
CITY: SAN JOSE
STATE: CA
ZIP: 95126
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PROOFPOINT INC
CENTRAL INDEX KEY: 0001212458
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 510414846
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 925 W. MAUDE AVENUE
CITY: SUNNYVALE
STATE: CA
ZIP: 94085
BUSINESS PHONE: 408-517-4710
MAIL ADDRESS:
STREET 1: 925 W. MAUDE AVENUE
CITY: SUNNYVALE
STATE: CA
ZIP: 94085
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-02-25
0
0001212458
PROOFPOINT INC
PFPT
0001255995
RAFAEL BETSY
C/O PROOFPOINT, INC.
925 WEST MAUDE AVENUE
SUNNYVALE
CA
94085
1
0
0
0
Common Stock
2021-02-25
4
A
0
537
0.00
A
537
D
Represents an award of restricted stock units ("RSUs"). 100% of the RSUs will vest on February 25, 2022, subject to the Reporting Person's continued services to the Issuer through such vesting date. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
/S/ Betsy Rafael by Michael Yang, Attorney-in-Fact
2021-03-01