0001209191-20-053650.txt : 20201005
0001209191-20-053650.hdr.sgml : 20201005
20201005163939
ACCESSION NUMBER: 0001209191-20-053650
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201001
FILED AS OF DATE: 20201005
DATE AS OF CHANGE: 20201005
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Knight David
CENTRAL INDEX KEY: 0001547394
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35506
FILM NUMBER: 201224070
MAIL ADDRESS:
STREET 1: C/O PROOFPOINT, INC.
STREET 2: 892 ROSS DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PROOFPOINT INC
CENTRAL INDEX KEY: 0001212458
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 510414846
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 892 ROSS DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 408-517-4710
MAIL ADDRESS:
STREET 1: 892 ROSS DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-10-01
0
0001212458
PROOFPOINT INC
PFPT
0001547394
Knight David
C/O PROOFPOINT, INC.
892 ROSS DRIVE
SUNNYVALE
CA
0
1
0
0
EVP/GM, Security Products
Common Stock
2020-10-01
4
M
0
1892
50.93
A
16721
D
Common Stock
2020-10-01
4
S
0
700
104.5675
D
16021
D
Common Stock
2020-10-01
4
S
0
1300
105.7631
D
14721
D
Common Stock
2020-10-01
4
S
0
500
106.422
D
14221
D
Employee Stock Option (right to buy)
50.93
2020-10-01
4
M
0
1892
0.00
D
2026-04-08
Common Stock
1892
0
D
This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
Represents the weighted average sale price. The lowest price at which shares were sold was $104.16 and the highest price at which shares were sold was $105.14. The Reporting Person undertakes to provide upon request to the staff of the Securities Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the ranges set forth in footnotes (2), (3) and (4) to this Form 4.
Represents the weighted average sale price. The lowest price at which shares were sold was $105.20 and the highest price at which shares were sold was $106.175.
Represents the weighted average sale price. The lowest price at which shares were sold was $106.22 and the highest price at which shares were sold was $106.78.
The stock option vested as to 1/4th of the total number of shares on February 1, 2017, and thereafter shall vest as to 1/48th of the total number of shares in equal monthly installments, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
/s/ David Knight by Michael Yang, Attorney-in-Fact
2020-10-05