0001140361-18-018094.txt : 20180410
0001140361-18-018094.hdr.sgml : 20180410
20180410200204
ACCESSION NUMBER: 0001140361-18-018094
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180406
FILED AS OF DATE: 20180410
DATE AS OF CHANGE: 20180410
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Swaroop Bhagwat
CENTRAL INDEX KEY: 0001678830
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35506
FILM NUMBER: 18749013
MAIL ADDRESS:
STREET 1: C/O PROOFPOINT, INC.
STREET 2: 892 ROSS DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PROOFPOINT INC
CENTRAL INDEX KEY: 0001212458
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 510414846
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 892 ROSS DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 408-517-4710
MAIL ADDRESS:
STREET 1: 892 ROSS DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
4
1
doc1.xml
FORM 4
X0306
4
2018-04-06
0
0001212458
PROOFPOINT INC
PFPT
0001678830
Swaroop Bhagwat
C/O PROOFPOINT, INC.
892 ROSS DRIVE
SUNNYVALE
CA
94089
0
1
0
0
EVP & GM, Protection
Common Stock
2018-04-06
4
S
0
3077
117.41
D
1000
D
The transactions reported on this line were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 6, 2018.
Includes 341 shares acquired under the issuer's employee stock purchase plan (the "ESPP") on May 15, 2017, 239 shares acquired under the issuer's ESPP on November 15, 2017, and the sale of an aggregate of 580 shares that were acquired under the ESPP on April 6, 2018.
/s/ Bhagwat Swaroop by Michael Yang, Attorney-In-Fact
2018-04-10