0001140361-17-045743.txt : 20171211
0001140361-17-045743.hdr.sgml : 20171211
20171211182029
ACCESSION NUMBER: 0001140361-17-045743
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171207
FILED AS OF DATE: 20171211
DATE AS OF CHANGE: 20171211
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Knight David
CENTRAL INDEX KEY: 0001547394
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35506
FILM NUMBER: 171250577
MAIL ADDRESS:
STREET 1: C/O PROOFPOINT, INC.
STREET 2: 892 ROSS DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PROOFPOINT INC
CENTRAL INDEX KEY: 0001212458
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 510414846
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 892 ROSS DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 408-517-4710
MAIL ADDRESS:
STREET 1: 892 ROSS DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
4
1
doc1.xml
FORM 4
X0306
4
2017-12-07
0
0001212458
PROOFPOINT INC
PFPT
0001547394
Knight David
C/O PROOFPOINT, INC.
892 ROSS DRIVE
SUNNYVALE
CA
94089
0
1
0
0
EVP/GM, Threat Sys Product Grp
Common Stock
2017-12-07
4
M
0
1431
36
A
15305
D
Common Stock
2017-12-07
4
M
0
972
57.49
A
16277
D
Common Stock
2017-12-07
4
S
0
400
83.85
D
15877
D
Common Stock
2017-12-07
4
S
0
1200
85.3708
D
14677
D
Common Stock
2017-12-07
4
S
0
1400
86.0141
D
13277
D
Non-qualified Stock Option (right to buy)
36
2017-12-07
4
M
0
1431
0
D
2024-03-26
Common Stock
1431
1562
D
Non-qualified Stock Option (right to buy)
57.49
2017-12-07
4
M
0
972
0
D
2025-04-06
Common Stock
972
12028
D
The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on December 6, 2016.
Represents the aggregate of sales effected on the same day at different prices.
Represents the weighted average sales price per share. The shares sold at prices ranging from $83.57 to $84.12 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
Represents the weighted average sales price per share. The shares sold at prices ranging from $84.70 to $85.66 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
Represents the weighted average sales price per share. The shares sold at prices ranging from $85.71 to $86.27 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
The stock option vested as to 1/4th of the total number of shares on February 1, 2015 and thereafter vested and shall continue to vest as to 1/48th of the total number of shares in equal monthly installments.
The stock option vested as to 1/4th of the total number of shares on February 1, 2016 and thereafter vested and shall continue to vest as to 1/48th of the total number of shares in equal monthly installments.
/s/ David Knight By Michael Yang, Attorney-In-Fact
2017-12-11