0001140361-17-037729.txt : 20171005
0001140361-17-037729.hdr.sgml : 20171005
20171005165310
ACCESSION NUMBER: 0001140361-17-037729
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171004
FILED AS OF DATE: 20171005
DATE AS OF CHANGE: 20171005
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hahn Eric
CENTRAL INDEX KEY: 0001547393
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35506
FILM NUMBER: 171125110
MAIL ADDRESS:
STREET 1: C/O PROOFPOINT, INC.
STREET 2: 892 ROSS DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PROOFPOINT INC
CENTRAL INDEX KEY: 0001212458
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 510414846
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 892 ROSS DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 408-517-4710
MAIL ADDRESS:
STREET 1: 892 ROSS DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
4
1
doc1.xml
FORM 4
X0306
4
2017-10-04
0
0001212458
PROOFPOINT INC
PFPT
0001547393
Hahn Eric
C/O PROOFPOINT, INC.
892 ROSS DRIVE
SUNNYVALE
CA
94089
1
0
0
1
Chairman
Common Stock
2017-10-04
4
S
0
5000
89.2073
D
48001
D
Common Stock
202008
I
By Family Trust
This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on December 5, 2016.
Represents the aggregate of sales effected on the same day at different prices
Represents the weighted average sales price per share. The shares sold at prices ranging from $88.915 to $89.77 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
Shares directly held by the Hahn Family Trust dated 10/20/1999, of which the Reporting Person is a trustee and may be deemed to share voting and dispositive power over these shares.
/s/ Eric Hahn By Michael Yang, Attorney-In-Fact
2017-10-05