0001140361-14-013573.txt : 20140319
0001140361-14-013573.hdr.sgml : 20140319
20140319191733
ACCESSION NUMBER: 0001140361-14-013573
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140317
FILED AS OF DATE: 20140319
DATE AS OF CHANGE: 20140319
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PROOFPOINT INC
CENTRAL INDEX KEY: 0001212458
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 510414846
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 892 ROSS DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 408-517-4710
MAIL ADDRESS:
STREET 1: 892 ROSS DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hahn Eric
CENTRAL INDEX KEY: 0001547393
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35506
FILM NUMBER: 14705163
MAIL ADDRESS:
STREET 1: C/O PROOFPOINT, INC.
STREET 2: 892 ROSS DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
4
1
doc1.xml
FORM 4
X0306
4
2014-03-17
0
0001212458
PROOFPOINT INC
PFPT
0001547393
Hahn Eric
C/O PROOFPOINT, INC.
892 ROSS DRIVE
SUNNYVALE
CA
94089
1
0
0
1
Chairman
Common Stock
2014-03-17
4
S
0
10000
42.8552
D
464972
D
Common Stock
213718
I
By Family Trust
Common Stock
40000
I
By Trust 1
Common Stock
40000
I
By Trust 2
These transactions were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on May 14, 2013.
Represents the aggregate of sales effected on the same day at different prices.
Represents the weighted average sales price per share. The shares sold at prices ranging from $42.48 to $43.18 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
Shares directly held by the Hahn Family Trust dated 10/20/1999, of which the Reporting Person is a trustee and may be deemed to share voting and dispositive power over these shares.
Shares directly held by the Evan Matthew Hahn Trust, U/A DTD 3/14/1996, of which the Reporting Person is a trustee and may be deemed to share voting and dispositive power over these shares.
Shares directly held by the Jeremy Stephen Hahn Trust, U/A DTD 10/20/1999, of which the Reporting Person is a trustee and may be deemed to share voting and dispositive power over these shares.
/s/ Eric Hahn By Michael Yang, Attorney-In-Fact
2014-03-19