0001209191-15-052928.txt : 20150612 0001209191-15-052928.hdr.sgml : 20150612 20150612180117 ACCESSION NUMBER: 0001209191-15-052928 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150610 FILED AS OF DATE: 20150612 DATE AS OF CHANGE: 20150612 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CONNECTURE INC CENTRAL INDEX KEY: 0001211759 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 18500 W. CORPORATE DRIVE STREET 2: SUITE 250 CITY: BROOKFIELD STATE: WI ZIP: 53045 BUSINESS PHONE: 262-432-8282 MAIL ADDRESS: STREET 1: 18500 W. CORPORATE DRIVE STREET 2: SUITE 250 CITY: BROOKFIELD STATE: WI ZIP: 53045 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JAY JEFFREY R CENTRAL INDEX KEY: 0001239607 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36778 FILM NUMBER: 15929612 MAIL ADDRESS: STREET 1: GREAT POINT PARTNERS, LLC STREET 2: 165 MASON STREET, 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KROIN DAVID CENTRAL INDEX KEY: 0001397513 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36778 FILM NUMBER: 15929613 MAIL ADDRESS: STREET 1: C/O GREAT POINT PARTNERS LLC STREET 2: 165 MASON STREET, 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GREAT POINT PARTNERS LLC CENTRAL INDEX KEY: 0001281446 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36778 FILM NUMBER: 15929614 BUSINESS ADDRESS: STREET 1: 165 MASON STREET, 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203 971-3300 MAIL ADDRESS: STREET 1: 165 MASON STREET, 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GPP - Connecture, LLC CENTRAL INDEX KEY: 0001627377 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36778 FILM NUMBER: 15929615 BUSINESS ADDRESS: STREET 1: 165 MASON STREET STREET 2: 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203.971.3317 MAIL ADDRESS: STREET 1: 165 MASON STREET STREET 2: 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Great Point Partners I GP, LLC CENTRAL INDEX KEY: 0001508954 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36778 FILM NUMBER: 15929617 BUSINESS ADDRESS: STREET 1: 165 MASON STREET, 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-971-3300 MAIL ADDRESS: STREET 1: 165 MASON STREET, 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GREAT POINT PARTNERS I LP CENTRAL INDEX KEY: 0001349965 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36778 FILM NUMBER: 15929616 BUSINESS ADDRESS: STREET 1: C/O GREAT POINT PARTNERS I LP STREET 2: 165 MASON STREET, 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2039713300 MAIL ADDRESS: STREET 1: C/O GREAT POINT PARTNERS I LP STREET 2: 165 MASON STREET, 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-06-10 0 0001211759 CONNECTURE INC CNXR 0001508954 Great Point Partners I GP, LLC 165 MASON ST., 3RD FLOOR GREENWICH CT 06830 0 0 1 0 0001349965 GREAT POINT PARTNERS I LP 165 MASON ST., 3RD FLOOR GREENWICH CT 06830 0 0 1 0 0001627377 GPP - Connecture, LLC 165 MASON ST., 3RD FLOOR GREENWICH CT 06830 0 0 1 0 0001281446 GREAT POINT PARTNERS LLC 165 MASON ST., 3RD FLOOR GREENWICH CT 06830 0 0 1 0 0001239607 JAY JEFFREY R 165 MASON ST., 3RD FLOOR GREENWICH CT 06830 0 0 1 0 0001397513 KROIN DAVID 165 MASON ST., 3RD FLOOR GREENWICH CT 06830 0 0 1 0 Common Stock 2015-06-10 4 J 0 1375733 0.00 D 4127232 I By GPP-Connecture LLC Common Stock 2015-06-10 4 J 0 39703 0.00 A 39703 D Common Stock 2015-06-10 4 J 0 36493 0.00 A 36493 D Common Stock 2015-06-10 4 J 0 47235 0.00 A 47235 I See Remarks Common Stock 2015-06-10 4 J 0 28696 0.00 A 28696 I See Remarks Represents shares of the issuer's common stock distributed pro rata by GPP - Connecture, LLC to its members. Shares held directly by GPP-Connecture LLC ("GPPC"). Great Point Partners I GP, LLC is the general partner of Great Point Partners I, LP, which is the sole managing member of GPPC. Dr. Jeffrey R. Jay is the senior managing member, and David Kroin is the special managing member, of Great Point Partners LLC, which is the investment manager to Great Point Partners I, L.P. Each of Dr. Jay, Mr. Kroin, Great Point Partners LLC, Great Point Partners I GP, LLC and Great Point Partners I, LP may be deemed to have voting and dispositive power over the shares held by GPPC, and disclaim beneficial ownership of the shares held by GPPC, except to the extent of their pecuniary interest therein. These shares are held directly by Mr. Kroin. These shares are held directly by Dr. Jay. Includes 11,341 shares held by a trust of which Dr. Jay is a trustee and of which beneficiaries may be considered members of Dr. Jay's immediate family, and 35,894 shares held by a trust of which Dr. Jay is the income beneficiary (but not the trustee). In each case Dr. Jay disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein. Includes shares owned by Biomedical Offshore Value Fund, Ltd. ("BOVF"). Great Point Partners, LLC is the investment manager of BOVF, and by virtue of such status may be deemed to be the beneficial owner of the such shares. Each of Dr. Jay, as senior managing member of Great Point Partners, LLC, and Mr. Kroin, as special managing member of Great Point Partners, LLC, has voting and investment power with respect to such shares, and therefore may be deemed to be the beneficial owner of such shares. Each of Dr. Jay and Mr. Kroin disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. /s/ Scott Heinert for Great Point Partners I GP, LLC 2015-06-12 /s/ Scott Heinert for Great Point Partners I LP 2015-06-12 /s/ Scott Heinert for GPP-Connecture, LLC 2015-06-12 /s/ Scott Heinert for Great Point Partners LLC 2015-06-12 /s/ Scott Heinert for Jay R. Jeffrey 2015-06-12 /s/ Scott Heinert for David Kroin 2015-06-12