0001649338-17-000147.txt : 20171219
0001649338-17-000147.hdr.sgml : 20171219
20171219194157
ACCESSION NUMBER: 0001649338-17-000147
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171215
FILED AS OF DATE: 20171219
DATE AS OF CHANGE: 20171219
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TAN HOCK E
CENTRAL INDEX KEY: 0001211588
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37690
FILM NUMBER: 171265434
MAIL ADDRESS:
STREET 1: C/O AVAGO TECHNOLOGIES U.S. INC.
STREET 2: 1320 RIDDER PARK DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95131
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Broadcom Ltd
CENTRAL INDEX KEY: 0001649338
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 000000000
FISCAL YEAR END: 1030
BUSINESS ADDRESS:
STREET 1: 1 YISHUN AVENUE 7
CITY: SINGAPORE
STATE: U0
ZIP: 768923
BUSINESS PHONE: 65-6755-7888
MAIL ADDRESS:
STREET 1: 1 YISHUN AVENUE 7
CITY: SINGAPORE
STATE: U0
ZIP: 768923
FORMER COMPANY:
FORMER CONFORMED NAME: Pavonia Ltd
DATE OF NAME CHANGE: 20150728
4
1
wf-form4_151373050320459.xml
FORM 4
X0306
4
2017-12-15
0
0001649338
Broadcom Ltd
AVGO
0001211588
TAN HOCK E
C/O AVAGO TECHNOLOGIES US INC.
1320 RIDDER PARK DRIVE
SAN JOSE
CA
95131
1
1
0
0
President and CEO
Ordinary Shares, no par value
2017-12-15
4
M
0
10000
32.39
A
120623
D
Ordinary Shares, no par value
2017-12-15
4
M
0
10000
38.99
A
130623
D
Ordinary Shares, no par value
2017-12-15
4
S
0
5920
259.086
D
124703
D
Ordinary Shares, no par value
2017-12-15
4
S
0
13280
259.857
D
111423
D
Ordinary Shares, no par value
2017-12-15
4
S
0
800
261.019
D
110623
D
Ordinary Shares, no par value
2017-12-18
4
S
0
789
264.377
D
109834
D
Stock Option (Right to Buy)
32.39
2017-12-15
4
M
0
10000
0
D
2018-03-07
Ordinary Shares, no par value
10000.0
0
D
Stock Option (Right to Buy)
38.99
2017-12-15
4
M
0
10000
0
D
2020-09-12
Ordinary Shares, no par value
10000.0
1537916
D
Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
Includes 4,507 Restricted Share Units.
Transaction executed in multiple trades at prices ranging from $258.46 to $259.43 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Transaction executed in multiple trades at prices ranging from $259.46 to $260.42 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Transaction executed in multiple trades at prices ranging from $260.52 to $261.65 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Shares sold by the Reporting Person pursuant to mandatory sale provisions of the relevant restricted share unit ("RSU") grant requiring the sale of sufficient shares to cover withholding taxes due upon vesting of RSUs.
The option is fully vested and exercisable.
Share price performance option (the "2006 Option") granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan (the "Avago Plan"). The 2006 Option is fully vested and the exercisability requirements for the 2006 Option have been met.
/s/ Noelle Matteson, Attorney-in-Fact for Hock E. Tan
2017-12-19