0001649338-17-000119.txt : 20171117 0001649338-17-000119.hdr.sgml : 20171117 20171117175000 ACCESSION NUMBER: 0001649338-17-000119 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171115 FILED AS OF DATE: 20171117 DATE AS OF CHANGE: 20171117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TAN HOCK E CENTRAL INDEX KEY: 0001211588 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37690 FILM NUMBER: 171212173 MAIL ADDRESS: STREET 1: C/O AVAGO TECHNOLOGIES U.S. INC. STREET 2: 1320 RIDDER PARK DRIVE CITY: SAN JOSE STATE: CA ZIP: 95131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Broadcom Ltd CENTRAL INDEX KEY: 0001649338 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 000000000 FISCAL YEAR END: 1030 BUSINESS ADDRESS: STREET 1: 1 YISHUN AVENUE 7 CITY: SINGAPORE STATE: U0 ZIP: 768923 BUSINESS PHONE: 65-6755-7888 MAIL ADDRESS: STREET 1: 1 YISHUN AVENUE 7 CITY: SINGAPORE STATE: U0 ZIP: 768923 FORMER COMPANY: FORMER CONFORMED NAME: Pavonia Ltd DATE OF NAME CHANGE: 20150728 4 1 wf-form4_151095898640037.xml FORM 4 X0306 4 2017-11-15 0 0001649338 Broadcom Ltd AVGO 0001211588 TAN HOCK E C/O AVAGO TECHNOLOGIES US INC. 1320 RIDDER PARK DRIVE SAN JOSE CA 95131 1 1 0 0 President and CEO Ordinary Shares, no par value 2017-11-15 4 M 0 20000 32.39 A 130623 D Ordinary Shares, no par value 2017-11-15 4 S 0 3900 258.966 D 126723 D Ordinary Shares, no par value 2017-11-15 4 S 0 9705 259.853 D 117018 D Ordinary Shares, no par value 2017-11-15 4 S 0 4795 260.657 D 112223 D Ordinary Shares, no par value 2017-11-15 4 S 0 1600 261.864 D 110623 D Stock Option (Right to Buy) 32.39 2017-11-15 4 M 0 20000 0 D 2018-03-07 Ordinary Shares, no par value 20000.0 10000 D Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Includes 6,010 Restricted Share Units. Transaction executed in multiple trades at prices ranging from $258.34 to $259.31 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Transaction executed in multiple trades at prices ranging from $259.38 to $260.36 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Transaction executed in multiple trades at prices ranging from $260.38 to $261.15 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Transaction executed in multiple trades at prices ranging from $261.50 to $262.30 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. The option is fully vested and exercisable. /s/ Noelle Matteson, Attorney-in-Fact for Hock E. Tan 2017-11-17