0001649338-17-000119.txt : 20171117
0001649338-17-000119.hdr.sgml : 20171117
20171117175000
ACCESSION NUMBER: 0001649338-17-000119
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171115
FILED AS OF DATE: 20171117
DATE AS OF CHANGE: 20171117
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TAN HOCK E
CENTRAL INDEX KEY: 0001211588
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37690
FILM NUMBER: 171212173
MAIL ADDRESS:
STREET 1: C/O AVAGO TECHNOLOGIES U.S. INC.
STREET 2: 1320 RIDDER PARK DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95131
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Broadcom Ltd
CENTRAL INDEX KEY: 0001649338
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 000000000
FISCAL YEAR END: 1030
BUSINESS ADDRESS:
STREET 1: 1 YISHUN AVENUE 7
CITY: SINGAPORE
STATE: U0
ZIP: 768923
BUSINESS PHONE: 65-6755-7888
MAIL ADDRESS:
STREET 1: 1 YISHUN AVENUE 7
CITY: SINGAPORE
STATE: U0
ZIP: 768923
FORMER COMPANY:
FORMER CONFORMED NAME: Pavonia Ltd
DATE OF NAME CHANGE: 20150728
4
1
wf-form4_151095898640037.xml
FORM 4
X0306
4
2017-11-15
0
0001649338
Broadcom Ltd
AVGO
0001211588
TAN HOCK E
C/O AVAGO TECHNOLOGIES US INC.
1320 RIDDER PARK DRIVE
SAN JOSE
CA
95131
1
1
0
0
President and CEO
Ordinary Shares, no par value
2017-11-15
4
M
0
20000
32.39
A
130623
D
Ordinary Shares, no par value
2017-11-15
4
S
0
3900
258.966
D
126723
D
Ordinary Shares, no par value
2017-11-15
4
S
0
9705
259.853
D
117018
D
Ordinary Shares, no par value
2017-11-15
4
S
0
4795
260.657
D
112223
D
Ordinary Shares, no par value
2017-11-15
4
S
0
1600
261.864
D
110623
D
Stock Option (Right to Buy)
32.39
2017-11-15
4
M
0
20000
0
D
2018-03-07
Ordinary Shares, no par value
20000.0
10000
D
Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
Includes 6,010 Restricted Share Units.
Transaction executed in multiple trades at prices ranging from $258.34 to $259.31 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Transaction executed in multiple trades at prices ranging from $259.38 to $260.36 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Transaction executed in multiple trades at prices ranging from $260.38 to $261.15 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Transaction executed in multiple trades at prices ranging from $261.50 to $262.30 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
The option is fully vested and exercisable.
/s/ Noelle Matteson, Attorney-in-Fact for Hock E. Tan
2017-11-17