-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OpchymSmBR32Is5pas0YlptwZHSlkqJP6sYbIY2lvlt1X3vtbglxiyglTReA+q5Y /MQ3ntKAk6DPSjSNs5qVdg== 0001140361-10-025044.txt : 20100610 0001140361-10-025044.hdr.sgml : 20100610 20100610133646 ACCESSION NUMBER: 0001140361-10-025044 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100608 FILED AS OF DATE: 20100610 DATE AS OF CHANGE: 20100610 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Clark John Smith II CENTRAL INDEX KEY: 0001378379 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32295 FILM NUMBER: 10889818 MAIL ADDRESS: STREET 1: 623 FIFTH AVENUE STREET 2: SUITE 2503 CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADHEREX TECHNOLOGIES INC CENTRAL INDEX KEY: 0001211583 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 000000000 BUSINESS ADDRESS: STREET 1: 4620 CREEKSTONE DRIVE STREET 2: SUITE 200 CITY: DURHAM STATE: NC ZIP: 27703 BUSINESS PHONE: 919-484-8484 MAIL ADDRESS: STREET 1: 4620 CREEKSTONE DRIVE STREET 2: SUITE 200 CITY: DURHAM STATE: NC ZIP: 27703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Southpoint Capital Advisors LP CENTRAL INDEX KEY: 0001319998 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32295 FILM NUMBER: 10889822 BUSINESS ADDRESS: STREET 1: 237 PARK AVENUE STREET 2: SUITE 900 CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212.692.6350 MAIL ADDRESS: STREET 1: 237 PARK AVENUE STREET 2: SUITE 900 CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Southpoint GP, LP CENTRAL INDEX KEY: 0001378376 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32295 FILM NUMBER: 10889820 BUSINESS ADDRESS: STREET 1: 623 FIFTH AVENUE STREET 2: SUITE 2503 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212.692.6349 MAIL ADDRESS: STREET 1: 623 FIFTH AVENUE STREET 2: SUITE 2503 CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Southpoint Capital Advisors LLC CENTRAL INDEX KEY: 0001378377 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32295 FILM NUMBER: 10889821 BUSINESS ADDRESS: STREET 1: 623 FIFTH AVENUE STREET 2: SUITE 2503 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212.692.6349 MAIL ADDRESS: STREET 1: 623 FIFTH AVENUE STREET 2: SUITE 2503 CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Southpoint GP, LLC CENTRAL INDEX KEY: 0001378378 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32295 FILM NUMBER: 10889819 BUSINESS ADDRESS: STREET 1: 623 FIFTH AVENUE STREET 2: SUITE 2503 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212.692.6349 MAIL ADDRESS: STREET 1: 623 FIFTH AVENUE STREET 2: SUITE 2503 CITY: NEW YORK STATE: NY ZIP: 10022 4 1 doc1.xml FORM 4 X0303 4 2010-06-08 0 0001211583 ADHEREX TECHNOLOGIES INC ADHXF 0001319998 Southpoint Capital Advisors LP 623 FIFTH AVENUE SUITE 2601 NEW YORK NY 10022 0 0 1 0 0001378377 Southpoint Capital Advisors LLC 623 FIFTH AVENUE, SUITE 2601 NEW YORK NY 10022 0 0 1 0 0001378376 Southpoint GP, LP 623 FIFTH AVENUE, SUITE 2601 NEW YORK NY 10022 0 0 1 0 0001378378 Southpoint GP, LLC 623 FIFTH AVENUE, SUITE 2601 NEW YORK NY 10022 0 0 1 0 0001378379 Clark John Smith II 623 FIFTH AVENUE, SUITE 2601 NEW YORK NY 10022 0 0 1 0 Common Stock 2010-06-08 4 S 0 41504000 D 200000000 I See Footnotes Common Stock Warrants (right to buy) 0.08 2010-06-08 4 S 0 41504000 D 2010-10-30 2015-04-30 Common Stock 41504000 158496000 I See Footnotes The reported securities are included within 41,504,000 units sold by the reporting persons for CDN$0.03 per unit. Each unit consists of one share of common stock of Adherex Technologies Inc. and one warrant to purchase one share of common stock of Adherex Technologies Inc. Southpoint Capital Advisors LP, and its general partner Southpoint Capital Advisors LLC, hold the reported securities indirectly on behalf of Southpoint Fund LP, Southpoint Qualified Fund LP, Southpoint Master Fund, LP and Southpoint Offshore Fund, Ltd., for which Southpoint Capital Advisors LP serves as investment manager. Southpoint GP, LP, and its general partner Southpoint GP, LLC, hold the reported securities indirectly on behalf of Southpoint Fund LP, Southpoint Qualified Fund LP, and Southpoint Master Fund, LP, of which Southpoint GP, LP is the general partner. John S. Clark II reports the securities held indirectly by Southpoint GP, LLC and Southpoint Capital Advisors LLC as the manager of each. Each of the reporting persons disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. The exercise price of the warrants reported is listed in Canadian Dollars. SOUTHPOINT CAPITAL ADVISORS LP, By: Southpoint Capital Advisors LLC, its General Partner, By: John S. Clark II, Managing Member 2010-06-09 SOUTHPOINT CAPITAL ADVISORS LLC, By: John S. Clark, II, Managing Member 2010-06-09 SOUTHPOINT GP, LP, By: Southpoint GP, LLC, its General Partner, By: John S. Clark, II, Managing Member 2010-06-09 SOUTHPOINT GP, LLC, By: John S. Clark, II, Managing Member 2010-06-09 John S. Clark, II 2010-06-09 -----END PRIVACY-ENHANCED MESSAGE-----