-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WzvYYnJlRejFaVDeMR4/uHUr9En7k6rOG0/p65GJBuQ3A79yQpNTCfRDoKUHsjKA XzzTvMUDywKUfrL9on7Pdg== 0001179110-11-003485.txt : 20110225 0001179110-11-003485.hdr.sgml : 20110225 20110225172805 ACCESSION NUMBER: 0001179110-11-003485 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110224 FILED AS OF DATE: 20110225 DATE AS OF CHANGE: 20110225 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brooslin Viviano Sandra CENTRAL INDEX KEY: 0001348121 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32315 FILM NUMBER: 11642350 MAIL ADDRESS: STREET 1: 450 W. 33RD STREET, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 FORMER NAME: FORMER CONFORMED NAME: Brooslin Sandra DATE OF NAME CHANGE: 20051227 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: New York & Company, Inc. CENTRAL INDEX KEY: 0001211351 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-WOMEN'S CLOTHING STORES [5621] IRS NUMBER: 331031445 BUSINESS ADDRESS: STREET 1: 450 WEST 33RD ST 5TH FL CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: 212-884-2110 MAIL ADDRESS: STREET 1: 450 WEST 33RD ST 5TH FL CITY: NEW YORK STATE: NY ZIP: 10001 FORMER COMPANY: FORMER CONFORMED NAME: NY & CO GROUP INC DATE OF NAME CHANGE: 20021220 4 1 edgar.xml FORM 4 - X0303 4 2011-02-24 0 0001211351 New York & Company, Inc. NWY 0001348121 Brooslin Viviano Sandra 450 W. 33RD STREET 5TH FLOOR NEW YORK NY 10001 0 1 0 0 EVP, Human Resources Common Stock 2011-02-24 4 S 0 3148 6.90 D 174722 D Common Stock 2011-02-25 4 S 0 3172 6.90 D 171550 D Options to Purchase Common Stock 3.94 2019-12-01 Common Stock 75000 75000 D Options to Purchase Common Stock 4.74 2018-03-19 Common Stock 20000 20000 D Options to Purchase Common Stock 3.28 2017-03-21 Common Stock 7756 7756 D Options to Purchase Common Stock 3.28 2016-03-15 Common Stock 5303 5303 D This sale of common stock is pursuant to the reporting person's 10b5-1 plan, which commenced on November 22, 2010 under Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Includes 131,550 shares of common stock and 40,000 shares of restricted stock which are scheduled to cliff vest on April 1, 2013. The options become exercisable in four annual installments on the following dates: 18,750 shares on December 1, 2010; 18,750 shares on December 1, 2011; 18,750 shares on December 1, 2012; and 18,750 shares on December 1, 2013. The options become exercisable in four annual installments on the following dates: 5,000 shares on March 19, 2009; 5,000 shares on March 19, 2010; 5,000 shares on March 19, 2011; and 5,000 shares on March 19, 2012. The options become exercisable on the following dates: 5,817 shares on June 29, 2011 and 1,939 shares on March 21, 2012. The options become exercisable on June 29, 2011. Except as outlined above, the filing of this Form shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Note: The reporting person had previous filings under the name of Sandra Brooslin. Linda Gormezano, attorney in fact /s/ Linda Gormezano 2011-02-25 -----END PRIVACY-ENHANCED MESSAGE-----