-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Cv/k0ETdC8kErAAUEaBqVT25x+j4IzomP+wDCcPf3bTSjFzN5gvKtSKFWI7gzAKm KDzhXL+4QkUD9yzGQipUDg== 0001179110-05-016878.txt : 20050823 0001179110-05-016878.hdr.sgml : 20050823 20050823123348 ACCESSION NUMBER: 0001179110-05-016878 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050822 FILED AS OF DATE: 20050823 DATE AS OF CHANGE: 20050823 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: New York & Company, Inc. CENTRAL INDEX KEY: 0001211351 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-WOMEN'S CLOTHING STORES [5621] IRS NUMBER: 331031445 BUSINESS ADDRESS: STREET 1: 450 WEST 33RD ST 5TH FL CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: 212-884-2110 MAIL ADDRESS: STREET 1: 450 WEST 33RD ST 5TH FL CITY: NEW YORK STATE: NY ZIP: 10001 FORMER COMPANY: FORMER CONFORMED NAME: NY & CO GROUP INC DATE OF NAME CHANGE: 20021220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ristau Ronald W CENTRAL INDEX KEY: 0001299915 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32315 FILM NUMBER: 051043065 BUSINESS ADDRESS: BUSINESS PHONE: (212) 884-2000 MAIL ADDRESS: STREET 1: 450 WEST 33RD STREET STREET 2: 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 4 1 edgar.xml FORM 4 - X0202 4 2005-08-22 0 0001211351 New York & Company, Inc. NWY 0001299915 Ristau Ronald W 450 W. 33RD STREET 5TH FLOOR NEW YORK NY 10001 1 1 0 0 COO and CFO Common Stock 2005-08-22 4 M 0 8000 0.11 A 450524 D Common Stock 2005-08-22 4 S 0 8000 18.687 D 442524 D Common Stock 2005-08-22 4 S 0 2500 18.687 D 440024 D Common Stock 103726 I RWR Grantor Retained Annuity Trust Options to Purchase Common Stock 0.11 2005-08-22 4 M 0 8000 0.11 D 2012-11-27 Common Stock 8000 535564 D Options to Purchase Common Stock 3.23 2014-05-14 Common Stock 126134 126134 D This exercise of options to purchase Common Stock and the sale of Common Stock are pursuant to the reporting person's 10b5-1 Plan which commenced on June 8, 2005 under Rule 10b5-1 under the Securities Exchange Act of 1934. Reporting person has exercised a portion of his beneficially owned options to purchase Common Stock. The options to purchase Common Stock are currently exercisable. This sale of Common Stock is pursuant to the reporting person's 10b5-1 Plan which commenced on June 8, 2005 under Rule 10b5-1 under the Securities Exchange Act of 1934. Represents Common Stock indirectly beneficially owned through the 2004 RWR Grantor Retained Annuity Trust. Since the reporting person's last report on Form 4, 17,500 shares of Common Stock previously owned indirectly through the 2004 RWR Grantor Retained Annuity Trust have been transferred to the direct ownership of the reporting person in accordance with the terms of the 2004 RWR GRAT. Except as outlined above, the filing of this Form shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Linda Gormezano, attorney in fact /s/ Linda Gormezano 2005-08-23 -----END PRIVACY-ENHANCED MESSAGE-----