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United States
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 

Form 8-K

 

Current Report
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934

 

March 24, 2022

Date of Report (Date of earliest event reported)

 

SPI Energy Co., Ltd.

(Exact Name of Registrant as Specified in its Charter)

 

Cayman Islands   001-37678   N/A
(State or other jurisdiction
of incorporation)
  (Commission File Number)   (I.R.S. Employer
Identification No.)

 

4677 Old Ironsides Drive, Suite 190

Santa Clara, CA

  95054
(Address of Principal Executive Offices)   (Zip Code)

 

Registrant’s telephone number, including area code: (408) 919-8000

 

N/A
(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

  Written communications pursuant to Rule 425 under the Securities Act

 

  Soliciting material pursuant to Rule 14a-12 under the Exchange Act

 

  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act

 

  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading Symbol(s)   Name of each exchange on which registered
Ordinary Share   SPI   The NASDAQ Global Select Market

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

Emerging growth company 

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. 

 

 

 

 

 

   
 

 

Item 8.01Other Events.

 

On March 24, 2022, SPI Energy Co., Ltd. (the “Company”) issued a press release announcing that Phoenix Motor Inc., the Company’s wholly owned subsidiary, has appointed Mr. Lance Zhou, Ph.D., as Executive Director and Chief Executive Officer of Phoenix Motor Inc., effective March 28, 2022. A copy of the press release is furnished as Exhibits 99.1 hereto.

 

Item 9.01 Financial Statements and Exhibits.

  

(d)   Exhibits
   
Exhibit No.   Description
99.1   Press Release dated March 24, 2022.
104   Cover page interactive data file (embedded within the iXBRL document)

 

 

 

 

 

 

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Dated: March 24, 2022  
   
SPI ENERGY CO., LTD.  
   
By: /s/ Xiaofeng Peng  
Name: Xiaofeng Peng  
Title: Chief Executive Officer  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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