6-K 1 spi_6k.htm CURRENT REPORT

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

FORM 6-K

 

REPORT OF FOREIGN PRIVATE ISSUER

 

PURSUANT TO RULE 13a-16 OR 15d-16 UNDER

 

THE SECURITIES EXCHANGE ACT OF 1934

 

For the Month of September 2021

 

Commission File No.: 001-37678

 

 

SPI ENERGY CO., LTD.


 

 

#1128, 11/F, No. 52 Hung To Road

Kwun Tong, Kowloon
Hong Kong S.A.R.
(Address of Principal Executive Offices.)

 

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

 

Form 20-F ☒         Form 40-F ☐

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ____

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): _____

 

  

 

 

   

 

 

Other Information

 

On September 30, 2021, the registrant entered into a securities purchase agreement with an accredited investor. Copies of the form of the securities purchase agreement with the investor and the convertible promissory note issued to the investor are attached hereto as Exhibits 10.1 and 10.2.

 

 

 

EXHIBIT INDEX

 

Exhibit No.   Description
     
10.1   Form of Securities Purchase Agreement
10.2   Form of Convertible Promissory Note

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

  SPI Energy Co., Ltd.
       
       
  By:

/s/ Xiaofeng Peng

  Name : Xiaofeng Peng
  Title : Chief Executive Officer

 

Date: October 4, 2021

 

 

 

 

 

 

 

 

 

 

 

 

 

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