-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KJCtOzIcx5OP12xeiSuV7Hi9peJF6u7feOCvkoWBK7IdvUm/Y9gftrdygPNMpspW uJ0D5N4h9R2Fvcti17y3xQ== 0001209191-08-058477.txt : 20081103 0001209191-08-058477.hdr.sgml : 20081103 20081103194904 ACCESSION NUMBER: 0001209191-08-058477 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081031 FILED AS OF DATE: 20081103 DATE AS OF CHANGE: 20081103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APOLLO GROUP INC CENTRAL INDEX KEY: 0000929887 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 860419443 STATE OF INCORPORATION: AZ FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 4615 EAST ELWOOD ST CITY: PHOENIX STATE: AZ ZIP: 85040 BUSINESS PHONE: 6029665394 MAIL ADDRESS: STREET 1: 4615 E ELWOOD STREET CITY: PHOENIX STATE: AZ ZIP: 85040 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KIRSCHNER ANN CENTRAL INDEX KEY: 0001210190 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25232 FILM NUMBER: 081158920 BUSINESS ADDRESS: STREET 1: TOPPS CO. INC STREET 2: ONE WHITEHALL STREET CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 480-557-1767 MAIL ADDRESS: STREET 1: 4615 EAST ELWOOD STREET CITY: PHOENIX STATE: AZ ZIP: 85040 4 1 c76616_4x0.xml MAIN DOCUMENT DESCRIPTION X0303 4 2008-10-31 0000929887 APOLLO GROUP INC APOL 0001210190 KIRSCHNER ANN 4025 S. RIVERPOINT PARKWAY PHOENIX AZ 85040 1 0 0 0 Class A Common Stock 2008-10-31 4 A 0 2015 0 A 4515 D Class A Common Stock 2008-10-31 4 S 0 1000 67.94 D 3515 D Class A Common Stock 6 I Custodian Non-Qualified Stock Option (right to buy) 69.51 2008-10-31 4 A 0 6000 0 A 2018-10-30 Class A Common Stock 6000 6000 D Represents shares of the Issuer's Class A common stock underlying restricted stock units ("RSUs") awarded to the Reporting Person. The RSUs will vest in full upon the Reporting Person's continuation in Board service with the Issuer through August 31, 2009, subject to accelerated vesting of the entire award upon certain changes in control of the Issuer. The shares of Class A common stock will be issued when the RSUs vest. The RSUs also include dividend equivalent rights which will entitle the Reporting Person to the same dividends as would be received were the shares of Class A common stock underlying the RSUs actually outstanding shares. Includes 2,015 shares of the Issuer's Class A common stock subject to the reported RSUs. The Reporting Person is custodian under Uniform Gifts to Minors Act. The Reporting Person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. The option will vest and become exercisable for the underlying shares of Class A common stock in full upon the Reporting Person's continuation in Board service with the Issuer through August 31, 2009, subject to accelerated vesting of the entire award upon certain changes in control of the Issuer. /s/ Joseph L. D?Amico for Ann Kirschner 2008-11-03 -----END PRIVACY-ENHANCED MESSAGE-----