0001783879-22-000051.txt : 20220303
0001783879-22-000051.hdr.sgml : 20220303
20220303184707
ACCESSION NUMBER: 0001783879-22-000051
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220301
FILED AS OF DATE: 20220303
DATE AS OF CHANGE: 20220303
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RUBINSTEIN JONATHAN
CENTRAL INDEX KEY: 0001209522
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40691
FILM NUMBER: 22711145
MAIL ADDRESS:
STREET 1: APPLE COMPUTER INC
STREET 2: 1 INFINITE LOOP
CITY: CUPERTINO
STATE: CA
ZIP: 95014
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Robinhood Markets, Inc.
CENTRAL INDEX KEY: 0001783879
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 464364776
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 85 WILLOW STREET
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 844-428-5411
MAIL ADDRESS:
STREET 1: 85 WILLOW STREET
CITY: MENLO PARK
STATE: CA
ZIP: 94025
4
1
wf-form4_164635120937394.xml
FORM 4
X0306
4
2022-03-01
0
0001783879
Robinhood Markets, Inc.
HOOD
0001209522
RUBINSTEIN JONATHAN
C/O ROBINHOOD MARKETS, INC.
85 WILLOW ROAD
MENLO PARK
CA
94025
1
0
0
0
Class A Common Stock
2022-03-01
4
M
0
4528
A
4528
D
Class A Common Stock
65861
I
By Trust
Restricted Stock Units
2022-03-01
4
M
0
4528
0
D
2028-05-28
Class A Common Stock
4528.0
58863
D
Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.
Reflects the prior transfer of 52,631 shares from the Reporting Person to his revocable trust in January 2022, which transfer effected only a change in the form of beneficial ownership and did not result in any change in the Reporting Person's pecuniary interest in such shares.
Reflects the acquisition of 4,175 shares for no consideration pursuant to pro-rata distributions that are exempt from Section 16 of the Securities Exchange Act of 1934, as amended, under Rule 16a-9(a). The Reporting Person's revocable trust received the shares in January 2022 and February 2022 from a limited partnership in which the trust is a non-managing limited partner.
On May 28, 2021, the Reporting Person was granted 72,446 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2020 Equity Incentive Plan. One-sixteenth (1/16) of these RSUs vested on September 1, 2021, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.
/s/ Brandon Webb, attorney-in-fact for Jonathan Rubinstein
2022-03-03